[144] P10, Inc. SEC Filing

Rhea-AI Filing Summary

P10 Inc. (PX) filed a notice under Rule 144 covering a proposed sale of restricted common stock. The filing reports an intention to sell 18,427 common shares through broker BTIG, LLC on the NYSE, with an indicated aggregate market value of $168,791.32. The filing notes that there were 78,067,335 common shares outstanding at the time referenced, which is a baseline figure for the issuer’s capital structure.

The shares to be sold were originally acquired in a private placement from P10 Inc. on 10/02/2020 and paid for in cash. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about P10 Inc. and acknowledges that intentional misstatements or omissions can constitute federal criminal violations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	BTIG, LLC 350 Bush Street 9th Floor San Francisco CA 94104	18427	168791.32	78067335	11/19/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/02/2020	Private Placement	P10 Inc			18427	10/02/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What is P10 Inc. (PX) disclosing in this Form 144 filing?

The filing discloses an intended sale of 18,427 shares of P10 Inc. common stock under Rule 144, including details on the broker, market, and acquisition history of the shares.

How many P10 Inc. shares are proposed to be sold and what is their market value?

The notice covers a proposed sale of 18,427 common shares of P10 Inc., with an indicated aggregate market value of $168,791.32.

On which exchange and through which broker will the P10 Inc. shares be sold?

The proposed sale of P10 Inc. common shares is to be executed on the NYSE through BTIG, LLC, located at 350 Bush Street, 9th Floor, San Francisco, CA 94104.

When were the P10 Inc. shares acquired and how were they paid for?

The 18,427 common shares were acquired on 10/02/2020 in a private placement from P10 Inc. and were paid for in cash on the same date.

How many P10 Inc. shares were outstanding according to the Form 144 notice?

The Form 144 indicates that there were 78,067,335 common shares outstanding for P10 Inc. at the referenced time.

What representation does the seller make regarding inside information on P10 Inc.?

By signing the notice, the seller represents that they do not know any material adverse information about P10 Inc.'s current or prospective operations that has not been publicly disclosed.

What legal warning is included in the P10 Inc. Form 144?

The form warns that intentional misstatements or omission of facts in connection with the notice constitute federal criminal violations under 18 U.S.C. 1001.