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[8-K] Palvella Therapeutics, Inc. Reports Material Event

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Form Type
8-K
Rhea-AI Filing Summary

Palvella Therapeutics, Inc. reported that on August 14, 2025 it announced financial results for the quarter ended June 30, 2025. The company furnished a press release and an earnings-call slide presentation as Exhibits 99.1 and 99.2 to this Current Report, and will hold an earnings call using the presentation on the same date. The filing explicitly states that the materials are being furnished rather than "filed," so they are not subject to the liabilities of Section 18 of the Exchange Act and are not automatically incorporated by reference into other SEC filings.

The report provides notice of the release and the investor presentation but does not include financial figures, results detail, or forward-looking guidance within the 8-K text itself; investors must consult the furnished press release and presentation for substantive financial information.

Palvella Therapeutics, Inc. ha comunicato che in data 14 agosto 2025 ha reso noti i risultati finanziari del trimestre chiuso il 30 giugno 2025. La società ha fornito un comunicato stampa e una presentazione per la conference call come Allegati 99.1 e 99.2 a questo Current Report, e terrà una conference call utilizzando la presentazione nella stessa data. Il deposito specifica esplicitamente che i materiali sono stati forniti e non 'filed', pertanto non sono soggetti alle responsabilità previste dalla Sezione 18 del Securities Exchange Act e non vengono automaticamente incorporati per riferimento in altri documenti SEC.

Il rapporto avvisa della pubblicazione e della presentazione agli investitori ma non include cifre finanziarie, dettagli sui risultati o indicazioni prospettiche nel testo dell'8‑K; gli investitori devono consultare il comunicato stampa e la presentazione forniti per ottenere le informazioni finanziarie sostanziali.

Palvella Therapeutics, Inc. informó que el 14 de agosto de 2025 anunció los resultados financieros del trimestre cerrado el 30 de junio de 2025. La compañía adjuntó un comunicado de prensa y una presentación para la llamada de resultados como Anexos 99.1 y 99.2 a este Current Report, y celebrará una conferencia telefónica usando dicha presentación en la misma fecha. El informe indica explícitamente que los materiales han sido suministrados y no 'filed', por lo que no están sujetos a las responsabilidades de la Sección 18 del Exchange Act ni se incorporan automáticamente por referencia en otros registros ante la SEC.

El informe da aviso de la publicación y de la presentación para inversores, pero no incluye cifras financieras, detalles de resultados ni previsiones en el texto del 8‑K; los inversores deben consultar el comunicado y la presentación suministrados para obtener la información financiera sustantiva.

Palvella Therapeutics, Inc.는 2025년 8월 14일2025년 6월 30일로 종료된 분기 실적을 발표했다고 보고했습니다. 회사는 본 Current Report에 보도자료와 어닝콜 슬라이드 프레젠테이션을 증빙서류 99.1 및 99.2로 제공했으며, 같은 날짜에 해당 프레젠테이션을 사용한 실적 발표 전화를 개최할 예정입니다. 제출서류에는 자료가 'filed'가 아니라 제공된 것으로 명시되어 있어, 증권거래법(Exchange Act) 제18조에 따른 책임 대상에 해당하지 않으며 다른 SEC 제출서류에 자동으로 참조로서 포함되지 않습니다.

이 보고서는 공개 및 투자자용 발표를 통지할 뿐 8‑K 본문에는 재무 수치, 결과 상세 또는 향후 전망을 포함하지 않으므로, 실질적인 재무 정보는 제공된 보도자료와 프레젠테이션을 참조해야 합니다.

Palvella Therapeutics, Inc. a annoncé que, le 14 août 2025, elle publiait les résultats financiers du trimestre clos le 30 juin 2025. La société a fourni un communiqué de presse et une présentation pour la téléconférence des résultats en tant que annexes 99.1 et 99.2 à ce Current Report, et tiendra une téléconférence utilisant cette présentation à la même date. Le dépôt précise expressément que les documents sont communiqués et non 'filed', ils ne sont donc pas soumis aux responsabilités prévues par la Section 18 du Securities Exchange Act et ne sont pas automatiquement incorporés par renvoi dans d'autres dépôts auprès de la SEC.

Le rapport signale la publication et la présentation destinée aux investisseurs mais n'inclut pas de chiffres financiers, de détails sur les résultats ou d'orientations prospectives dans le texte de l'8‑K ; les investisseurs doivent consulter le communiqué et la présentation communiqués pour obtenir des informations financières substantielles.

Palvella Therapeutics, Inc. gab bekannt, dass es am 14. August 2025 die Finanzergebnisse für das Quartal zum 30. Juni 2025 veröffentlicht hat. Das Unternehmen hat eine Pressemitteilung und eine Präsentation für den Earnings-Call als Anlagen 99.1 und 99.2 zu diesem Current Report übermittelt und wird am selben Datum einen Earnings Call unter Verwendung der Präsentation abhalten. Die Einreichung stellt ausdrücklich fest, dass die Unterlagen bereitgestellt und nicht 'filed' wurden, weshalb sie nicht den Haftungsregelungen von Section 18 des Securities Exchange Act unterliegen und nicht automatisch durch Verweis in andere SEC-Einreichungen aufgenommen werden.

Der Bericht kündigt die Veröffentlichung und die Investorenpräsentation an, enthält im 8‑K-Text jedoch keine Finanzzahlen, Ergebnisdetails oder vorausschauende Angaben; für substanzielle Finanzinformationen müssen Anleger die bereitgestellte Pressemitteilung und Präsentation einsehen.

Positive
  • Timely disclosure of Q2 2025 results announcement and earnings call on August 14, 2025
  • Press release and investor presentation furnished as Exhibits 99.1 and 99.2, providing source materials for investors
  • Use of an earnings presentation alongside the call supports investor access to management commentary
Negative
  • No financial figures or metrics are included in the 8-K text, requiring review of exhibits for substantive data
  • Materials are furnished, not filed, so they are not subject to Section 18 liabilities and are not automatically incorporated by reference

Insights

TL;DR: Routine 8-K furnishing Q2 results and slides; no financials included here, so market impact depends on the attached materials.

The filing performs a standard disclosure function: it furnishes a press release and earnings presentation and announces an earnings call on August 14, 2025. Because the documents are furnished rather than filed, they carry different legal treatment under the Exchange Act. The 8-K itself contains no numeric results or metrics, so immediate investor assessment must rely on Exhibit 99.1 and 99.2. Overall this is a procedural, neutral event unless the exhibits contain material surprises.

TL;DR: Clear, timely investor communication—press release and slides furnished for Q2 2025; lack of embedded figures in the 8-K limits standalone usefulness.

The company followed common practice by furnishing the press release and slide deck and scheduling an earnings call. This supports transparency and provides multiple channels for investors to obtain results. However, the 8-K's usefulness on its own is limited because it omits financial detail and directs readers to the exhibits. For engagement and compliance, the filing is appropriate; substantive analysis requires reviewing the attached materials.

Palvella Therapeutics, Inc. ha comunicato che in data 14 agosto 2025 ha reso noti i risultati finanziari del trimestre chiuso il 30 giugno 2025. La società ha fornito un comunicato stampa e una presentazione per la conference call come Allegati 99.1 e 99.2 a questo Current Report, e terrà una conference call utilizzando la presentazione nella stessa data. Il deposito specifica esplicitamente che i materiali sono stati forniti e non 'filed', pertanto non sono soggetti alle responsabilità previste dalla Sezione 18 del Securities Exchange Act e non vengono automaticamente incorporati per riferimento in altri documenti SEC.

Il rapporto avvisa della pubblicazione e della presentazione agli investitori ma non include cifre finanziarie, dettagli sui risultati o indicazioni prospettiche nel testo dell'8‑K; gli investitori devono consultare il comunicato stampa e la presentazione forniti per ottenere le informazioni finanziarie sostanziali.

Palvella Therapeutics, Inc. informó que el 14 de agosto de 2025 anunció los resultados financieros del trimestre cerrado el 30 de junio de 2025. La compañía adjuntó un comunicado de prensa y una presentación para la llamada de resultados como Anexos 99.1 y 99.2 a este Current Report, y celebrará una conferencia telefónica usando dicha presentación en la misma fecha. El informe indica explícitamente que los materiales han sido suministrados y no 'filed', por lo que no están sujetos a las responsabilidades de la Sección 18 del Exchange Act ni se incorporan automáticamente por referencia en otros registros ante la SEC.

El informe da aviso de la publicación y de la presentación para inversores, pero no incluye cifras financieras, detalles de resultados ni previsiones en el texto del 8‑K; los inversores deben consultar el comunicado y la presentación suministrados para obtener la información financiera sustantiva.

Palvella Therapeutics, Inc.는 2025년 8월 14일2025년 6월 30일로 종료된 분기 실적을 발표했다고 보고했습니다. 회사는 본 Current Report에 보도자료와 어닝콜 슬라이드 프레젠테이션을 증빙서류 99.1 및 99.2로 제공했으며, 같은 날짜에 해당 프레젠테이션을 사용한 실적 발표 전화를 개최할 예정입니다. 제출서류에는 자료가 'filed'가 아니라 제공된 것으로 명시되어 있어, 증권거래법(Exchange Act) 제18조에 따른 책임 대상에 해당하지 않으며 다른 SEC 제출서류에 자동으로 참조로서 포함되지 않습니다.

이 보고서는 공개 및 투자자용 발표를 통지할 뿐 8‑K 본문에는 재무 수치, 결과 상세 또는 향후 전망을 포함하지 않으므로, 실질적인 재무 정보는 제공된 보도자료와 프레젠테이션을 참조해야 합니다.

Palvella Therapeutics, Inc. a annoncé que, le 14 août 2025, elle publiait les résultats financiers du trimestre clos le 30 juin 2025. La société a fourni un communiqué de presse et une présentation pour la téléconférence des résultats en tant que annexes 99.1 et 99.2 à ce Current Report, et tiendra une téléconférence utilisant cette présentation à la même date. Le dépôt précise expressément que les documents sont communiqués et non 'filed', ils ne sont donc pas soumis aux responsabilités prévues par la Section 18 du Securities Exchange Act et ne sont pas automatiquement incorporés par renvoi dans d'autres dépôts auprès de la SEC.

Le rapport signale la publication et la présentation destinée aux investisseurs mais n'inclut pas de chiffres financiers, de détails sur les résultats ou d'orientations prospectives dans le texte de l'8‑K ; les investisseurs doivent consulter le communiqué et la présentation communiqués pour obtenir des informations financières substantielles.

Palvella Therapeutics, Inc. gab bekannt, dass es am 14. August 2025 die Finanzergebnisse für das Quartal zum 30. Juni 2025 veröffentlicht hat. Das Unternehmen hat eine Pressemitteilung und eine Präsentation für den Earnings-Call als Anlagen 99.1 und 99.2 zu diesem Current Report übermittelt und wird am selben Datum einen Earnings Call unter Verwendung der Präsentation abhalten. Die Einreichung stellt ausdrücklich fest, dass die Unterlagen bereitgestellt und nicht 'filed' wurden, weshalb sie nicht den Haftungsregelungen von Section 18 des Securities Exchange Act unterliegen und nicht automatisch durch Verweis in andere SEC-Einreichungen aufgenommen werden.

Der Bericht kündigt die Veröffentlichung und die Investorenpräsentation an, enthält im 8‑K-Text jedoch keine Finanzzahlen, Ergebnisdetails oder vorausschauende Angaben; für substanzielle Finanzinformationen müssen Anleger die bereitgestellte Pressemitteilung und Präsentation einsehen.

false000158364800015836482025-08-142025-08-14

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 14, 2025

 

 

Palvella Therapeutics, Inc.

(Exact name of registrant as specified in its charter)

 

 

Nevada

001-37471

30-0784346

(State or other jurisdiction
of incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

125 Strafford Ave, Suite 360

 

Wayne, Pennsylvania

 

19087

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (484) 253-1461

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common Stock, $0.001 par value per share

 

PVLA

 

The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 


Item 2.02 Results of Operations and Financial Condition.

On August 14, 2025, Palvella Therapeutics, Inc. (the “Company”) announced its financial results for the quarter ended June 30, 2025. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

The information furnished pursuant to this Item 2.02, including Exhibit 99.1 attached hereto, is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 7.01 Regulation FD Disclosure.

On August 14, 2025, the Company will hold its earnings call and use a slide presentation in conjunction with the earnings call. A copy of the presentation is furnished herewith as Exhibit 99.2, and incorporated herein by reference.

The information furnished pursuant to Item 7.01, including Exhibit 99.2, shall not be deemed “filed” for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference in any filing under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.

 

Description

99.1

 

Press Release of Palvella Therapeutics, Inc., dated August 14, 2025*

99.2

 

Earnings Call Presentation of Palvella Therapeutics, Inc., dated August 14, 2025*

104

 

Cover Page Interactive Data File (embedded within the Inline XBRL document)

* Furnished herewith

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Palvella Therapeutics, Inc.

 

 

 

 

Date:

August 14, 2025

By:

/s/ Matthew Korenberg

 

 

 

Matthew Korenberg

 

 

 

Chief Financial Officer

 


FAQ

What did Palvella Therapeutics (PVLA) disclose in the August 14, 2025 8-K?

The company announced it is furnishing a press release and an earnings presentation reporting financial results for the quarter ended June 30, 2025 and scheduled an earnings call on August 14, 2025.

Are the press release and presentation in the 8-K filed or furnished?

Both Exhibit 99.1 (press release) and Exhibit 99.2 (presentation) are furnished, not filed, meaning they are not subject to Section 18 liabilities and are not incorporated by reference.

Does the 8-K include Palvella's Q2 2025 financial results or metrics?

No. The 8-K states the company announced results for the quarter ended June 30, 2025, but it does not include any financial figures; investors must review the furnished exhibits.

When is Palvella's earnings call scheduled?

The earnings call and related slide presentation are scheduled for August 14, 2025, the same date as the 8-K filing.

Where can I find the press release and presentation referenced in the 8-K?

The press release is Exhibit 99.1 and the earnings presentation is Exhibit 99.2 to the 8-K filed on August 14, 2025.

How does the 8-K affect investor liability or incorporation into other filings?

Because the materials are furnished, they are not deemed "filed" under the Exchange Act and thus are not automatically incorporated by reference into other SEC filings.
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