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Pubmatic, Inc. SEC Filings

PUBM NASDAQ

Welcome to our dedicated page for Pubmatic SEC filings (Ticker: PUBM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

PubMatic SEC filings document formal disclosures for an operating advertising technology company listed on Nasdaq under PUBM. Recent 8-K filings cover quarterly and annual operating results, furnished earnings releases, GAAP-to-non-GAAP reconciliations, adjusted EBITDA disclosures, cash flow commentary, share repurchase activity and updates related to AgenticOS and CTV advertising performance.

The company’s proxy materials describe annual meeting matters, director elections, auditor ratification and advisory executive compensation votes. Other current reports address executive leadership transitions and Regulation FD disclosures, including litigation-related communications concerning publisher ad server and ad exchange markets.

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PubMatic, Inc. director Shelagh Glaser received a grant of 15,811 restricted stock units on Class A Common Stock as equity compensation. Each RSU converts into one share upon settlement, and this award represents her entire reported direct equity position following the grant.

The RSUs vest in full on the earliest of the first anniversary of the grant date, immediately before the 2026 annual stockholder meeting, the director’s death or disability, or a change in control of the company. Settlement of the RSUs has been deferred, with shares to be delivered at the earliest of the third anniversary of the grant, death or disability, a change in control, or separation of service.

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PubMatic, Inc. chief executive Rajeev K. Goel reported a series of option exercises, share conversions and a modest share sale. On April 13, 2026, he exercised options to acquire 17,466 shares of Class B Common Stock at an exercise price of $1.11 per share, increasing his option-derived holdings while the underlying options are fully vested and expire on July 7, 2026.

He then converted 17,466 shares of Class B Common Stock into an equal number of Class A Common Stock and, through The Goel Family Trust, sold 44,000 Class A shares at a weighted-average price of $8.6478 per share under a pre-arranged Rule 10b5-1 trading plan. Following these transactions, a footnote states that Goel holds a total of 2,362,194 shares of PubMatic Class A and Class B stock across direct and indirect holdings, so the reported sale represents only a small portion of his overall position.

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PUBM reported a Form 144 indicating proposed and recent sales of Common Stock by an affiliate. The filing lists securities to be sold including 17,466 shares "acquired upon option exercise" (04/13/2026) and 26,534 shares from Restricted Stock Units (04/01/2026). The filing also records multiple past sales of 44,000-share lots by the Goel Family Trust on 01/20/2026, 02/02/2026, 02/17/2026, 03/09/2026 and 03/30/2026.

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PubMatic, Inc. CHIEF GROWTH OFFICER Paulina Klimenko sold Class A Common Stock in a planned open-market transaction. On April 6, 2026, she sold 11,784 shares of PubMatic Class A Common Stock at a weighted average price of $8.443 per share, under a Rule 10b5-1 trading plan. After this sale, she directly held 61,436 shares of Class A Common Stock.

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PubMatic, Inc. Chief Financial Officer Steven Pantelick executed an open‑market sale of 16,282 shares of Class A Common Stock on April 6, 2026 at a weighted average price of $8.443 per share.

The transaction was carried out under a pre‑arranged Rule 10b5‑1 trading plan adopted on May 28, 2025, and Pantelick now directly holds 41,319 shares of PubMatic stock.

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Steve Pantelick reported the sale of 16,747 shares of Common Stock on 04/02/2026. The filing shows aggregate sale proceeds of $136,878.26. The notice also lists 16,282 Restricted Stock Units dated 04/01/2026 associated with the issuer.

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Paulina Klimenko filed a notice proposing the sale of 11,784 shares of Common Stock reported as restricted stock units to be sold through Morgan Stanley Smith Barney LLC. The filing references an earlier sale of 12,091 shares on 04/02/2026 for $98,823.37.

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PubMatic, Inc. CEO Rajeev K. Goel reported routine equity transactions tied to RSU vesting and taxes. On April 1, 2026, multiple Restricted Stock Units (RSUs) vested, and he acquired 97,656 shares of Class A Common Stock for no cash consideration.

On April 2, 2026, he sold 49,916 shares of Class A Common Stock at a weighted average price of $8.1733 per share to cover tax withholding obligations through a “sell to cover” transaction. After these sales, he held 47,740 Class A shares directly.

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PubMatic, Inc. general counsel and secretary Andrew Woods reported several equity compensation transactions. On April 1 and 8, 2026, restricted stock units vested and were settled into Class A common stock, increasing his direct holdings. On April 2, 2026, he sold 5,710 Class A shares in open-market block trades at a weighted average price of $8.1733 per share to cover tax withholding obligations from these RSU vestings. Following the sale, he directly owned 69,882 Class A shares.

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PubMatic, Inc. president of engineering Mukul Kumar reported routine equity compensation activity and a related tax sale. On April 1, 2026, he acquired 19,974 shares of Class A Common Stock at $0.00 per share through the vesting and settlement of restricted stock units (RSUs).

On April 2, 2026, he sold 7,830 shares of Class A Common Stock in open-market block trades at a weighted average price of $8.1733 per share, with trade prices ranging from $7.98 to $8.27. According to the disclosure, these sales were made solely to cover tax withholding obligations from the RSU vesting via a “sell to cover” transaction. After these transactions, he directly holds 99,485 shares of Class A Common Stock.

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FAQ

How many Pubmatic (PUBM) SEC filings are available on StockTitan?

StockTitan tracks 116 SEC filings for Pubmatic (PUBM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Pubmatic (PUBM)?

The most recent SEC filing for Pubmatic (PUBM) was filed on April 14, 2026.