High Templar Tech VP lists option, ADS holdings
High Templar Tech Ltd Vice President of Finance Gao Yan (Rock) filed an initial Form 3 showing existing equity holdings held indirectly through an ESOP.
Rhea-AI Filing Summary
High Templar Tech Ltd Vice President of Finance Gao Yan (Rock) filed an initial Form 3 showing existing equity holdings held indirectly through an ESOP. The filing lists fully vested stock options to acquire several blocks of Class A ordinary shares at an exercise price of $0.0001 per share, with expirations between 2027 and 2030. It also discloses indirect ownership of 80,608 American depositary shares, with each ADS representing one Class A ordinary share.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Gao Yan (Rock)
Role
Vice President of Finance
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | American Depositary Shares | -- | -- | -- |
Holdings After Transaction:
Stock Options (right to buy) — 175,000 contracts (Indirect, By ESOP);
American Depositary Shares — 80,608 shares (Indirect, By ESOP)
Footnotes (2)
- F1. Each American depositary share represents one (1) Class A ordinary share, with a par value of US$0.0001 per share, of High Templar Tech Limited.
- F2. These options are fully vested.
Key Figures
Option exercise price: $0.0001 per share
Underlying shares (2027-05-03 options): 25,000 shares
Underlying shares (2028-12-20 options): 25,000 shares
+4 more
7 metrics
Option exercise price
$0.0001 per share
Exercise price for reported stock options on Class A ordinary shares
Underlying shares (2027-05-03 options)
25,000 shares
Class A ordinary shares underlying options expiring 2027-05-03
Underlying shares (2028-12-20 options)
25,000 shares
Class A ordinary shares underlying options expiring 2028-12-20
Underlying shares (2029-09-22 options)
25,000 shares
Class A ordinary shares underlying options expiring 2029-09-22
Underlying shares (2029-12-25 options)
20,000 shares
Class A ordinary shares underlying options expiring 2029-12-25
Underlying shares (2030-03-26 options)
80,000 shares
Class A ordinary shares underlying options expiring 2030-03-26
ADS holdings
80,608 ADS
American depositary shares held indirectly via ESOP
Key Terms
Form 3, American depositary share, ESOP, Stock Options (right to buy)
4 terms
Form 3 regulatory
"Vice President of Finance Gao Yan (Rock) filed an initial Form 3 showing existing equity holdings"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
ESOP financial
"held indirectly through an ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
Stock Options (right to buy) financial
"The filing lists fully vested stock options to acquire several blocks of Class A ordinary shares"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does this Form 3 filing show about High Templar Tech’s VP of Finance?
The Form 3 shows Vice President of Finance Gao Yan (Rock) already holds equity indirectly through an ESOP, including fully vested stock options and 80,608 American depositary shares. It is an initial ownership report, not a new purchase or sale.
What stock options are reported in this High Templar Tech Form 3?
The filing lists several fully vested stock option grants, each with an exercise price of $0.0001 per share. These options cover blocks of Class A ordinary shares with various expiration dates between 2027 and 2030, all held indirectly through the ESOP.
Are the stock options in this High Templar Tech Form 3 already vested?
Yes. A footnote explains that the reported stock options are fully vested. This means the vice president, through the ESOP, has the right to exercise these options for Class A ordinary shares at the stated exercise price of $0.0001 per share.
AI-generated analysis. How Rhea-AI works. Not financial advice.
