Welcome to our dedicated page for PRESTIGE WEALTH SEC filings (Ticker: PWM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Prestige Wealth Inc. filings document foreign private issuer reports on Form 6-K covering the company’s operating results, capital structure, subsidiary transactions, governance, and corporate-status changes. The filings include disclosures on Class A ordinary shares, private placements, warrants, senior debt and PIPE financing, and the ticker change to AURE.
Regulatory reports also describe completed acquisitions involving SPW Global and Wealth AI, pro forma financial information, the divestiture of asset management subsidiaries, Nasdaq listing matters, shareholder meeting materials, board and committee changes, director agreements, and risk-factor or material-agreement disclosures associated with the company’s transition.
Prestige Wealth Inc. announced board and committee changes and scheduled shareholder meetings. Wei Gao resigned from the board on October 29, 2025, and Jackie Qiang You was appointed as an independent director.
The Company entered a one‑year Director Agreement with Ms. You under which she will serve on the board and applicable committees and receive reimbursement of reasonable expenses. An Indemnification Agreement provides coverage to the fullest extent permitted by law, with customary exclusions.
The compensation committee was reconstituted: Adam (Xin) He, H. David Sherman, and Junlin Bai resigned; Moore Jin Xin and Jackie Qiang You were appointed, with Moore Jin Xin as chairman. A general meeting of Class B holders and an extraordinary general meeting of shareholders will be held on November 20, 2025, with related proxy materials furnished as exhibits.
Prestige Wealth Inc. filed a Form F-3 to register the resale of up to 388,543,241 Class A Ordinary Shares, plus up to 70,833,335 Series A-1 Warrants and up to 70,833,335 Series A-2 Warrants, by selling shareholders. The company will not receive proceeds from these sales.
The Series A-1 Warrants carry a $0.47 exercise price and the Series A-2 Warrants carry a $0.54 exercise price, each exercisable until the third anniversary; a cashless exercise is available after six months if a resale registration is not effective. Lock-up agreements include six months for certain holders and three months for others following effectiveness. The Class A shares trade on Nasdaq as “AURE”; the closing price was $0.6134 on October 16, 2025.
The prospectus also highlights a new XAUt gold-backed digital asset treasury strategy tied to recent financing, including a $134 million purchase of XAUt at an average price of $4,021.81 per XAUt.
Prestige Wealth Inc. reported that, effective on October 13, 2025, its Class A ordinary shares began trading on NASDAQ under the new ticker AURE. The company also noted that on October 14, 2025 it issued two press releases, which are incorporated by reference.
The press releases are titled: “Prestige Wealth Inc. (NASDAQ: AURE) Completes $134 million Purchase of Tether Gold (XAU₮)” and “Prestige Wealth Inc. Signs and Closes Approx. $150 million Financing for Aurelion Treasury Initiating NASDAQ’s First Tether Gold Treasury.” These titles indicate the subjects and magnitudes addressed in the company’s communications.
Prestige Wealth Inc. reported completion of a PIPE financing that triggered termination of several legacy warrants and filed multiple subscription and transaction agreements. Specifically, the company terminated Series C and Series D ordinary warrants each exercisable into 24,456,522 Class A Shares issued under an April 19, 2025 PIPE agreement, plus warrants to purchase 2,625,000 Class A Shares tied to the InnoSphere Tech Inc. acquisition and 1,875,000 Class A Shares tied to the Tokyo Bay Management Inc. acquisition. The filing also attaches forms of new warrants (Series A‑1, A‑2, B‑1, B‑2, Pre‑Funded, Primary), sample director/officer/consulting agreements, a Primary and Class A/B PIPE Subscription Agreement dated October 7, 2025, a Secondary Purchase Agreement, a NorthStar Loan Agreement dated October 10, 2025, a press release dated October 10, 2025, and an investor presentation. The disclosure documents indicate corporate refinancing and recapitalization steps tied to the PIPE closing and related acquisition integrations.
Prestige Wealth Inc. filed a Form 6-K to share its financial results for the six months ended March 31, 2025 and 2024. The filing also explains that on November 4, 2024 the company completed its acquisition of all shares of SPW Global Inc., which wholly owns Wealth AI PTE LTD in Singapore, making both entities wholly owned subsidiaries.
The report includes audited financial statements of Wealth AI for the years ended September 30, 2024 and 2023, unaudited interim financial statements of Wealth AI for the six months ended March 31, 2025 and 2024, and unaudited pro forma financial information for Prestige Wealth reflecting the SPW Global acquisition. It also attaches Prestige Wealth’s own unaudited interim condensed consolidated financial statements for the same six‑month period and a press release summarizing first half fiscal 2025 results.
Prestige Wealth Inc. filed a Form 6-K to share its financial results for the six months ended March 31, 2025 and 2024. The filing also explains that on November 4, 2024 the company completed its acquisition of all shares of SPW Global Inc., which wholly owns Wealth AI PTE LTD in Singapore, making both entities wholly owned subsidiaries.
The report includes audited financial statements of Wealth AI for the years ended September 30, 2024 and 2023, unaudited interim financial statements of Wealth AI for the six months ended March 31, 2025 and 2024, and unaudited pro forma financial information for Prestige Wealth reflecting the SPW Global acquisition. It also attaches Prestige Wealth’s own unaudited interim condensed consolidated financial statements for the same six‑month period and a press release summarizing first half fiscal 2025 results.
Prestige Wealth Inc. closed a previously agreed private placement with accredited investors. The company sold 32,608,696 Class A ordinary shares at US$0.23 per share, together with Series C warrants to purchase up to 24,456,522 additional shares and Series D warrants for up to 24,456,522 shares.
The transaction closed on August 14, 2025 and generated approximately US$7,500,000 in gross proceeds for Prestige Wealth before offering expenses, providing new equity capital and potential future cash inflows if the warrants are exercised.