Welcome to our dedicated page for PTC SEC filings (Ticker: PTC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PTC SEC filings document the formal disclosures of a Massachusetts-based software issuer listed on Nasdaq under the PTC symbol. Recent Form 8-K reports furnish quarterly and fiscal-year operating results, financial metrics such as ARR and cash flow, Regulation FD disclosures, share repurchase authorizations, and exhibits tied to earnings releases.
The filing record also covers corporate governance and capital-structure matters, including annual meeting vote results, director elections, say-on-pay votes, auditor ratification, board appointments, committee assignments, material-event disclosures, and material agreements. These filings frame PTC's public disclosures around its software business, common stock, capital return activity, and shareholder governance.
PTC Inc. (PTC) reported insider equity activity by its Chief Accounting Officer on November 15, 2025. The officer acquired 2,072 shares of common stock at a price of $0 through the vesting and settlement of restricted stock units, then disposed of 610 shares at $179.61 to cover tax withholding, leaving 1,751 shares of common stock held directly. Several blocks of restricted stock units and performance-based restricted stock units vested or were exercised into common stock on the same date, reflecting previously granted awards from 2022, 2023, and 2024.
PTC Inc. (PTC) signed an Asset Purchase Agreement to sell its ThingWorx and Kepware businesses to an affiliate of TPG for $600,000,000 in cash at closing, subject to adjustments, plus the right to contingent consideration of up to $125,000,000 in certain circumstances following a future sale of the Business by the buyer.
The cash purchase price will be adjusted for working capital relative to a target, reduced by any business indebtedness at closing, reduced by $35 million if specified monthly performance metrics are not achieved before closing, and reduced by an amount tied to average billed accounts receivable for the four quarters ended June 30, 2025. The buyer will assume certain specified liabilities.
Closing is conditioned on HSR waiting period expiration or termination, specified foreign regulatory approvals, the absence of an injunction, and customary accuracy of representations and compliance with covenants. Closing will occur on the later of February 1, 2026 or the second business day after conditions are satisfied or waived, with flexibility to move to month‑end. The agreement may be terminated if not completed by August 5, 2026, automatically extending to November 5, 2026 if only regulatory approvals remain. The deal is not subject to financing or PTC shareholder approval. PTC agreed to a three‑year non‑compete post‑closing and customary indemnities.
PTC Inc. filed a current report stating that it announced financial results for its fourth quarter and fiscal year ended September 30, 2025. The company released these results on November 5, 2025 and made the related press release available as Exhibit 99.1 to the report.
The filing also notes that PTC’s common stock trades on The Nasdaq Global Market under the symbol PTC and that the report was signed by Kristian Talvitie, Executive Vice President and Chief Financial Officer.
PTC Inc. (PTC) disclosed a director’s equity compensation on a Form 4. On 10/13/2025, the director received two restricted stock unit (RSU) grants: 410 RSUs and 1,852 RSUs, each representing the right to receive one share of PTC common stock per unit.
The 410 RSUs vest on the earlier of PTC’s 2026 Annual Meeting of Shareholders or March 15, 2026. The 1,852 RSUs vest in two substantially equal installments on October 15, 2026 and October 15, 2027. The awards were reported at a price of $0 per unit and are held directly.
PTC Inc. reported an initial statement of beneficial ownership (Form 3) for a Director effective 10/13/2025. The filing states that no securities are beneficially owned. It was filed by one reporting person and serves as an initial ownership disclosure under Section 16.
PTC Inc. appointed James Lico to its Board of Directors, effective October 13, 2025, and named him to the Corporate Governance Committee.
His director compensation aligns with outside directors and is prorated for the current service year: an annual cash retainer of $60,000 and an annual equity retainer of RSUs valued at approximately $250,000, vesting on the earlier of the 2026 Annual Meeting of Shareholders or March 15, 2026. He will also receive a one-time initial RSU grant valued at $375,000, vesting in two substantially equal installments on October 15, 2026 and 2027, plus a $10,000 cash retainer for Corporate Governance Committee service.
Lico previously served as President and CEO of Fortive (2016–2025), held senior roles at Danaher, and joined DuPont’s board in June 2024.
Robert Bernshteyn, a director of PTC Inc. (PTC), reported changes in his beneficial ownership. On 09/15/2025 he was credited with 1,117 restricted stock units (RSUs) that convert to common stock at $0 per share, reflecting a grant vesting event. After the transaction his reported beneficial ownership of common stock is shown as 1,765 shares. The RSUs were originally granted on 09/09/2024 and vest in two substantially equal installments on 09/15/2025 and 09/15/2026. The Form 4 was signed on 09/16/2025 by Sean McGrath under a power of attorney.
Neil Barua, President, CEO and a director of PTC Inc. reported stock activity on 08/15/2025. 11,471 restricted stock units (RSUs) vested (each RSU converts to one share) and were reported as acquired at $0, increasing underlying common stock beneficial ownership to 63,992 shares. To satisfy tax-withholding on the vesting, 5,547 shares were tendered to the issuer at a price of $205.84 per share, reducing direct common stock ownership to 58,445 shares. The filing was signed by an attorney-in-fact on 08/18/2025. The report discloses grant origin (RSUs from 07/27/2023) and scheduled vesting in 2024, 2025 and 2026.