Cohen & Steers PTA (NYSE: PTA) treasurer Steven Frank files initial Form 3
Rhea-AI Filing Summary
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund named Steven Frank as a reporting person for equity ownership purposes. He is identified as an officer of the fund, serving as Treasurer, and is not listed as a director or 10% owner in this initial ownership statement.
Positive
- None.
Negative
- None.
Key Terms
initial statement of beneficial ownership, reporting person, 10% owner
3 terms
initial statement of beneficial ownership regulatory
"This Form 3 serves as an initial statement of beneficial ownership"
An initial statement of beneficial ownership is the first regulatory filing an insider or large investor submits to disclose the amount of a company's stock they control or benefit from. It matters to investors because it reveals who has significant influence over a company—like showing who’s holding the cards—and helps track potential conflicts of interest, insider motives, and future buying or selling that can move the stock price.
reporting person regulatory
"named Steven Frank as a reporting person for equity ownership purposes"
10% owner regulatory
"shows no 10% owner status for Steven Frank"
FAQ
What does the PTA Form 3 filing report about Steven Frank?
The Form 3 identifies Steven Frank as a reporting person for Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA), serving as Treasurer, without listing him as a director or 10% beneficial owner.
Is Steven Frank a 10% owner of Cohen & Steers PTA according to this Form 3?
No. The Form 3 for Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA) shows no 10% owner status for Steven Frank; the 10% owner indicator is not selected for him.
What officer role is disclosed for Steven Frank in PTA’s Form 3?
The Form 3 states that Steven Frank is an officer of Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA), with the specific officer title of Treasurer reported in the filing data.
Does the PTA Form 3 show any insider transactions for Steven Frank?
No insider transactions are listed. The Form 3 for Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA) reports no buy, sell, or derivative transactions for Steven Frank in the transaction summary.
What is the purpose of this Form 3 for Cohen & Steers PTA?
This Form 3 serves as an initial statement of beneficial ownership for officer Steven Frank at Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA), establishing his reporting status under SEC rules.
AI-generated analysis. How Rhea-AI works. Not financial advice.
