[144] P10, Inc. SEC Filing

Rhea-AI Filing Summary

P10, Inc. (PX) filed a Form 144 notifying the proposed sale of 250,000 common shares through broker BTIG, LLC on the NYSE, with an aggregate market value of $3,187,500. The shares were acquired in a merger/acquisition on 10/02/2020 from "P10 inc com Cl A." The filer reports 77,843,007 shares outstanding, making the proposed sale roughly 0.32% of outstanding shares. No securities were reported sold by the filer in the past three months. The notice includes the standard statement that the seller is not aware of undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: A routine Rule 144 disclosure for an insider sale that is small relative to total shares outstanding.

The filer intends to sell 250,000 common shares via BTIG on the NYSE valued at $3.19 million. The shares were originally acquired in a merger/acquisition on 10/02/2020. At 77.84 million shares outstanding, the sale represents about 0.32% of the company’s outstanding stock, which is immaterial to capitalization and unlikely to meaningfully affect market supply. No prior sales in the past three months are reported, and the filer affirms no undisclosed material adverse information.

Compliance / Risk Analyst

TL;DR: Form 144 appears properly completed and contains required disclosures for a Rule 144 sale.

The filing lists broker details, acquisition date and nature of acquisition, quantity, aggregate market value, and exchange, satisfying typical Rule 144 disclosure elements. There is no indication of contemporaneous sales in the prior three months. The signature/representation language is present, and the filing is marked LIVE. From a compliance perspective this is a routine, non-material notice absent other undisclosed facts.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	BTIG, LLC 350 Bush Street 9th Floor San Francisco CA 94104	250000	3187500.00	77843007	08/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/02/2020	Merger/Acquisition	P10 inc com Cl A			250000	10/02/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does P10, Inc.'s (PX) Form 144 disclose?

The Form 144 discloses a proposed sale of 250,000 common shares via BTIG on the NYSE with an aggregate market value of $3,187,500.

When were the shares to be sold originally acquired?

The shares were acquired on 10/02/2020 through a merger/acquisition from "P10 inc com Cl A."

How large is the proposed sale relative to outstanding shares?

The company reports 77,843,007 shares outstanding, so the proposed sale is about 0.32% of outstanding shares.

Were any securities sold by the filer in the past three months?

The filing states Nothing to Report for securities sold during the past three months.

Which broker and exchange are involved in the proposed sale?

The broker is BTIG, LLC (350 Bush Street, San Francisco) and the sale is to occur on the NYSE, approximately on 08/22/2025.