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[Form 4] Peraso, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Peraso Inc. (PRSO) Chief Technology Officer Alex Tomkins was granted a stock option to purchase 25,000 shares on August 7, 2025 with an exercise price of $0.8399. The option is reported as direct beneficial ownership of 25,000 derivative securities and the filing shows the option price reported as $0.00 in the form's table.

The option vests as to 1/36th of the shares on each monthly anniversary following August 7, 2025. The Form 4 was signed by James Sullivan by power of attorney on August 11, 2025. The filing does not disclose total shares outstanding or the percentage this grant represents, so materiality relative to the company's equity cannot be determined from this Form 4 alone.

Il Chief Technology Officer di Peraso Inc. (PRSO), Alex Tomkins, ha ricevuto un'opzione su azioni per acquistare 25.000 azioni il 7 agosto 2025 con un prezzo di esercizio di $0.8399. L'opzione è indicata come proprietà beneficiaria diretta di 25.000 titoli derivati e nella tabella del modulo il prezzo dell'opzione è riportato come $0.00.

L'opzione matura nella misura di 1/36 delle azioni ad ogni anniversario mensile successivo al 7 agosto 2025. Il Modulo 4 è stato firmato per procura da James Sullivan il 11 agosto 2025. La comunicazione non riporta il numero totale di azioni in circolazione né la percentuale che rappresenta questa assegnazione, pertanto dalla sola lettura di questo Modulo 4 non è possibile determinare la rilevanza rispetto al capitale della società.

El Chief Technology Officer de Peraso Inc. (PRSO), Alex Tomkins, recibió una opción para comprar 25.000 acciones el 7 de agosto de 2025 con un precio de ejercicio de $0.8399. La opción se declara como propiedad beneficiaria directa de 25.000 valores derivados y en la tabla del formulario se registra el precio de la opción como $0.00.

La opción se consolida en 1/36 de las acciones en cada aniversario mensual a partir del 7 de agosto de 2025. El Formulario 4 fue firmado por poder por James Sullivan el 11 de agosto de 2025. La presentación no revela el total de acciones en circulación ni el porcentaje que representa esta concesión, por lo que no es posible determinar su materialidad respecto al capital social solo con este Formulario 4.

Peraso Inc.(PRSO)의 최고기술책임자(CTO) Alex Tomkins는 2025년 8월 7일25,000주를 매수할 수 있는 스톡옵션을 부여받았으며 행사가격은 $0.8399입니다. 해당 옵션은 직접적인 수익적 소유권으로 25,000개의 파생증권으로 보고되었고, 양식의 표에는 옵션 가격이 $0.00로 기재되어 있습니다.

옵션은 2025년 8월 7일 이후 매월 기념일마다 1/36씩 베스팅됩니다. Form 4는 James Sullivan이 위임장으로 2025년 8월 11일 서명했습니다. 제출서류에는 총 발행주식수나 이번 부여가 차지하는 비율이 기재되어 있지 않아, 이 Form 4만으로는 회사 지분 대비 중요성을 판단할 수 없습니다.

Le Chief Technology Officer de Peraso Inc. (PRSO), Alex Tomkins, a reçu une option d'achat de 25 000 actions le 7 août 2025 au prix d'exercice de $0.8399. L'option est indiquée comme propriété bénéficiaire directe de 25 000 titres dérivés et, dans le tableau du formulaire, le prix de l'option est déclaré comme $0.00.

L'option acquiert droits à hauteur de 1/36 des actions à chaque anniversaire mensuel suivant le 7 août 2025. Le Formulaire 4 a été signé par procuration par James Sullivan le 11 août 2025. Le dépôt ne révèle ni le nombre total d'actions en circulation ni le pourcentage que représente cette attribution ; la matérialité par rapport aux capitaux propres de la société ne peut donc pas être déterminée à partir de ce seul Formulaire 4.

Der Chief Technology Officer von Peraso Inc. (PRSO), Alex Tomkins, erhielt am 7. August 2025 eine Optionsberechtigung zum Erwerb von 25.000 Aktien zu einem Ausübungspreis von $0.8399. Die Option wird als direkter vorteilhafter Besitz von 25.000 derivativen Wertpapieren ausgewiesen, und in der Tabelle des Formulars ist der Optionspreis mit $0.00 angegeben.

Die Option läuft in Höhe von 1/36 der Aktien jeweils an jedem monatlichen Jahrestag nach dem 7. August 2025 frei. Das Formular 4 wurde von James Sullivan per Vollmacht am 11. August 2025 unterschrieben. Die Einreichung nennt weder die insgesamt ausstehenden Aktien noch den Prozentsatz, den diese Zuteilung darstellt, sodass sich die Wesentlichkeit im Verhältnis zum Eigenkapital des Unternehmens anhand dieses Formulars 4 nicht bestimmen lässt.

Positive
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Negative
  • None.

Insights

TL;DR: Routine executive equity grant; 25,000 options to CTO, materiality unclear without outstanding share count.

The Form 4 documents a standard option award to Alex Tomkins, CTO, for 25,000 options with a $0.8399 exercise price granted on 08/07/2025. Vesting is monthly at 1/36th per month beginning August 7, 2025. The filing reports the options as directly beneficially owned. Without the issuer's total share count or prior holdings detail, the quantitative impact on dilution or insider ownership percentages cannot be assessed from this filing alone.

TL;DR: Standard compensation grant with monthly vesting; governance impact limited to disclosure and alignment considerations.

This Form 4 shows an equity compensation action for a named officer (CTO). The vesting schedule—1/36th monthly—ties compensation to continued service. The form contains the grant date, strike, and quantity but omits context such as percent of outstanding shares or board authorization details; therefore the filing alone provides limited insight into governance implications beyond confirming the award and vesting terms.

Il Chief Technology Officer di Peraso Inc. (PRSO), Alex Tomkins, ha ricevuto un'opzione su azioni per acquistare 25.000 azioni il 7 agosto 2025 con un prezzo di esercizio di $0.8399. L'opzione è indicata come proprietà beneficiaria diretta di 25.000 titoli derivati e nella tabella del modulo il prezzo dell'opzione è riportato come $0.00.

L'opzione matura nella misura di 1/36 delle azioni ad ogni anniversario mensile successivo al 7 agosto 2025. Il Modulo 4 è stato firmato per procura da James Sullivan il 11 agosto 2025. La comunicazione non riporta il numero totale di azioni in circolazione né la percentuale che rappresenta questa assegnazione, pertanto dalla sola lettura di questo Modulo 4 non è possibile determinare la rilevanza rispetto al capitale della società.

El Chief Technology Officer de Peraso Inc. (PRSO), Alex Tomkins, recibió una opción para comprar 25.000 acciones el 7 de agosto de 2025 con un precio de ejercicio de $0.8399. La opción se declara como propiedad beneficiaria directa de 25.000 valores derivados y en la tabla del formulario se registra el precio de la opción como $0.00.

La opción se consolida en 1/36 de las acciones en cada aniversario mensual a partir del 7 de agosto de 2025. El Formulario 4 fue firmado por poder por James Sullivan el 11 de agosto de 2025. La presentación no revela el total de acciones en circulación ni el porcentaje que representa esta concesión, por lo que no es posible determinar su materialidad respecto al capital social solo con este Formulario 4.

Peraso Inc.(PRSO)의 최고기술책임자(CTO) Alex Tomkins는 2025년 8월 7일25,000주를 매수할 수 있는 스톡옵션을 부여받았으며 행사가격은 $0.8399입니다. 해당 옵션은 직접적인 수익적 소유권으로 25,000개의 파생증권으로 보고되었고, 양식의 표에는 옵션 가격이 $0.00로 기재되어 있습니다.

옵션은 2025년 8월 7일 이후 매월 기념일마다 1/36씩 베스팅됩니다. Form 4는 James Sullivan이 위임장으로 2025년 8월 11일 서명했습니다. 제출서류에는 총 발행주식수나 이번 부여가 차지하는 비율이 기재되어 있지 않아, 이 Form 4만으로는 회사 지분 대비 중요성을 판단할 수 없습니다.

Le Chief Technology Officer de Peraso Inc. (PRSO), Alex Tomkins, a reçu une option d'achat de 25 000 actions le 7 août 2025 au prix d'exercice de $0.8399. L'option est indiquée comme propriété bénéficiaire directe de 25 000 titres dérivés et, dans le tableau du formulaire, le prix de l'option est déclaré comme $0.00.

L'option acquiert droits à hauteur de 1/36 des actions à chaque anniversaire mensuel suivant le 7 août 2025. Le Formulaire 4 a été signé par procuration par James Sullivan le 11 août 2025. Le dépôt ne révèle ni le nombre total d'actions en circulation ni le pourcentage que représente cette attribution ; la matérialité par rapport aux capitaux propres de la société ne peut donc pas être déterminée à partir de ce seul Formulaire 4.

Der Chief Technology Officer von Peraso Inc. (PRSO), Alex Tomkins, erhielt am 7. August 2025 eine Optionsberechtigung zum Erwerb von 25.000 Aktien zu einem Ausübungspreis von $0.8399. Die Option wird als direkter vorteilhafter Besitz von 25.000 derivativen Wertpapieren ausgewiesen, und in der Tabelle des Formulars ist der Optionspreis mit $0.00 angegeben.

Die Option läuft in Höhe von 1/36 der Aktien jeweils an jedem monatlichen Jahrestag nach dem 7. August 2025 frei. Das Formular 4 wurde von James Sullivan per Vollmacht am 11. August 2025 unterschrieben. Die Einreichung nennt weder die insgesamt ausstehenden Aktien noch den Prozentsatz, den diese Zuteilung darstellt, sodass sich die Wesentlichkeit im Verhältnis zum Eigenkapital des Unternehmens anhand dieses Formulars 4 nicht bestimmen lässt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tomkins Alex

(Last) (First) (Middle)
2033 GATEWAY PLACE
SUITE 500

(Street)
SAN JOSE CA 95110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Peraso Inc. [ PRSO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $0.8399 08/07/2025 A 25,000 (1) 08/07/2035 Common Stock 25,000 $0.00 25,000(2) D
Explanation of Responses:
1. The option will vest as to 1/36th of the shares subject to the option on each monthly anniversary following August 7, 2025.
2. In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."
/s/ James Sullivan by power of attorney 08/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Peraso (PRSO) report in this Form 4?

The Form 4 reports that CTO Alex Tomkins was granted a stock option for 25,000 shares on 08/07/2025 with an exercise price of $0.8399.

What are the vesting terms for the option reported on Peraso's Form 4?

The option vests as to 1/36th of the shares on each monthly anniversary following August 7, 2025.

How is the reported ownership described in the filing for PRSO?

The filing shows the derivative securities as direct (D) beneficial ownership and reports 25,000 derivative securities beneficially owned following the transaction.

Who signed the Form 4 for Peraso and when was it filed?

The Form 4 was signed by James Sullivan by power of attorney and dated 08/11/2025; the earliest transaction date is 08/07/2025.

What is the exercise price and any price noted on the derivative security line?

The exercise (conversion) price listed for the derivative security is $0.8399; the form's price column also shows $0.00 in the derivative table entries as presented.

Does the Form 4 disclose how material the grant is relative to company equity?

No. The filing does not disclose total shares outstanding or the percentage the 25,000 option grant represents, so materiality cannot be determined from this Form 4 alone.
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