PUBM Form 144: Affiliate plans and recent 44,000-share sales

PUBM reported a Form 144 indicating proposed and recent sales of Common Stock by an affiliate.

Rhea-AI Filing Summary

PUBM reported a Form 144 indicating proposed and recent sales of Common Stock by an affiliate. The filing lists securities to be sold including 17,466 shares "acquired upon option exercise" (04/13/2026) and 26,534 shares from Restricted Stock Units (04/01/2026). The filing also records multiple past sales of 44,000-share lots by the Goel Family Trust on 01/20/2026, 02/02/2026, 02/17/2026, 03/09/2026 and 03/30/2026.

Insights

Corporate Governance Specialist

Form 144 shows routine affiliate dispositions and issuance-related acquisitions.

The filing lists specific transactions by an affiliate, notably repeated 44,000-share sales by the Goel Family Trust and recent acquisitions of 17,466 shares (option exercise) and 26,534 shares (RSUs). These are standard disclosure items under Section 144.

Impact is procedural: these are disclosed dispositions and compensatory issuances. Subsequent public trading activity will depend on holder decisions and prevailing market access; timing and proceeds treatment are not detailed in the excerpt.

Key Figures

Option-exercise shares: 17,466 shares RSU shares: 26,534 shares Per-sale lot reported: 44,000 shares +1 more

4 metrics

Option-exercise shares 17,466 shares acquired upon option exercise on <date>04/13/2026</date>

RSU shares 26,534 shares acquired as compensation (Restricted Stock Units) on <date>04/01/2026</date>

Per-sale lot reported 44,000 shares multiple sales by Goel Family Trust on 01/20/2026, 02/02/2026, 02/17/2026, 03/09/2026, 03/30/2026

Recorded quantity (single line) 44,000 shares listed in Securities Information row associated with underwriting broker (Goldman Sachs & Co. LLC) and NASD entry 04/13/2026

Key Terms

Form 144, Restricted Stock Units, acquired upon option exercise

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Acquired as compensation -- Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

acquired upon option exercise financial

"04/13/2026 | Acquired upon option exercise"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does PUBM's Form 144 disclose about insider sales?

It discloses proposed and recent sales by an affiliate, including 17,466 shares from an option exercise and multiple 44,000-share sales by the Goel Family Trust on specified dates. This is a regulatory notice of intended disposition.

Who conducted the recent share sales reported in the PUBM Form 144?

The filing identifies the Goel Family Trust DTD 09/25/2012 as the seller for several transactions of 44,000 shares on dates in January–March 2026. The trust is listed with its address in Redwood City, CA.

What recent share acquisitions are listed in the PUBM Form 144?

The filing lists acquisitions of 17,466 shares "acquired upon option exercise" (04/13/2026) and 26,534 shares "acquired as compensation -- Restricted Stock Units" (04/01/2026).

Does the Form 144 state how proceeds will be used?

The excerpt does not state a use of proceeds or cash‑flow recipients. It lists quantities, acquisition types, and sale dates but provides no allocation or proceeds treatment details.

Are the reported sales completed or proposed in the PUBM Form 144?

The filing records both past sales (specific dates in 2026) and securities listed "to be sold" with acquisition dates; it therefore includes completed dispositions and proposed sales as reflected by the listed entries.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/13/2026 - 05:15 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001833511
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Pubmatic, Inc.
SEC File Number	001-39748
Address of Issuer	601 Marshall Street Redwood City CALIFORNIA 94063
Phone	1-650-331-3485
Name of Person for Whose Account the Securities are To Be Sold	Rajeev Goel
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	44000	380600	39142185	04/13/2026	NASD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/13/2026	Acquired upon option exercise	Issuer			17466	04/13/2026	Option exercise
Common	04/01/2026	Acquired as compensation -- Restricted Stock Units	Issuer			26534	04/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Goel Family Trust DTD 09/25/2012 601 Marshall Street Redwood City CA 94063	Common	01/20/2026	44000	385440
Goel Family Trust DTD 09/25/2012 601 Marshall Street Redwood City CA 94063	Common	02/02/2026	44000	316800
Goel Family Trust DTD 09/25/2012 601 Marshall Street Redwood City CA 94063	Common	02/17/2026	44000	276760
Goel Family Trust DTD 09/25/2012 601 Marshall Street Redwood City CA 94063	Common	03/09/2026	44000	387200
Goel Family Trust DTD 09/25/2012 601 Marshall Street Redwood City CA 94063	Common	03/30/2026	44000	357280

144: Remarks and Signature

Remarks	The sales of shares set forth herein are made in connection with a selling plan dated 3/2/2025, that is intended to comply with Rule 10b5-1(c). All shares will be sold by Goel Family Trust.
Date of Notice	04/13/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/02/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of Rajeev Goel
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)