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Director James R. Batten receives 387-share stock award at QCR Holdings (QCRH)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

QCR Holdings director James R. Batten reported an acquisition of company stock through an award. On March 2, 2026, he received 387 shares of Common Stock at a stated price of $87.99 per share, bringing his directly held stake to 15,590 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BATTEN JAMES R

(Last) (First) (Middle)
3551 SEVENTH STREET
SUITE 204

(Street)
MOLINE IL 61265

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
QCR HOLDINGS INC [ QCRH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 A 387 A $87.99 15,590 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
By: Shellee Showalter For: James Batten 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did QCRH director James R. Batten report?

James R. Batten reported an acquisition of QCR Holdings common stock through a grant or award. The Form 4 shows he received 387 shares, reflecting a non-open-market award rather than a traditional stock purchase or sale.

How many QCRH shares did James R. Batten acquire in this Form 4?

The filing shows James R. Batten acquired 387 shares of QCR Holdings common stock. This transaction is coded as a grant or award, indicating it was issued as compensation or a similar arrangement rather than bought on the open market.

What price per share is reported for James R. Batten’s QCRH stock award?

The Form 4 lists a price of $87.99 per share for the 387 awarded shares. For insider awards, this figure typically reflects the grant price used for reporting, not necessarily an amount paid in a market transaction.

What is James R. Batten’s total QCRH share ownership after this transaction?

After the reported award, James R. Batten directly owns 15,590 shares of QCR Holdings common stock. This total includes the newly granted 387 shares and reflects only his direct holdings as disclosed in the Form 4.

Is James R. Batten’s QCRH transaction a purchase or an award?

The transaction is categorized as a grant, award, or other acquisition, not an open-market purchase. The Form 4 uses transaction code A, indicating the 387 shares were received as an equity award rather than bought or sold.

What role does James R. Batten hold at QCR Holdings (QCRH)?

James R. Batten is identified as a director of QCR Holdings. His Form 4 filing reports a stock award of 387 common shares, increasing his directly held ownership to 15,590 shares following the reported transaction.
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