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PubMatic (PUBM) general counsel sells 38,331 shares in Rule 10b5-1 plan sale

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Form Type
4

Rhea-AI Filing Summary

PubMatic, Inc. executive Andrew Woods, General Counsel & Secretary, reported a sale of 38,331 shares of Class A Common Stock on 2026-08-10 in an open-market or private transaction at a weighted average price of $17.9594 per share. The filing states the transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on March 4, 2026. Following this sale, Woods directly held 39,761 shares of PubMatic Class A Common Stock.

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Insights

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Insider Woods Andrew
Role GENERAL COUNSEL & SECRETARY
Sold 38,331 shs ($688K)
Type Security Shares Price Value
Sale Class A Common Stock F1, F2 38,331 $17.9594 $688K
Holdings After Transaction: Class A Common Stock — 39,761 shares (Direct)
Footnotes (2)
  1. F1. The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2026.
  2. F2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.9114 to $18.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares sold 38,331 shares Class A Common Stock sale on 2026-08-10
Weighted average sale price $17.9594 per share Average price for 38,331 shares sold
Post-transaction holdings 39,761 shares Class A Common Stock directly owned after sale
Sale price range $17.9114 to $18.00 per share Range of prices for multiple sale executions
Rule 10b5-1 trading plan financial
"sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The reported price in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Class A Common Stock financial
"security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did PubMatic (PUBM) report for Andrew Woods?

PubMatic reported that General Counsel & Secretary Andrew Woods sold 38,331 shares of Class A Common Stock on 2026-08-10 in an open-market or private transaction at a weighted average price of $17.9594 per share.

At what prices did Andrew Woods sell PubMatic (PUBM) shares?

The filing shows a weighted average sale price of $17.9594 per share. A footnote explains the shares were sold in multiple transactions at prices ranging from $17.9114 to $18.00 per share, inclusive.

How many PubMatic (PUBM) shares does Andrew Woods hold after this sale?

After the reported transaction, Andrew Woods directly held 39,761 shares of PubMatic Class A Common Stock. This post-transaction holding is disclosed in the Form 4 as the total number of shares beneficially owned following the sale.

Was Andrew Woods’ PubMatic (PUBM) share sale under a Rule 10b5-1 plan?

Yes. A footnote states the sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Andrew Woods on March 4, 2026, indicating the trades were pre-arranged under that plan.

What type of security did Andrew Woods sell in PubMatic (PUBM)?

Andrew Woods sold Class A Common Stock of PubMatic, Inc. The Form 4 reports one non-derivative transaction, describing it as a sale in an open-market or private transaction, with shares held directly by the reporting person.

How many PubMatic (PUBM) shares in total did Andrew Woods sell in this Form 4?

The Form 4 transaction summary shows a single sale totaling 38,331 shares. There were no reported purchases, option exercises, gifts, or derivative transactions in this filing, only this net-sell activity.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Woods Andrew

(Last)(First)(Middle)
C/O PUBMATIC, INC.
601 MARSHALL STREET

(Street)
REDWOOD CITY CALIFORNIA 94063

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PubMatic, Inc. [ PUBM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
GENERAL COUNSEL & SECRETARY
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/10/2026S(1)38,331D$17.9594(2)39,761D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2026.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.9114 to $18.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Andrew Woods08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)