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PTC Form 4: Director receives two RSU grants totaling 2,262 units

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PTC Inc. (PTC) disclosed a director’s equity compensation on a Form 4. On 10/13/2025, the director received two restricted stock unit (RSU) grants: 410 RSUs and 1,852 RSUs, each representing the right to receive one share of PTC common stock per unit.

The 410 RSUs vest on the earlier of PTC’s 2026 Annual Meeting of Shareholders or March 15, 2026. The 1,852 RSUs vest in two substantially equal installments on October 15, 2026 and October 15, 2027. The awards were reported at a price of $0 per unit and are held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LICO JAMES A

(Last) (First) (Middle)
C/O 121 SEAPORT BOULEVARD

(Street)
BOSTON MA 02210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PTC INC. [ PTC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 10/13/2025 A 410 (2) (2) Common Stock 410 $0 410(4) D
Restricted Stock Units (1) 10/13/2025 A 1,852 (3) (3) Common Stock 1,852 $0 1,852(4) D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
2. Time-based restricted stock units granted on October 13, 2025 that vest on the earlier of the date of PTC's 2026 Annual Meeting of Shareholders or March 15, 2026.
3. Time-based restricted stock units granted on October 13, 2025 that vest in two substantially equal installments on October 15, 2026 and 2027.
4. This amount represents the total number of derivative securities beneficially owned of the class shown.
/s/Catherine Gorecki by power of attorney filed 10/05/2025 10/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PTC (PTC) report on this Form 4?

A director received two RSU grants on 10/13/2025: 410 RSUs and 1,852 RSUs, each convertible into one share of common stock.

What are the vesting terms for the 410 PTC RSUs?

They vest on the earlier of PTC’s 2026 Annual Meeting or March 15, 2026.

How do the 1,852 PTC RSUs vest?

They vest in two substantially equal installments on October 15, 2026 and October 15, 2027.

What does each PTC RSU represent?

Each RSU represents a contingent right to receive one share of PTC common stock.

At what price were the PTC RSUs reported?

The RSUs were reported at $0 per unit.

How is the ownership of these PTC RSUs reported?

The RSUs are reported as held directly by the reporting person.
Ptc Inc

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21.32B
119.01M
1.11%
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2.56%
Software - Application
Services-prepackaged Software
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United States
BOSTON