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Pony AI Inc. (PYAIF) SEC Filings

PYAIF OTC
Rhea-AI Summary

Pony AI Inc. will hold a board meeting on Wednesday, November 18, 2026, to consider and approve the Group’s unaudited financial results for the three months ended September 30, 2026, and their publication.

Management will host an earnings call that day at 7:00 A.M. Eastern Time (8:00 P.M. Beijing/Hong Kong Time). A replay will be accessible through November 25, 2026, and a live and archived webcast will be available on the company’s investor relations website.

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Pony AI Inc. granted 1,638,591 RSUs under its 2026 Share Scheme to 124 employees on October 9, 2026. The grants represent 0.38% of issued shares excluding treasury shares. The purchase price is nil, and the RSUs have no performance targets; the grants are subject to the scheme and award agreements, including its clawback mechanism.

Of the grants, 1,626,091 RSUs have a four-year vesting period: 25% vest on the first anniversary of September 30, 2026, and the remaining 75% vest equally at each quarter-end thereafter. The other 12,500 RSUs have a two-year vesting period, with 50% vesting on that anniversary and the remaining 50% equally at each quarter-end thereafter. After the grants, 31,917,782 awards remain available under the Scheme Limit and 4,060,385 under the Service Providers Limit. The awards will be satisfied with Class A ordinary shares or equivalent ADSs.

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Pony AI Inc. said it submitted a monthly return dated October 7, 2026, to The Stock Exchange of Hong Kong Limited, covering movements in its authorized share capital and issued shares during September 2026.

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Pony AI Inc. Chief Executive Officer Jun Peng reported an acquisition-related transaction in which MyKornucopia Limited entered into a prepaid variable forward transaction on September 30, 2026. MyKornucopia must deliver up to 3,000,000 Class A ordinary shares, or at its election an equivalent amount of cash, on specified dates in 2028, and received an aggregate cash payment. It granted security over 3,000,000 Class B ordinary shares while retaining dividend and voting rights in those shares; Jun Peng is its sole shareholder and may be deemed to beneficially own securities held by the entity. MyKornucopia may have to make cash payments for certain dividends declared before settlement.

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Pony AI Inc. securities are the subject of a Form 144 notice for a proposed sale of 3,000,000 ADSs, each representing one Class A ordinary share, with an aggregate market value of $19,620,000. The notice identifies Jun Peng as a Director & Officer and says he is filing as owner of MyKornucopia Limited, not directly selling the referenced shares. The ADSs are subject to a prepaid forward sale contract between MyKornucopia and Goldman Sachs International; at expiration, settlement may be in cash or by delivery of the required shares. MyKornucopia pledged 3,000,000 Class B ordinary shares to secure its obligations.

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Pony AI Inc. (PONY) reported that its Chief Financial Officer, Haojun Wang, had 963, 10,000 and 23,750 restricted stock units vest and settle into Class A ordinary shares on September 25, 2026. On September 28, Wang sold 13,751 shares at $7.1038 per share under a mandatory non-discretionary sell-to-cover arrangement to satisfy income tax liabilities incurred upon vesting of previously reported RSUs.

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Pony AI Inc. (PONY) Vice President Ning Zhang reported restricted stock units vesting and settling into 31,250 Class A ordinary shares on September 25, 2026. On September 28, Zhang sold 15,524 Class A ordinary shares at $7.1038 per share through a mandatory, non-discretionary sell-to-cover arrangement to satisfy income tax liabilities incurred upon vesting of previously reported RSUs. No Rule 10b5-1 plan is reported.

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Pony AI Inc. Vice President Luyi Mo sold 12,425 Class A ordinary shares at $7.1038 per share on September 28, 2026, through a mandatory, non-discretionary sell-to-cover arrangement for income tax liabilities incurred upon vesting previously reported RSUs. On September 25, 2026, 25,006 RSUs vested and settled into Class A ordinary shares. No Rule 10b5-1 plan is reported.

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Pony AI Inc. Chief Technology Officer Tiancheng Lou reported that 31,250 restricted stock units vested and settled into 31,250 Class A ordinary shares on September 25, 2026. On the same date, 25,729 vested RSUs were settled in cash based on a $6.89 per-share fair market value, as determined by the issuer under the 2016 share incentive plan.

Reported after-transaction positions included 260,417 RSUs and 110,828 Class A ordinary shares held indirectly by IWAY LLC.

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Pony AI Inc. officer Mo Luyi reported 12,425 ADSs, each representing one Class A ordinary share, to be sold on September 28, 2026, under a mandatory, nondiscretionary sell-to-cover arrangement. The sale is solely to satisfy income tax liabilities incurred upon vesting of restricted share units granted under Pony AI's 2016 Share Plan. The reported aggregate market value is $85,608.25.

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FAQ

How many Pony AI (PYAIF) SEC filings are available on StockTitan?

StockTitan tracks 74 SEC filings for Pony AI (PYAIF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Pony AI (PYAIF)?

The most recent SEC filing for Pony AI (PYAIF) was filed on October 20, 2026.