Qualcomm retired officer proposes $1.68M share sale

UBS Financial Services Inc. is named as broker, while the share table traces the common stock to issuer RSU acquisitions dated December 31, 2018, through September 30, 2020.

Accepted by SEC EDGAR 04/27/2026 - 02:56 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Qualcomm Inc. (QCOM) lists a proposed sale by Neil Smit, identified as a retired officer and also known as Kornelis Smit, of 11,274 common shares through UBS Financial Services Inc. The stated aggregate market value is $1,682,140.98, with an approximate sale date of April 27, 2026. The securities table lists the shares as acquired from the issuer through RSUs, with acquisition dates from December 31, 2018, through September 30, 2020. Mijo Suric signed as attorney-in-fact for Neil Smit on behalf of UBS Financial Services Inc.

Key Figures

Common shares proposed for sale: 11,274 shares Aggregate market value: $1,682,140.98 Shares outstanding: 1,071,000,000 shares +1 more

4 metrics

Common shares proposed for sale 11,274 shares Approximate sale date: April 27, 2026

Aggregate market value $1,682,140.98 Shares listed for sale

Shares outstanding 1,071,000,000 shares Number listed in the securities information

Approximate date of sale April 27, 2026 Proposed sale

Key Terms

RSU, Aggregate Market Value, shares outstanding, attorney-in-fact

4 terms

RSU financial

"Nature of Acquisition Transaction | RSU"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Aggregate Market Value financial

"Aggregate Market Value | 1682140.98"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

shares outstanding financial

"Number of Shares or Other Units Outstanding"

Shares outstanding are the total number of a company’s stock units held by all shareholders, including institutional investors and company insiders — think of them as the total number of slices of the company’s ownership pie. Investors use this number to calculate how much of the company each share represents, and it directly affects per-share measures like earnings per share, ownership percentage and valuation; when the slice count changes, an investor’s claim and the company’s per-share metrics change too.

attorney-in-fact technical

"as attorney-in-fact for Neil Smit"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many QCOM shares is Neil Smit proposing to sell?

Neil Smit is listed for a proposed sale of 11,274 common shares, with an aggregate market value of $1,682,140.98. The approximate sale date is April 27, 2026, and UBS Financial Services Inc. is named as the broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001312168
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Qualcomm, Inc
SEC File Number	000-19528
Address of Issuer	5775 MOREHOUSE DR, SAN DIEGO CALIFORNIA 92121
Phone	8585871121
Name of Person for Whose Account the Securities are To Be Sold	Neil Smit
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Retired Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	11274	1682140.98	1071000000	04/27/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	12/31/2018	RSU	Issuer			522	03/17/2026	N/A
Common Stock	03/12/2019	RSU	Issuer			4997	03/17/2026	N/A
Common Stock	03/31/2019	RSU	Issuer			381	03/17/2026	N/A
Common Stock	06/30/2019	RSU	Issuer			281	03/17/2026	N/A
Common Stock	09/30/2019	RSU	Issuer			284	03/17/2026	N/A
Common Stock	12/31/2019	RSU	Issuer			244	03/17/2026	N/A
Common Stock	03/10/2020	RSU	Issuer			3545	03/17/2026	N/A
Common Stock	03/31/2020	RSU	Issuer			498	03/17/2026	N/A
Common Stock	06/30/2020	RSU	Issuer			403	03/17/2026	N/A
Common Stock	09/30/2020	RSU	Issuer			119	03/17/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Neil Smit, also goes by Kornelis Smit
Date of Notice	04/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Mijo Suric, for UBS Financial Services Inc, as attorney-in-fact for Neil Smit
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)