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Peraso (PRSO) director receives 50,000 RSUs vesting in 2027 grant reported

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peraso Inc. director Lewis Daniel Lee reported an equity award in the form of restricted stock units. On January 7, 2026, he received 50,000 shares of Peraso common stock at a price of $0.00, reported as an acquisition of non-derivative securities. The filing explains this is a restricted stock unit (RSU) grant, where each RSU represents a contingent right to receive one common share once vested.

The entire RSU award is scheduled to vest and become non-forfeitable on January 7, 2027, or earlier if Peraso holds its next annual meeting of stockholders before that date. After this grant, Lee beneficially owned 54,292 shares of Peraso common stock directly. This transaction reflects an equity-based compensation award rather than an open-market purchase.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lewis Daniel Lee

(Last) (First) (Middle)
2033 GATEWAY PLACE, SUITE 500

(Street)
SAN JOSE CA 95110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Peraso Inc. [ PRSO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/07/2026 A 50,000(1) A $0.00 54,292 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted Stock Unit ("RSU") award granted on January 7, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The entire award vests and becomes non-forfeitable on January 7, 2027, or, if earlier, the date of the next annual meeting of stockholders of the Issuer following January 7, 2026.
/s/ James Sullivan by power of attorney 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Peraso (PRSO) report in this Form 4?

The Form 4 reports that director Lewis Daniel Lee acquired 50,000 shares of Peraso Inc. common stock on January 7, 2026 through an equity award at a reported price of $0.00 per share.

What type of equity award did Peraso director Lewis Daniel Lee receive?

Lewis Daniel Lee received a Restricted Stock Unit (RSU) award. Each RSU represents a contingent right to receive one share of Peraso’s common stock once the award vests.

When do the 50,000 Peraso (PRSO) RSUs granted to Lewis Daniel Lee vest?

The filing states that the entire RSU award vests and becomes non-forfeitable on January 7, 2027, or, if earlier, on the date of the next annual meeting of Peraso stockholders following January 7, 2026.

How many Peraso shares does Lewis Daniel Lee own after this RSU grant?

After the reported transaction, Lewis Daniel Lee beneficially owned 54,292 shares of Peraso Inc. common stock, held with direct ownership, according to the Form 4.

Was there any cash paid for the Peraso RSU award reported in this Form 4?

No cash was paid for the RSU award. The Form 4 shows the 50,000 shares acquired at a transaction price of $0.00 per share, consistent with equity compensation granted by the company.

What is the role of Lewis Daniel Lee at Peraso Inc.?

The Form 4 identifies Lewis Daniel Lee as a director of Peraso Inc. and indicates that the filing is made by one reporting person in that capacity.
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