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PPL Form 4: Vincent Sorgi Discloses 472,720.808 Shares After 08/08/2025 Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Vincent Sorgi, President and CEO of PPL Corporation, filed a Form 4 reporting changes in his PPL common stock holdings. The filing lists a transaction dated 08/08/2025 with transaction code G and shows 16,498 shares associated with the reported transaction and a post-transaction direct beneficial ownership figure of 472,720.808 shares. The record also shows 175.643 shares held indirectly in a trust under the Employee Stock Ownership Plan. The filing notes that totals include reinvestment of dividends and was signed by an attorney-in-fact on 08/11/2025.

Positive

  • Insider disclosure completed: Vincent Sorgi filed a Form 4 reporting the transaction, fulfilling SEC reporting requirements.
  • Clear ownership figures: Post-transaction direct beneficial ownership is reported as 472,720.808 shares and indirect ESOP holdings of 175.643 shares.
  • Dividend reinvestment noted: The filing explicitly states totals include reinvestment of dividends, clarifying part of the share increase.

Negative

  • None.

Insights

TL;DR: CEO reports a share change of 16,498 with direct holdings at 472,720.808 shares; filing contains no pricing or proceeds beyond $0.00.

The Form 4 shows a reported transaction dated 08/08/2025 by Vincent Sorgi and a post-transaction direct beneficial ownership figure of 472,720.808 shares. The entry shows a transaction code "G" and a listed price of $0.00 in the table. The filing also discloses 175.643 shares held indirectly via an Employee Stock Ownership Plan and states totals include dividend reinvestment. With only the data presented here, this is a disclosure of insider holdings and a transaction; there are no additional financial metrics or firm-level context in the form to assess material valuation impact.

TL;DR: Insider disclosure confirms CEO ownership details and ESOP holdings; the filing documents compliance with Section 16 reporting.

The document is a Section 16 Form 4 listing Vincent Sorgi as President and CEO and reporting changes in his beneficial ownership of PPL common stock. It identifies direct and indirect ownership forms, references reinvested dividends, and includes an attorney-in-fact signature dated 08/11/2025. As presented, the filing records ownership and transfer details required by insider reporting rules; it does not contain further governance actions, option grants, or compensatory plan amendments beyond the ESOP notation.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sorgi Vincent

(Last) (First) (Middle)
645 HAMILTON STREET

(Street)
ALLENTOWN PA 18101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PPL Corp [ PPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/08/2025 G 16,498 D $0.00 472,720.808 D
Common Stock 175.643(1) I Held in trust pursuant to the Employee Stock Ownership Plan.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Total includes the reinvestment of dividends.
/s/ W. Eric Marr, as Attorney-In-Fact for Vincent Sorgi 08/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Vincent Sorgi report on the Form 4 for PPL (PPL)?

The Form 4 reports a transaction dated 08/08/2025, showing 16,498 shares tied to the reported transaction and post-transaction direct ownership of 472,720.808 shares.

Does the filing show any indirect holdings for the reporting person?

Yes. The filing shows 175.643 shares held indirectly in a trust pursuant to the Employee Stock Ownership Plan.

What transaction code and price are listed in the Form 4?

The table lists transaction code G and a price of $0.00 as shown in the filing.

When was the Form 4 signed and by whom?

The form is signed by W. Eric Marr, as Attorney-In-Fact for Vincent Sorgi with a signature date of 08/11/2025.

Does the Form 4 explain changes in totals?

Yes. The filing includes an explanation stating that totals include the reinvestment of dividends.
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25.10B
738.81M
0.11%
83.36%
3.96%
Utilities - Regulated Electric
Electric Services
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United States
ALLENTOWN