Qualcomm HR chief’s trust sells 3,200 shares

The reported trust balance after the transaction was 39,379 shares; the sale was made under a plan adopted September 11, 2025.

Available on EDGAR 11/09/2026 - 06:10 PM EST Accepted by SEC EDGAR 11/09/2026 - 06:09 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

QUALCOMM (QCOM) reported that 3,200 common shares held by Heather S. Ace’s family trust were sold on November 9, 2026, at $165.42 per share. Ace is EVP, Chief HR Officer; she and her spouse are trustees, and their immediate family members are the trust’s sole beneficiaries. The trust held 39,379 shares following the sale. The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.

Insider Trade Summary 10b5-1

Net Seller: 3,200 shares

Net Sell 1 txn

Insider ACE HEATHER S

Role EVP, Chief HR Officer

Sold 3,200 shs ($529K)

Share of Position Sold 7.5%

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	3,200	$165.42	$529K

Holdings After Transaction: Common Stock — 39,379 shares (Indirect, by Trust)

Holdings Before and After: Common Stock, 42,579 to 39,379 shares (Indirect, by Trust)

Other Insiders: 3 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (2)

1. F1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.
2. F2. Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

Key Figures

Shares sold: 3,200 shares Sale price: $165.42 per share Trust shares following transaction: 39,379 shares

3 metrics

Shares sold 3,200 shares November 9, 2026; held by the reporting person’s family trust

Sale price $165.42 per share November 9, 2026

Trust shares following transaction 39,379 shares Following the November 9, 2026 sale

Key Terms

Rule 10b5-1 trading plan, family trust, sole beneficiaries

3 terms

Rule 10b5-1 trading plan regulatory

"pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

family trust technical

"Shares held by the reporting person's family trust"

sole beneficiaries technical

"immediate family are the sole beneficiaries of the trust"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many QCOM shares did Heather S. Ace’s family trust sell?

Heather S. Ace’s family trust sold 3,200 QUALCOMM common shares on November 9, 2026, at $165.42 per share. The trust held 39,379 shares after the transaction, which was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ACE HEATHER S

(Last) (First) (Middle)

5775 MOREHOUSE DR.

(Street)

SAN DIEGO CALIFORNIA 92121-1714

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
QUALCOMM INC/DE [ QCOM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief HR Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/09/2026		S(1)		3,200	D	$165.42	39,379	I	by Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025.

2. Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.

	By: Jon Russo, Attorney-in-Fact For: Heather S. Ace	11/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)