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PTC Therapeutics (PTCT) officer sells shares after exercising options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PTC Therapeutics chief technical operations officer Neil Gregory Almstead sold 46,774 shares of common stock in open-market trades while exercising stock options. The sales on July 6–7 were executed under a pre-set Rule 10b5-1 trading plan.

Almstead exercised options to acquire 46,774 shares at exercise prices of $38.10 and $39.42 per share, then sold equivalent amounts at weighted average prices in the mid‑$80s to high‑$80s. Following these transactions, he holds 60,299 shares directly and 2,899 shares indirectly through his spouse.

Positive

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Negative

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Insider Almstead Neil Gregory
Role CHIEF TECHNICAL OPS OFFICER
Sold 46,774 shs ($4.09M)
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 24,613 $0.00 --
Exercise Common Stock 24,613 $39.42 $970K
Sale Common Stock 3,956 $87.17 $345K
Sale Common Stock 11,369 $89.03 $1.01M
Sale Common Stock 9,288 $89.44 $831K
Exercise Stock Option (Right to Buy) 811 $0.00 --
Exercise Stock Option (Right to Buy) 18,876 $0.00 --
Exercise Stock Option (Right to Buy) 2,474 $0.00 --
Exercise Common Stock 811 $38.10 $31K
Sale Common Stock 426 $85.28 $36K
Sale Common Stock 385 $86.34 $33K
Exercise Common Stock 18,876 $38.10 $719K
Sale Common Stock 8,786 $85.35 $750K
Sale Common Stock 10,090 $86.32 $871K
Exercise Common Stock 2,474 $39.42 $98K
Sale Common Stock 2,474 $87.03 $215K
holding Common Stock -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 9,063 shares (Direct, null); Common Stock — 84,912 shares (Direct, null); Common Stock — 2,899 shares (Indirect, By Spouse)
Footnotes (1)
  1. This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 11, 2025. Includes 162 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ended June 30, 2026. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $85.00 to $85.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $86.02 to $86.73 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $85.00 to $85.98 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $86.03 to $86.74 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $87.00 to $87.07 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $87.00 to $87.81 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $88.29 to $89.28 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $89.29 to $89.75 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Currently exercisable. This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.
Shares sold 46,774 shares Net open-market sales reported on July 6–7, 2026
Shares exercised 46,774 shares Common stock acquired via option exercises (codes M)
Exercise price 1 $39.42 per share Stock option conversion_or_exercise_price on certain grants
Exercise price 2 $38.10 per share Stock option conversion_or_exercise_price on other grants
Direct holdings after 60,299 shares Total common stock directly owned following transactions
Indirect holdings after 2,899 shares Common stock held indirectly through spouse as of July 6, 2026
Highest listed sale price $89.44 per share One reported weighted average price for an open-market sale block
Net buy/sell direction Net-sell of 46,774 shares Form 4 transactionSummary netBuySellShares and direction
Rule 10b5-1 plan regulatory
"This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 11, 2025."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
weighted average price financial
"This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging..."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
employee stock purchase plan financial
"Includes 162 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ended June 30, 2026."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy) with underlying common stock shares exercisable at set prices."
derivative exercise/conversion financial
"transaction_action: derivative exercise/conversion describing option exercises into common stock."
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FAQ

What did PTC Therapeutics (PTCT) executive Neil Almstead report in this Form 4?

Neil Almstead reported option exercises and related share sales totaling 46,774 PTCT shares. He exercised stock options at $38.10 and $39.42 per share, then sold equivalent shares in open-market trades under a pre-set Rule 10b5-1 trading plan.

How many PTC Therapeutics (PTCT) shares did Neil Almstead sell and at what prices?

Neil Almstead sold 46,774 PTCT common shares in multiple open-market transactions. The filing lists weighted average sale prices around the mid- to high-$80s per share, with detailed price ranges provided in several footnotes covering each trade group.

What stock options did Neil Almstead exercise in PTC Therapeutics (PTCT)?

Almstead exercised stock options covering 46,774 PTCT shares. The underlying options had exercise prices of $38.10 and $39.42 per share, converting derivative positions into common stock that was then sold in open-market transactions disclosed in the Form 4.

How many PTC Therapeutics (PTCT) shares does Neil Almstead own after these transactions?

After the reported transactions, Neil Almstead holds 60,299 PTCT shares directly. The filing also shows an additional 2,899 common shares held indirectly through his spouse, providing a view of both his direct and indirect equity exposure to the company.

Was Neil Almstead’s sale of PTC Therapeutics (PTCT) shares under a Rule 10b5-1 plan?

Yes. A footnote states the transactions were effected under a written Rule 10b5-1 trading plan adopted on November 11, 2025. Such plans pre-schedule trades, indicating these sales followed a pre-arranged program rather than being timed discretionarily.

Does Neil Almstead participate in PTC Therapeutics (PTCT) employee stock purchase programs?

Yes. A footnote notes that Almstead’s holdings include 162 PTCT common shares acquired under the company’s employee stock purchase plan for the period ended June 30, 2026, showing additional share accumulation through company-sponsored equity programs.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Almstead Neil Gregory

(Last)(First)(Middle)
C/O PTC THERAPEUTICS, INC.
500 WARREN CORPORATE CENTER DRIVE

(Street)
WARREN NEW JERSEY 07059

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PTC THERAPEUTICS, INC. [ PTCT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CHIEF TECHNICAL OPS OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/06/2026M(1)811A$38.161,110(2)D
Common Stock07/06/2026S(1)426D$85.28(3)60,684D
Common Stock07/06/2026S(1)385D$86.34(4)60,299D
Common Stock07/06/2026M(1)18,876A$38.179,175D
Common Stock07/06/2026S(1)8,786D$85.35(5)70,389D
Common Stock07/06/2026S(1)10,090D$86.32(6)60,299D
Common Stock07/06/2026M(1)2,474A$39.4262,773D
Common Stock07/06/2026S(1)2,474D$87.03(7)60,299D
Common Stock07/07/2026M(1)24,613A$39.4284,912D
Common Stock07/07/2026S(1)3,956D$87.17(8)80,956D
Common Stock07/07/2026S(1)11,369D$89.03(9)69,587D
Common Stock07/07/2026S(1)9,288D$89.44(10)60,299D
Common Stock2,899(2)IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$38.107/06/2026M(1)811 (11)01/06/2032Common Stock811$018,876D
Stock Option (Right to Buy)$38.107/06/2026M(1)18,876 (11)01/06/2032Common Stock18,876$00D
Stock Option (Right to Buy)$39.4207/06/2026M(1)2,474 (12)01/04/2033Common Stock2,474$033,676D
Stock Option (Right to Buy)$39.4207/07/2026M(1)24,613 (12)01/04/2033Common Stock24,613$09,063D
Explanation of Responses:
1. This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 11, 2025.
2. Includes 162 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ended June 30, 2026.
3. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $85.00 to $85.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
4. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $86.02 to $86.73 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
5. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $85.00 to $85.98 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
6. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $86.03 to $86.74 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
7. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $87.00 to $87.07 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
8. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $87.00 to $87.81 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
9. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $88.29 to $89.28 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
10. This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $89.29 to $89.75 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
11. Currently exercisable.
12. This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.
/s/ Avraham S. Adler, Attorney-in-Fact07/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)