[144] Qualcomm Inc SEC Filing

Rhea-AI Filing Summary

Qualcomm Inc. (QCOM) Form 144 filing reports a planned insider sale made under SEC Rule 144.

• Seller: Akash Palkhiwala.
• Securities: 3,333 shares of common stock.
• Estimated value: $491,651 (based on filing figures).
• Broker: Goldman Sachs & Co. LLC; exchange: NASD.
• Expected sale date: 08/04/2025.
• Shares outstanding: 1.079 billion; proposed sale ≈0.0003% of float.
• Source of shares: 2024 restricted-stock and performance-award grants.
• Prior 3-month activity: Seller already disposed of 9,999 shares across three transactions (05/05/2025 & 07/02/2025) for roughly $1.49 million in gross proceeds.

The signatory certifies lack of undisclosed adverse information and may be operating under a Rule 10b5-1 trading plan.

Insights

Securities Analyst

TL;DR – Small, routine insider sale; negligible ownership impact.

The proposed 3,333-share sale is worth just under $0.5 million and represents a microscopic fraction of Qualcomm’s 1.079 billion shares outstanding, suggesting minimal dilution or signalling risk. Combined with the 9,999 shares already sold this quarter, the insider has liquidated ~13,332 shares—still immaterial in magnitude. Transactions stem from stock-based compensation grants, an ordinary monetisation pattern. Because the filing explicitly references Rule 10b5-1 protections, market-timing concerns are mitigated. Overall effect on valuation, liquidity, or governance is neutral.

Corporate Governance Expert

TL;DR – Continual but de-minimis sales; governance posture intact.

Form 144 shows legitimate, compensated-share disposal through a major broker, signalling procedural compliance. Frequency of sales (three prior in last 90 days plus this notice) calls for board monitoring, yet absolute volume is trivial relative to float and does not breach aggregation thresholds. Certification of no undisclosed MNPI and potential Rule 10b5-1 plan reduce legal or reputational risk. I view the disclosure as routine insider activity rather than a red flag.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	3333	491650.83	1079000000	08/04/2025	NASD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	10/01/2024	Acquired as compensation -- Restricted Stock Awards	Issuer			8	10/01/2024	Compensation
Common Stock	12/10/2024	Acquired as compensation -- Performance Awards	Issuer			3325	12/10/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Akash Palkhiwala 5775 Morehouse Dr. San Diego CA 92121	Common Stock	07/02/2025	3333	537560.06
Akash Palkhiwala 5775 Morehouse Dr. San Diego CA 92121	Common Stock	07/02/2025	3333	486965.3
Akash Palkhiwala 5775 Morehouse Dr. San Diego CA 92121	Common Stock	05/05/2025	3333	465845.74

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)