Form 144: Broker Reports Three 10b5-1 Sales
Morgan Stanley Smith Barney LLC submitted Section 144 notices reporting brokered 10b5-1 sales of Common shares on behalf of several trusts.
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted Section 144 notices reporting brokered 10b5-1 sales of Common shares on behalf of several trusts. The excerpt lists three trades executed 04/21/2026: 5,667, 5,609, and 5,564 shares, with corresponding proceeds shown in dollar amounts. The filings identify the selling parties as named trusts and list the security class as Founders Shares.
Insights
Broker-reported 10b5-1 dispositions by trusts via Form 144; routine selling notices.
The filing shows broker-facilitated sales executed under 10b5-1 plans on 04/21/2026, listing share counts and gross proceeds per trade. These are notifications required when restricted/affiliate shares are sold in reliance on Rule 144.
Cash-flow treatment and aggregate post-sale holdings are not provided in the excerpt; subsequent filings or broker confirmations would show settlement details and any remaining restricted holdings.
Key Figures
Key Terms
10b5-1 regulatory
Form 144 regulatory
FAQ
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What does the PSTG Form 144 filing report?
Who executed the trades shown in the PSTG excerpt?
Do these Form 144 notices state who receives the sale proceeds?
AI-generated analysis. How Rhea-AI works. Not financial advice.