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  4. [Form 4] Qualcomm Inc Insider Trading Activity

QCOM insider sells 3,333 shares under 10b5-1 plan; holdings 39,874

Akash J. Palkhiwala, identified as Chief Financial Officer & Chief Operating Officer of Qualcomm Inc. (QCOM), reported insider sales on 09/02/2025.

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Akash J. Palkhiwala, identified as Chief Financial Officer & Chief Operating Officer of Qualcomm Inc. (QCOM), reported insider sales on 09/02/2025. The Form 4 shows four separate dispositions totaling 3,333 shares sold under a Rule 10b5-1 trading plan adopted on November 26, 2024. The reported sale price ranges across the four lots were approximately $155.38–$156.375, $156.385–$157.18, $157.385–$158.355, and $158.385–$158.865. Following these transactions the filer’s beneficial ownership is reported as 39,874 shares.

Positive

  • Transactions executed under a Rule 10b5-1 trading plan, providing an affirmative defense against insider trading claims
  • Form 4 discloses post-transaction beneficial ownership and is filed with a signature by attorney-in-fact, indicating procedural completeness

Negative

  • Insider sold 3,333 shares, reducing reported beneficial ownership to 39,874 shares
  • Sales occurred at market prices across ranges up to $158.865, representing realized dispositions by a senior executive

Insights

TL;DR Insider sales of 3,333 QCOM shares executed under a pre-established 10b5-1 plan; holding reduced to 39,874 shares.

The transactions are routine dispositions executed under a Rule 10b5-1 plan, which typically indicates pre-scheduled selling rather than discretionary trades. The total number of shares sold, 3,333, represents the factual change in the reporting person’s holdings. Price ranges for each lot are disclosed; no options or derivative exercises are reported. From an earnings or capital-structure perspective, these sales do not, by themselves, indicate a material change to Qualcomm’s financial condition.

TL;DR Sales executed pursuant to a 10b5-1 plan provide affirmative defense and signal procedural compliance in insider trading.

The filer explicitly states the trades were made under a 10b5-1 trading plan adopted on November 26, 2024, which supports compliance with insider trading rules. The Form 4 is properly signed by an attorney-in-fact and discloses post-transaction beneficial ownership. No amendments or additional governance concerns are indicated within the filing.

Insider Palkhiwala Akash J.
Role CFO & COO
Sold 3,333 shs ($523K)
Type Security Shares Price Value
Sale Common Stock 1,266 $155.8051 $197K
Sale Common Stock 1,148 $156.8598 $180K
Sale Common Stock 466 $157.8887 $74K
Sale Common Stock 453 $158.7359 $72K
Holdings After Transaction: Common Stock — 39,874 shares (Direct)
Footnotes (5)
  1. F1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 26, 2024.
  2. F2. The sale prices for this transaction ranged from $155.3800 to $156.3750. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  3. F3. The sale prices for this transaction ranged from $156.3850 to $157.1800. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  4. F4. The sale prices for this transaction ranged from $157.3850 to $158.3550. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  5. F5. The sale prices for this transaction ranged from $158.3850 to $158.8650. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many QCOM shares did Akash J. Palkhiwala sell on 09/02/2025?
The Form 4 reports 3,333 shares sold on 09/02/2025 across four dispositions.

Were the sales by Akash J. Palkhiwala made under a trading plan?
Yes. The Form 4 states the transactions were made pursuant to a Rule 10b5-1 trading plan adopted on November 26, 2024.

What is the reported beneficial ownership after the transactions?
Following the reported transactions, the filer’s beneficial ownership is reported as 39,874 shares.

What price ranges were disclosed for the sales?
The disclosed sale price ranges were approximately $155.38–$156.375, $156.385–$157.18, $157.385–$158.355, and $158.385–$158.865.

What is Akash J. Palkhiwala’s role at Qualcomm as stated on the form?
The Form 4 identifies him as CFO & COO of Qualcomm Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Palkhiwala Akash J.
(Last) (First) (Middle)
5775 MOREHOUSE DR.
(Street)
SAN DIEGO CA 92121-1714
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
QUALCOMM INC/DE [ QCOM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO & COO
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/02/2025 S(1) 1,266 D $155.8051(2) 41,941 D
Common Stock 09/02/2025 S(1) 1,148 D $156.8598(3) 40,793 D
Common Stock 09/02/2025 S(1) 466 D $157.8887(4) 40,327 D
Common Stock 09/02/2025 S(1) 453 D $158.7359(5) 39,874 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 26, 2024.
2. The sale prices for this transaction ranged from $155.3800 to $156.3750. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
3. The sale prices for this transaction ranged from $156.3850 to $157.1800. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
4. The sale prices for this transaction ranged from $157.3850 to $158.3550. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
5. The sale prices for this transaction ranged from $158.3850 to $158.8650. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
By: Jon Russo, Attorney-in-Fact For: Akash J. Palkhiwala 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

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