Cohen & Steers PTA officer files initial Form 3

Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund named Steven Frank as a reporting person for equity ownership purposes.

Rhea-AI Filing Summary

Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund named Steven Frank as a reporting person for equity ownership purposes. He is identified as an officer of the fund, serving as Treasurer, and is not listed as a director or 10% owner in this initial ownership statement.

Key Terms

initial statement of beneficial ownership, reporting person, 10% owner

3 terms

initial statement of beneficial ownership regulatory

"This Form 3 serves as an initial statement of beneficial ownership"

An initial statement of beneficial ownership is the first regulatory filing an insider or large investor submits to disclose the amount of a company's stock they control or benefit from. It matters to investors because it reveals who has significant influence over a company—like showing who’s holding the cards—and helps track potential conflicts of interest, insider motives, and future buying or selling that can move the stock price.

reporting person regulatory

"named Steven Frank as a reporting person for equity ownership purposes"

10% owner regulatory

"shows no 10% owner status for Steven Frank"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PTA Form 3 filing report about Steven Frank?

The Form 3 identifies Steven Frank as a reporting person for Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA), serving as Treasurer, without listing him as a director or 10% beneficial owner.

Is Steven Frank a 10% owner of Cohen & Steers PTA according to this Form 3?

No. The Form 3 for Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA) shows no 10% owner status for Steven Frank; the 10% owner indicator is not selected for him.

What officer role is disclosed for Steven Frank in PTA’s Form 3?

The Form 3 states that Steven Frank is an officer of Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA), with the specific officer title of Treasurer reported in the filing data.

Does the PTA Form 3 show any insider transactions for Steven Frank?

No insider transactions are listed. The Form 3 for Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA) reports no buy, sell, or derivative transactions for Steven Frank in the transaction summary.

What is the purpose of this Form 3 for Cohen & Steers PTA?

This Form 3 serves as an initial statement of beneficial ownership for officer Steven Frank at Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA), establishing his reporting status under SEC rules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/10/2026 - 11:16 AM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

FRANK STEVEN

(Last) (First) (Middle)

1166 AVENUE OF THE AMERICAS

30TH FLOOR

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
12/09/2025

3. Issuer Name and Ticker or Trading Symbol
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund [ PTA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Treasurer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Dana A. DeVivo, Attorney-in-Fact	08/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)