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PRESTIGE WEALTH INC SEC Filings

PWM Nasdaq

Welcome to our dedicated page for PRESTIGE WEALTH SEC filings (Ticker: PWM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Prestige Wealth Inc’s growth depends on how effectively it attracts and retains high-net-worth clients, manages billions in assets and discloses fee revenue, AUM shifts and regulatory capital. Those details live deep inside SEC forms—yet they’re exactly what moves the stock. If you have ever searched for “Prestige Wealth Inc insider trading Form 4 transactions” or needed a “Prestige Wealth Inc quarterly earnings report 10-Q filing,” this page is built for you.

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Professionals use these insights to monitor “Prestige Wealth Inc executive stock transactions Form 4,” compare quarter-over-quarter AUM growth, and gauge how new performance-based fee structures affect profitability. Real-time alerts mean you’ll know when a director buys shares before the market closes. Whether you’re a portfolio manager, analyst or PWM client, our comprehensive coverage of every 10-K, 10-Q, 8-K, Form 4 and proxy statement equips you to act decisively—without wading through legal jargon.

Rhea-AI Summary

Prestige Wealth Inc. reported the results of its recent shareholder meetings. At an extraordinary general meeting, shareholders approved a conditional share consolidation that would combine each one hundred existing Class A and Class B ordinary shares into one share, or such smaller whole-share ratio not less than two shares into one, if and when the board of directors decides to implement it within one year after the meeting. No fractional shares will be issued, and any fractional entitlement will be rounded up to the next whole share.

Shareholders also approved related changes to the company’s authorised share capital to effect the consolidation and authorized a director or officer to complete the steps needed to implement it. In addition, the company’s name was changed from Prestige Wealth Inc. to Aurelion Inc., effective November 20, 2025. The filing also lists a Fourth Amended and Restated Memorandum and Articles of Association and the Aurelion Inc. 2025 Share Incentive Plan as exhibits.

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Prestige Wealth Inc. announced board and committee changes and scheduled shareholder meetings. Wei Gao resigned from the board on October 29, 2025, and Jackie Qiang You was appointed as an independent director.

The Company entered a one‑year Director Agreement with Ms. You under which she will serve on the board and applicable committees and receive reimbursement of reasonable expenses. An Indemnification Agreement provides coverage to the fullest extent permitted by law, with customary exclusions.

The compensation committee was reconstituted: Adam (Xin) He, H. David Sherman, and Junlin Bai resigned; Moore Jin Xin and Jackie Qiang You were appointed, with Moore Jin Xin as chairman. A general meeting of Class B holders and an extraordinary general meeting of shareholders will be held on November 20, 2025, with related proxy materials furnished as exhibits.

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Prestige Wealth Inc. filed a Form F-3 to register the resale of up to 388,543,241 Class A Ordinary Shares, plus up to 70,833,335 Series A-1 Warrants and up to 70,833,335 Series A-2 Warrants, by selling shareholders. The company will not receive proceeds from these sales.

The Series A-1 Warrants carry a $0.47 exercise price and the Series A-2 Warrants carry a $0.54 exercise price, each exercisable until the third anniversary; a cashless exercise is available after six months if a resale registration is not effective. Lock-up agreements include six months for certain holders and three months for others following effectiveness. The Class A shares trade on Nasdaq as “AURE”; the closing price was $0.6134 on October 16, 2025.

The prospectus also highlights a new XAUt gold-backed digital asset treasury strategy tied to recent financing, including a $134 million purchase of XAUt at an average price of $4,021.81 per XAUt.

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Prestige Wealth Inc. reported that, effective on October 13, 2025, its Class A ordinary shares began trading on NASDAQ under the new ticker AURE. The company also noted that on October 14, 2025 it issued two press releases, which are incorporated by reference.

The press releases are titled: “Prestige Wealth Inc. (NASDAQ: AURE) Completes $134 million Purchase of Tether Gold (XAU₮)” and “Prestige Wealth Inc. Signs and Closes Approx. $150 million Financing for Aurelion Treasury Initiating NASDAQ’s First Tether Gold Treasury.” These titles indicate the subjects and magnitudes addressed in the company’s communications.

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Prestige Wealth Inc. reported completion of a PIPE financing that triggered termination of several legacy warrants and filed multiple subscription and transaction agreements. Specifically, the company terminated Series C and Series D ordinary warrants each exercisable into 24,456,522 Class A Shares issued under an April 19, 2025 PIPE agreement, plus warrants to purchase 2,625,000 Class A Shares tied to the InnoSphere Tech Inc. acquisition and 1,875,000 Class A Shares tied to the Tokyo Bay Management Inc. acquisition. The filing also attaches forms of new warrants (Series A‑1, A‑2, B‑1, B‑2, Pre‑Funded, Primary), sample director/officer/consulting agreements, a Primary and Class A/B PIPE Subscription Agreement dated October 7, 2025, a Secondary Purchase Agreement, a NorthStar Loan Agreement dated October 10, 2025, a press release dated October 10, 2025, and an investor presentation. The disclosure documents indicate corporate refinancing and recapitalization steps tied to the PIPE closing and related acquisition integrations.

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FAQ

What is the current stock price of PRESTIGE WEALTH (PWM)?

The current stock price of PRESTIGE WEALTH (PWM) is $1.17 as of October 13, 2025.

What is the market cap of PRESTIGE WEALTH (PWM)?

The market cap of PRESTIGE WEALTH (PWM) is approximately 54.2M.
PRESTIGE WEALTH INC

Nasdaq:PWM

PWM Rankings

PWM Stock Data

54.17M
27.14M
35.03%
0.66%
0.38%
Asset Management
Financial Services
Link
Hong Kong
Central