STOCK TITAN

Perella Weinberg affiliate distributes 1.997M B-1 shares

Perella Weinberg Partners (PWP) reports that PWP VoteCo Professionals LP distributed 1,997,030 shares of its Class B-1 Common Stock to one or more of its limited partners on September 1, 2026, as an other disposition.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Perella Weinberg Partners (PWP) reports that PWP VoteCo Professionals LP distributed 1,997,030 shares of its Class B-1 Common Stock to one or more of its limited partners on September 1, 2026, as an other disposition. Following this restructuring transaction, it holds 18,021,285 Class B-1 shares directly.

According to the partnership exchange structure, PWP Holdings LP Common Units held by partners other than the issuer can be exchanged for Class A Common Stock or cash, with a concurrent surrender and conversion of an equal number of Class B-1 shares at a rate of 0.001 Class A share per Class B-1 share. No Rule 10b5-1 trading plan is reported for this filing.

Positive

  • None.

Negative

  • None.
Insider PWP VoteCo Professionals LP
Role Director
Type Security Shares Price Value
Other Class B-1 Common Stock F1, F2 1,997,030 $0.02 $40K
Holdings After Transaction: Class B-1 Common Stock — 18,021,285 contracts (Direct)
Footnotes (2)
  1. F1. PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.
  2. F2. Reflects a distribution of Class B-1 Shares by the Reporting Person to one or more of its limited partners.
Class B-1 shares disposed 1,997,030 shares Distribution by PWP VoteCo Professionals LP on September 1, 2026
Class B-1 shares held after transaction 18,021,285 shares Direct holdings of PWP VoteCo Professionals LP following the reported disposition
Class B-1 to Class A conversion rate 0.001 Class A share per Class B-1 share Conversion upon exchange of corresponding PWP OpCo Units by a unitholder
Underlying Class A shares 1,997 shares Underlying Class A Common Stock associated with the 1,997,030 Class B-1 shares in this transaction
Class B-1 Common Stock financial
"Reflects a distribution of Class B-1 Shares by the Reporting Person"
PWP OpCo Units financial
"PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units"
director by deputization regulatory
"may be deemed a director by deputization with respect to the Issuer"
Section 16 of the Securities Exchange Act of 1934 regulatory
"Solely for purposes of Section 16 of the Securities Exchange Act of 1934"
A provision of federal securities law that requires company insiders—directors, officers and large shareholders—to publicly report their stock holdings and trades and to surrender any “short-swing” profits from purchases and sales within a six-month window. It acts like a rule that forces leaders to announce their trades and prevents quick buy-sell windfalls, giving investors transparency into insider activity and reducing opportunities for unfair gain.
Stockholder's Agreement regulatory
"pursuant to the Stockholder's Agreement, dated June 24, 2021"

FAQ

What insider transaction did PWP report in this Form 4 for PWP VoteCo Professionals LP?

PWP reported that PWP VoteCo Professionals LP disposed of 1,997,030 Class B-1 Common Stock shares on September 1, 2026 through a distribution to one or more of its limited partners, classified as an other acquisition or disposition transaction.

How many PWP Class B-1 shares does PWP VoteCo Professionals LP hold after the transaction?

After the September 1, 2026 disposition, PWP VoteCo Professionals LP holds 18,021,285 shares of PWP Class B-1 Common Stock directly, as reported in the Form 4’s post-transaction holdings field.

What is the exchange relationship between PWP OpCo Units and PWP Class A and Class B-1 shares?

PWP Holdings LP Common Units held by partners other than the issuer can be exchanged for Class A common stock or cash. Concurrently, an equal number of Class B-1 shares must be surrendered and converted at a rate of 0.001 Class A share per Class B-1 share or equivalent cash.

Was the PWP Form 4 transaction made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not selected, so the reported September 1, 2026 disposition was not affirmed as executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PWP VoteCo Professionals LP

(Last)(First)(Middle)
767 5TH AVENUE

(Street)
NEW YORK NEW YORK 10153

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Perella Weinberg Partners [ PWP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B-1 Common Stock(1)09/01/2026J(2)1,997,030 (1) (1)Class A Common Stock1,997$0.0218,021,285D
Explanation of Responses:
1. PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.
2. Reflects a distribution of Class B-1 Shares by the Reporting Person to one or more of its limited partners.
Remarks:
Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed a director by deputization with respect to the Issuer by virtue of the Reporting Person's right to designate a majority of the Issuer's board of directors, subject to certain conditions, pursuant to the Stockholder's Agreement, dated June 24, 2021, by and between the Issuer and the Reporting Person.
/s/ Justin Kamen, Authorized Person09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading