[144] Prudential Financial, Inc. SEC Filing

Rhea-AI Filing Summary

Prudential Financial, Inc. (PRU) filing of a Form 144 notifies the market of a proposed sale of common stock by an insider. The notice lists 4,000 shares planned for sale on 08/29/2025 through Morgan Stanley Smith Barney LLC, with an aggregate market value of $438,600.00 and the company-wide shares outstanding shown as 352,000,000.

The filing details the origins of the shares being sold: a mix of released performance shares and restricted stock units awarded between 2021 and 2023, with specific lot sizes of 1,232, 1,238, 600, 446, and 484 shares and acquisition dates in 2023–2024. The filer certifies they are unaware of undisclosed material adverse information and indicates no securities were sold in the past three months.

Positive

• Transparency: The filing discloses the proposed sale amount (4,000 shares) and aggregate market value ($438,600.00)
• Origin of shares disclosed: Shares arise from released performance shares and restricted stock units with specific acquisition dates and lot sizes

Negative

• None.

Insights

Financial Analyst

TL;DR: Insider plans to sell 4,000 shares worth $438.6k; holdings arise from released PSU/RSU awards between 2021–2024.

The Form 144 is a routine disclosure showing an insider intends to liquidate equity compensation through a broker on a specified date. The sale size and value are explicitly stated and can be incorporated into short-term float expectations for that trading day. The filing contains no earnings, operational or forward-looking data and thus has limited standalone impact on Prudential's fundamental outlook. Investors will typically view this as a liquidity event for the insider rather than a signal about company performance.

Corporate Governance Expert

TL;DR: The notice documents compliance with Rule 144 for disposition of equity awards; no undisclosed material information claimed.

The filing documents that the shares to be sold were derived from released performance shares and restricted stock units awarded in prior years, consistent with standard compensation vesting and disposition processes. The signatory affirms lack of material nonpublic information and references trading-plan considerations. There are no governance red flags or departures disclosed here; the form serves transparency and regulatory compliance purposes.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Securities Executive Services 200 W Civic Center Dr., 4th Floor Sandy UT 84070	4000	438600.00	352000000	08/29/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/13/2024	Release of Performance Shares Awarded 2/09/2021	Issuer			1232	02/13/2024	N/A
Common	02/28/2023	Release of Restricted Stock Units Awarded 02/9/2021	Issuer			1238	02/28/2023	NA
Common	02/29/2024	Release of Restricted Stock Units Awarded 02/14/2023	Issuer			600	02/29/2024	NA
Common	02/29/2024	Release of Restricted Stock Units Awarded 02/8/2022	Issuer			446	02/29/2024	NA
Common	02/29/2024	Release of Restricted Stock Units Awarded 02/9/2021	Issuer			484	02/29/2024	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Prudential's (PRU) Form 144 disclose?

The Form 144 discloses a proposed sale of 4,000 common shares valued at $438,600.00, to be sold through Morgan Stanley Smith Barney on 08/29/2025.

Who is the broker handling the proposed sale in the PRU Form 144?

The broker named in the filing is Morgan Stanley Smith Barney LLC Securities Executive Services located in Sandy, UT.

Where did the shares being sold originate from according to the filing?

The shares were acquired via releases of performance shares and restricted stock units awarded between 2021 and 2023, with specific lots of 1,232, 1,238, 600, 446, and 484 shares.

Did the filer report any securities sold in the past three months?

The filing states "Nothing to Report" for securities sold by the person in the past three months.

What representation does the filer make about material nonpublic information?

By signing the notice the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.