Equity awards and exercises by QCR Holdings (QCRH) executive James D. Klein
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
QCR Holdings Inc. executive James D. Klein, President of CRBT, reported a new equity award and multiple equity-related transactions. On March 2, 2026, he received a grant of 645 Performance Shares at $0.00 per unit as a stock-based award.
On March 1, 2026, Klein exercised several Performance Share awards, including 211, 208 and 184 Performance Shares, and received corresponding Common Stock in lots of 152, 153 and 133 shares at exercise prices between $53.31 and $56.79 per share. He also reports 5,838 Common Shares held indirectly by a managed account. Footnotes describe these awards as restricted stock units vesting in four equal annual installments beginning on stated March vesting dates.
Positive
- None.
Negative
- None.
Insider Trade Summary
603 shares exercised/converted
Mixed
8 txns
Insider
Klein James D.
Role
President, CRBT
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Performance Shares | 645 | $0.00 | -- |
| Exercise | Performance Shares | 211 | $0.00 | -- |
| Exercise | Performance Shares | 208 | $0.00 | -- |
| Exercise | Performance Shares | 184 | $0.00 | -- |
| Exercise | Common Stock | 152 | $53.87 | $8K |
| Exercise | Common Stock | 153 | $53.31 | $8K |
| Exercise | Common Stock | 133 | $56.79 | $8K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Performance Shares — 645 shares (Direct);
Common Stock — 890 shares (Direct);
Common Stock — 5,838 shares (Indirect, by Managed Account)
Footnotes (1)
- Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2024. Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2023. Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2025. Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 2, 2027.
FAQ
What insider transactions did James D. Klein report for QCRH?
James D. Klein reported a grant of 645 Performance Shares and several exercises of Performance Share awards into small lots of common stock. These equity-based transactions reflect compensation and incentive arrangements rather than open-market buying or selling of QCR Holdings Inc. shares.
What type of securities are involved in the QCRH Form 4 for James D. Klein?
The filing involves Performance Shares and QCR Holdings Inc. common stock. Performance Shares are described in footnotes as restricted stock units, each representing a right to receive one share of common stock or its cash equivalent, vesting in four equal annual installments starting on specified March dates.
Were the QCRH insider transactions open-market purchases or sales?
The reported activity consists of grants and exercises of equity awards, not open-market purchases or sales. Transaction codes show a grant (A) and multiple exercises or conversions (M) of derivative securities into common stock as part of compensation-related equity programs for the QCR Holdings Inc. executive.
What indirect QCRH holdings are disclosed in this Form 4 filing?
The filing shows an indirect holding of 5,838 shares of QCR Holdings Inc. common stock, noted as held "by Managed Account." This indicates shares are owned through an account managed on the reporting person’s behalf, classified as indirect beneficial ownership in the disclosure.