[Form 4] Prudential Financial, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Robert E. Boyle, Senior Vice President of Prudential Financial, reported routine equity activity on 08/31/2025 involving the vesting of restricted stock units and tax withholding.

The filing shows 352 restricted stock units vested, converting 1:1 to 352 shares (transaction code M). Of those, 114 shares were withheld for taxes (transaction code F) at a price of $109.66 per share. The filing also notes an adjustment adding 12 shares acquired under the Prudential Employee Savings Plan between April 7, 2025 and August 29, 2025. After the reported transactions, Mr. Boyle beneficially owns 3,419 shares directly and 914 shares indirectly through a 401(k).

The report is signed by an attorney-in-fact on behalf of the reporting person on 09/04/2025.

Positive

• 352 restricted stock units vested, demonstrating compensation alignment with equity incentives
• 12 additional shares acquired under the Prudential Employee Savings Plan, increasing holdings
• Clear disclosure of tax withholding and post-transaction beneficial ownership totals

Negative

• 114 shares withheld for taxes, reducing the officer's net share increase
• No evidence of open-market purchases that would increase public share ownership materially

Insights

Financial Analyst

TL;DR: Routine equity compensation vesting and tax-withholding; immaterial to company-wide share count.

This Form 4 documents the vesting of 352 restricted stock units for a named officer and the withholding of 114 shares to satisfy taxes at $109.66 per share. The filing also records an adjustment of 12 shares acquired via the employee savings plan and provides post-transaction beneficial ownership totals: 3,419 direct and 914 indirect shares. The transactions are standard for executive compensation and do not indicate open-market sales beyond tax withholding. No new derivative activity or material disposals impacting broader shareholder base are reported.

Corporate Governance Expert

TL;DR: Standard insider reporting of RSU vesting and tax withholding; shows compliance with Section 16 disclosures.

The filing identifies the reporting person as a Senior Vice President and discloses conversion of RSUs to common stock on a 1:1 basis and withholding of shares for tax obligations. It also documents an exempt acquisition of 12 shares under internal plans. The form is executed via attorney-in-fact, consistent with routine administrative practice. There are no indications of unusual timing, planned trades, or Rule 10b5-1 plan references in the disclosed transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Boyle Robert E

(Last) (First) (Middle)

751 BROAD STREET, 5TH FLOOR

ATTN: REGULATORY FILINGS UNIT

(Street)

NEWARK NJ 07102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/31/2025		M		352(1)	A	$0	3,533	D
Common Stock	08/31/2025		F		114(2)	D	$109.66	3,419	D
Common Stock								914(3)	I	By 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
8/10/2023 Restricted Stock Units	$0(4)	08/31/2025		M			352	(5)	(5)	Common Stock	352	$0	353	D

Explanation of Responses:

1. Represents the vesting of previously awarded restricted stock units.

2. Represents shares withheld for the payment of taxes.

3. Amount reported has been adjusted to include 12 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between April 7, 2025 and August 29, 2025. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).

4. The Restricted Stock Units convert to common stock on a 1 to 1 basis.

5. The Restricted Stock Units will vest 1/3 per year beginning the last day of August 2024.

	/s/ Richard J. Baker, attorney-in-fact	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did PRU officer Robert E. Boyle report on Form 4?

The Form 4 reports the vesting of 352 restricted stock units on 08/31/2025 and the withholding of 114 shares for taxes at $109.66 per share.

How many shares does Robert E. Boyle beneficially own after these transactions?

Following the reported transactions, he beneficially owns 3,419 shares directly and 914 shares indirectly through a 401(k).

Were any shares acquired under employee plans reported in the filing?

Yes. The filing notes an adjustment including 12 shares acquired under The Prudential Employee Savings Plan between April 7, 2025 and August 29, 2025.

Did the Form 4 disclose exercise or purchase at a cost for the RSUs?

The Restricted Stock Units convert to common stock on a 1-to-1 basis and the conversion price is reported as $0, consistent with RSU awards.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by /s/ Richard J. Baker, attorney-in-fact on 09/04/2025.