[144] P10, Inc. SEC Filing

Rhea-AI Filing Summary

P10, Inc. (PX) Form 144 filing: This notice reports a proposed sale of 250,000 shares of common stock through BTIG, LLC on the NYSE, with an aggregate market value of $2,967,500.00. The shares were originally acquired on 10/02/2020 in connection with a Merger/Acquisition transaction from "P10 Inc com Cl A."

The filing also lists securities sold by the same person during the past three months: a series of transactions between 08/22/2025 and 09/22/2025 totaling 250,000 shares for gross proceeds shown in each sale. The filer certifies they are not aware of undisclosed material adverse information.

Positive

• Broker and market specified: Sale to be executed through BTIG, LLC on the NYSE, providing transparent execution channel.
• Origin of shares disclosed: Acquisition date and transaction type (Merger/Acquisition on 10/02/2020) are provided.
• Filer attestation included: The filer certifies no undisclosed material adverse information.

Negative

• Significant insider dispositions: The filer reported prior sales totaling 250,000 shares in the past three months.
• Proposed additional sale: Notice of a further 250,000 shares for sale, with aggregate market value of $2,967,500.00.

Insights

Securities Analyst

TL;DR: Insider intends to sell 250,000 shares via BTIG on NYSE; prior dispositions in last three months equal 250,000 shares.

The Form 144 documents a proposed brokered sale of 250,000 common shares with an aggregate market value of $2,967,500.00. Acquisition date is stated as 10/02/2020 and the securities originated from a merger/acquisition. The filing itemizes prior sales by the same person from 08/22/2025 through 09/22/2025 that sum to 250,000 shares, with listed gross proceeds per trade. This is a routine Section 144 disclosure required when restricted or control securities are to be sold, and the filer attests to absence of undisclosed material adverse information. No earnings, debt, or other corporate operational data are provided in this filing.

Corporate Governance Expert

TL;DR: Filing is a standard Rule 144 sale notice showing prior recent dispositions and broker details; no governance actions disclosed.

The submission identifies the broker (BTIG, LLC) and market (NYSE) and confirms the provenance of the shares (acquired 10/02/2020 via merger/acquisition). It includes a signed representation regarding material information. There are no disclosures of management changes, agreements, or litigation in this document. As a governance disclosure, it meets procedural requirements but contains no additional corporate governance developments.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	BTIG, LLC 350 Bush Street 9th Floor San Francisco CA 94104	250000	2967500.00	77843007	09/23/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/02/2020	Merger/Acquisition	P10 Inc com Cl A			250000	10/02/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Edwin A Poston 1011 S HAMILTON RD STE 400 Chapel Hill NC 27517	Common	08/22/2025	70000	896231.00
Edwin A Poston 1011 S HAMILTON RD STE 400 Chapel Hill NC 27517	Common	08/26/2025	27024	337781.08
Edwin A Poston 1011 S HAMILTON RD STE 400 Chapel Hill NC 27517	Common	08/28/2025	15000	188550.00
Edwin A Poston 1011 S HAMILTON RD STE 400 Chapel Hill NC 27517	Common	09/11/2025	30000	375603.00
Edwin A Poston 1011 S HAMILTON RD STE 400 Chapel Hill NC 27517	Common	09/18/2025	91949	1118109.03
Edwin A Poston 1011 S HAMILTON RD STE 400 Chapel Hill NC 27517	Common	09/19/2025	7344	88730.21
Edwin A Poston 1011 S HAMILTON RD STE 400 Chapel Hill NC 27517	Common	09/22/2025	8683	103067.21

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for P10, Inc. (PX) report?

The Form 144 reports a proposed sale of 250,000 common shares via BTIG, LLC on the NYSE with an aggregate market value of $2,967,500.00.

When were the shares to be sold originally acquired?

The shares were acquired on 10/02/2020 in a Merger/Acquisition transaction from "P10 Inc com Cl A."

Did the filer sell any shares in the past three months?

Yes. The filing lists sales by the same person between 08/22/2025 and 09/22/2025 totaling 250,000 shares with gross proceeds shown for each transaction.

What broker is handling the proposed sale?

The proposed sale is to be handled by BTIG, LLC, located at 350 Bush Street, 9th Floor, San Francisco, CA 94104.

Does the filing disclose any undisclosed material adverse information about P10, Inc.?

The filer signs an attestation representing they do not know any undisclosed material adverse information; no additional disclosures are included in this filing.