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Prenetics (PRE) CFO details 487,462 shares and RSU-based equity stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Prenetics Global Ltd Chief Financial Officer Hoi Chun Lo reported his initial equity holdings. He directly owns 487,462 Class A Ordinary Shares and two groups of Restricted Stock Units that can convert into 15,272 and 32,736 Class A Ordinary Shares at nominal exercise prices, with vesting in 2026 and expirations in 2030 and 2032.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number:3235-0104
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1. Name and Address of Reporting Person*
Lo Hoi Chun

(Last)(First)(Middle)
UNIT 703-706, K11 ATELIER
728 KINGS ROAD, QUARRY BAY

(Street)
HONG KONG

(City)(State)(Zip)

HONG KONG

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Prenetics Global Ltd [ PRE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Share, par value $0.0015 per share487,462D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (1)04/19/2032Class A Ordinary Share, par value $0.0015 per share15,272$0D
Restricted Stock Unit (2)06/23/2030Class A Ordinary Share, par value $0.0015 per share32,736$0.0001(3)D
Explanation of Responses:
1. Each of the 15,272 Restricted Stock Units ("RSUs"), granted under the Issuer's 2022 Share Incentive Plan, represents the contingent right to receive one Class A Ordinary Share. The RSUs vest in accordance with the following schedule, subject to continued service: March 19, 2026: 7,636 (7,636 Class A Ordinary Shares); April 19, 2026: 7,636 (7,636 Class A Ordinary Shares). Hoi Chun Lo's vested RSUs are not automatically settled upon vesting. Settlement and delivery of Class A Ordinary Shares in respect of vested RSUs occurs at Hoi Chun Lo's election, in accordance with the Issuer's insider trading policy.
2. Each of the 491,029 RSUs, granted under the Issuer's 2022 Share Incentive Plan, originally represented the contingent right to receive one Class A Ordinary Share. Following the Issuer's 1-for-15 reverse stock split effected on November 14, 2023, the 491,029 RSUs now represent the contingent right to receive an aggregate of 32,736 Class A Ordinary Shares. The RSUs vest in accordance with the following schedule, subject to continued service: January 23, 2026: 80,914 (5,394 Shares); February 23, 2026: 80,914 (5,394 Shares); March 23, 2026: 80,915 (5,395 Shares); April 23, 2026: 80,914 (5,394 Shares); May 23, 2026: 80,914 (5,394 Shares); June 23, 2026: 86,458 (5,765 Shares). Hoi Chun Lo's vested RSUs are not automatically settled upon vesting. Settlement and delivery of Class A Ordinary Shares in respect of vested RSUs occurs at Hoi Chun Lo's election, in accordance with the Issuer's insider trading policy.
3. To be paid per Class A Ordinary Share received.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Stephen Hoi Chun Lo03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What equity holdings did Prenetics (PRE) CFO Hoi Chun Lo report on this Form 3?

Hoi Chun Lo reported direct ownership of 487,462 Class A Ordinary Shares of Prenetics Global Ltd, plus Restricted Stock Units that can convert into an additional 48,008 Class A Ordinary Shares, subject to vesting conditions and nominal exercise prices disclosed in the filing.

How many Prenetics (PRE) shares underlie Hoi Chun Lo’s Restricted Stock Units?

The filing shows RSUs convertible into 15,272 Class A Ordinary Shares with a $0.0000 exercise price and 32,736 Class A Ordinary Shares with a $0.0001 exercise price, all subject to specific vesting schedules and expiration dates in 2030 and 2032.

When do Hoi Chun Lo’s Prenetics (PRE) RSUs vest according to the filing?

The RSUs vest in multiple tranches during 2026, including dates such as January 23, 2026 through June 23, 2026, plus separate tranches on March 19, 2026 and April 19, 2026, all conditioned on continued service with Prenetics Global Ltd.

How are Hoi Chun Lo’s vested RSUs in Prenetics (PRE) settled?

The filing states vested RSUs are not automatically settled upon vesting. Settlement and delivery of Class A Ordinary Shares occur at Hoi Chun Lo’s election, in line with Prenetics Global Ltd’s insider trading policy, providing flexibility on when shares are actually received.

Did the Prenetics (PRE) reverse stock split affect Hoi Chun Lo’s RSUs?

Yes. RSUs originally covering 491,029 units now represent the right to receive 32,736 Class A Ordinary Shares after a 1-for-15 reverse stock split effected on November 14, 2023, while maintaining the overall economic value of his equity award.

Does this Prenetics (PRE) Form 3 show any insider share purchases or sales?

The Form 3 primarily lists existing holdings of shares and RSUs for Hoi Chun Lo. The transactions are classified as holdings with unknown transaction codes, and the transaction summary shows no recorded buys, sells, exercises, gifts, or tax-withholding dispositions.
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