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  4. [Form 4] QUALCOMM INC/DE Insider Trading Activity

Qualcomm insider reports RSU conversion and tax withholding

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

QUALCOMM (QCOM) executive Alexander H. Rogers reported equity transactions. On 10/15/2025, restricted stock units converted to common stock via code M for 5,086 shares and 590 shares. To cover taxes, shares were withheld via code F for 1,639 shares and 590 shares at $162.97. Following these events, he beneficially owned 24,303 shares directly.

Per the award terms, RSUs granted in October 2024 became fully vested upon attainment of Normal Retirement Age, and each RSU converts one-for-one into common stock. Footnotes indicate shares are issued in three equal annual installments on October 15, 2025, 2026, and 2027, and holdings include 94 shares acquired under the Employee Stock Purchase Plan on July 31, 2025.

Positive

  • None.

Negative

  • None.
Insider ROGERS ALEXANDER H
Role President QTL & Global Affairs
Type Security Shares Price Value
Exercise Restricted Stock Unit 5,086.913 $0.00 --
Exercise Restricted Stock Unit 590.765 $0.00 --
Exercise Common Stock 5,086 $0.00 --
Tax Withholding Common Stock 1,639 $162.97 $267K
Exercise Common Stock 590 $0.00 --
Tax Withholding Common Stock 590 $162.97 $96K
Holdings After Transaction: Restricted Stock Unit — 11,947.142 shares (Direct); Common Stock — 25,942 shares (Direct)
Footnotes (1)
  1. Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in October 2024 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2025. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROGERS ALEXANDER H
(Last) (First) (Middle)
5775 MOREHOUSE DR.
(Street)
SAN DIEGO CA 92121-1714
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
QUALCOMM INC/DE [ QCOM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President QTL & Global Affairs
3. Date of Earliest Transaction (Month/Day/Year)
10/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/15/2025 M 5,086 A $0.0 25,942 D
Common Stock 10/15/2025 F 1,639 D $162.97 24,303 D
Common Stock 10/15/2025 M 590(1) A $0.0 24,893 D
Common Stock 10/15/2025 F 590(1) D $162.97 24,303(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (3) 10/15/2025 M 5,086.913 (4) 10/15/2027(4) Common Stock 5,086.913 $0.0 11,947.1422 D
Restricted Stock Unit (3) 10/15/2025 M 590.7647 (4) 10/15/2027(4) Common Stock 590.7647 $0.0 11,356.3775 D
Explanation of Responses:
1. Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in October 2024 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.
2. Includes 94 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2025.
3. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
4. Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on October 15, 2025, 2026 and 2027.
By: Jon Russo, Attorney-in-Fact For: Alexander H. Rogers 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did QCOM's Alexander H. Rogers report on Form 4?

He reported RSU conversions (code M) and tax-withholding share disposals (code F) on 10/15/2025.

How many shares were acquired through RSU conversion?

Common stock acquired via RSU conversion totaled 5,086 shares and 590 shares, each one-for-one from RSUs.

How many shares were withheld for taxes and at what price?

Shares withheld for taxes were 1,639 and 590 at $162.97 per share.

How many QCOM shares does Rogers own after these transactions?

He beneficially owns 24,303 shares directly after the reported transactions.

What triggered the RSU vesting and when are shares issued?

Vesting occurred upon reaching Normal Retirement Age; shares are issued in three equal annual installments on October 15, 2025, 2026, and 2027.

Does his share count include ESPP purchases?

Yes. It includes 94 shares acquired under the Employee Stock Purchase Plan on July 31, 2025.