QCR Holdings (QCRH) president exercises performance shares and corrects prior grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

QCR Holdings Inc. executive James D. Klein reported compensation-related equity activity. On June 2, 2026, he exercised 94 shares of Performance Shares into 94 shares of Common Stock at a conversion price of $66.52 per share.

Following the exercise, Klein directly holds 522 shares of Common Stock and 282 remaining Performance Shares with a conversion price of $66.52 and expiration on June 2, 2029. A prior grant of 376 Performance Shares on June 2, 2025 was recorded as a compensation award and is noted as having been previously misreported due to an administrative error.

The filing also shows an indirect holding of 5,838 shares of Common Stock as of June 2, 2025, held by a managed account.

Insider Trade Summary

94 shares exercised/converted

Mixed 4 txns

Insider Klein James D.

Role President, CRBT

Type	Security	Shares	Price	Value
Exercise	Performance Shares	94	$0.00	--
Exercise	Common Stock	94	$66.52	$6K
Grant/Award	Performance Shares	376	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Performance Shares — 282 shares (Direct, null); Common Stock — 522 shares (Direct, null); Common Stock — 5,838 shares (Indirect, by Managed Account)

Footnotes (1)

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Key Figures

Performance Shares Exercised: 94 shares Conversion Price: $66.52 per share Direct Common Stock Holdings: 522 shares +3 more

6 metrics

Performance Shares Exercised 94 shares Exercised into Common Stock on June 2, 2026

Conversion Price $66.52 per share Performance Shares into Common Stock

Direct Common Stock Holdings 522 shares Directly held after June 2, 2026 transactions

Remaining Performance Shares 282 shares Outstanding after partial exercise, expire June 2, 2029

Initial Performance Share Grant 376 shares Granted June 2, 2025 with $66.52 conversion price

Indirect Common Stock Holdings 5,838 shares Held by managed account as of June 2, 2025

Key Terms

Performance Shares, managed account, administrative error

3 terms

Performance Shares financial

"The filing reports grants and exercises of Performance Shares linked to Common Stock."

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

managed account financial

"An indirect holding of Common Stock is reported as held by a managed account."

administrative error other

"A footnote explains that the grant was previously misreported due to an administrative error."

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Form 4 Insider Transactions: What Each Field Means →

06/05/2026 - 04:48 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Klein James D.

(Last)

(First)

(Middle)

3551 SEVENTH STREET

SUITE 204

(Street)

MOLINE

ILLINOIS

61265

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
QCR HOLDINGS INC [ QCRH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President, CRBT

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/02/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/02/2026		M		94	A	$66.52	522	D
Common Stock								5,838	I	by Managed Account

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Performance Shares	$66.52	06/02/2025⁽¹⁾		A		376		06/02/2026	06/02/2029	Common Stock	376	$0.0	376	D
Performance Shares	$66.52	06/02/2026		M			94	06/02/2026	06/02/2029	Common Stock	94	$0.0	282	D

Explanation of Responses:

1. The grant was previously misreported due to an administrative error.

	By: Shellee Showalter For: James Klein	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did QCRH executive James D. Klein do in this Form 4 filing?

James D. Klein exercised 94 Performance Shares into 94 shares of QCR HOLDINGS INC Common Stock. The transaction occurred on June 2, 2026 at a $66.52 conversion price per share and reflects routine, compensation-related equity activity rather than an open-market stock purchase.

How many QCRH common shares does James D. Klein hold after the reported transactions?

After the reported transactions, James D. Klein directly holds 522 shares of QCR HOLDINGS INC Common Stock. The filing also shows an additional 5,838 shares held indirectly as of June 2, 2025 through a managed account, which are reported as indirect ownership.

What are the details of the Performance Shares reported for QCRH’s James D. Klein?

Klein received a grant of 376 Performance Shares on June 2, 2025 with a $66.52 conversion price. On June 2, 2026 he exercised 94 of those into Common Stock, leaving 282 Performance Shares outstanding that are scheduled to expire on June 2, 2029 if not exercised.

Was there any error mentioned in the QCRH Form 4 for James D. Klein?

Yes. A footnote states that the grant was previously misreported due to an administrative error. This clarifies that the underlying compensation grant details have been corrected in this filing, aligning the reported Performance Shares with the actual award terms.

Does the QCRH Form 4 show open-market buying or selling by James D. Klein?

No open-market buying or selling is reported. The Form 4 shows a derivative exercise of 94 Performance Shares into Common Stock and a prior award of 376 Performance Shares, both compensation-related transactions rather than discretionary market trades in QCR HOLDINGS INC shares.

What indirect holdings of QCRH stock are reported for James D. Klein?

The filing reports 5,838 shares of QCR HOLDINGS INC Common Stock held indirectly as of June 2, 2025. These shares are held by a managed account, and are classified as indirect ownership separate from Klein’s directly held shares and performance-based awards.