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PPL Form 4: Officer sold 15,791 shares under 10b5-1 plan

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

John R. Crockett III, an officer and president of a PPL subsidiary, reported the sale of 15,791 shares of PPL common stock on 08/27/2025 at a price of $36.56 per share. The filing states the sale was made pursuant to a 10b5-1 plan dated May 29, 2025. After the reported transaction the filing shows 23,649.515 shares beneficially owned (direct). The Form 4 was signed by an attorney-in-fact on 08/28/2025. No other transactions or derivative holdings are reported in this filing.

Positive

  • Sale executed under a 10b5-1 plan, providing affirmative-defense context and indicating prearranged trading
  • Complete transaction disclosure including sale date, price ($36.56), number of shares (15,791), and post-sale beneficial ownership (23,649.515)

Negative

  • Insider ownership reduced by 15,791 shares as a result of the reported sale

Insights

TL;DR: Officer executed a preplanned sale under a 10b5-1 plan; disclosure aligns with standard insider trading controls.

The Form 4 documents a routine sale of 15,791 shares by John R. Crockett III under a 10b5-1 trading plan established May 29, 2025. Reporting the transaction and the plan date provides the affirmative-defense context required by Rule 10b5-1. The filing includes the post-transaction beneficial ownership figure of 23,649.515 shares and is signed by an attorney-in-fact, consistent with procedural norms. There are no derivative transactions or additional disclosures in this Form 4.

TL;DR: Insider sale disclosed; transaction appears procedural and limited in scale relative to typical institutional holdings.

The sale of 15,791 shares at $36.56 is explicitly recorded and identified as executed under a pre-existing 10b5-1 plan. The Form 4 does not show option exercises, grants, or other derivative activity. The filing provides clear transactional detail but no information on motivation or broader changes to ownership beyond the reported post-sale total. From a market-impact perspective, the disclosure is straightforward and lacks additional material events.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Crockett John R III

(Last) (First) (Middle)
645 HAMILTON STREET

(Street)
ALLENTOWN PA 18101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PPL Corp [ PPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President of a PPL Subsidiary
3. Date of Earliest Transaction (Month/Day/Year)
08/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/27/2025 S(1) 15,791 D $36.56 23,649.515 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the sale of 15,791.000 shares of common stock pursuant to a 10b5-1 plan, dated May 29, 2025.
/s/ W. Eric Marr, as Attorney-In-Fact for John R. Crockett III 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did John R. Crockett III report on the Form 4 for PPL (PPL)?

The Form 4 reports a sale of 15,791 shares of PPL common stock on 08/27/2025 at $36.56 per share.

Was the PPL insider sale part of a trading plan?

Yes. The filing states the sale was made pursuant to a 10b5-1 plan dated May 29, 2025.

How many PPL shares did the reporting person own after the transaction?

The Form 4 shows 23,649.515 shares beneficially owned following the reported transaction.

Did the Form 4 disclose any derivative transactions or option activity?

No. Table II for derivative securities contains no reported transactions; only the non-derivative sale is disclosed.

Who signed the Form 4 filing for John R. Crockett III?

The Form 4 is signed by W. Eric Marr, as Attorney-In-Fact for John R. Crockett III with a signature date of 08/28/2025.
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25.10B
738.81M
0.11%
83.36%
3.96%
Utilities - Regulated Electric
Electric Services
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United States
ALLENTOWN