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Qfin Holdings (QFIN) CEO Wu details stock options and ADS interests

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Qfin Holdings, Inc. director and Chief Executive Officer Haisheng Wu filed an initial ownership report detailing his equity interests. The filing shows fully vested employee stock options covering 617,000 and 68,116 underlying Class A ordinary shares with a nominal exercise price of $0.00001 per share. It also discloses indirect ownership of 15,487 American depositary shares held through Holy Vanguard Limited, a British Virgin Islands company and family trust, with each ADS representing two Class A ordinary shares.

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Insider Haisheng Wu
Role Chief Executive Officer
Type Security Shares Price Value
holding Stock Options (right to buy) -- -- --
holding Stock Options (right to buy) -- -- --
holding American Depositary Shares -- -- --
Holdings After Transaction: Stock Options (right to buy) — 617,000 shares (Direct); American Depositary Shares — 15,487 shares (Indirect, See footnote)
Footnotes (1)
  1. Each American depositary shares represents two(2) Class A ordinary shares of the Issuer. The reporting person beneficially owns such securities through Holy Vanguard Limited, a British Virgin Islands company and a family trust. Represents employee share options that are fully vested. 0.00001(US$/Share)
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Haisheng Wu

(Last)(First)(Middle)
BUILDING 1, NO. 98 QINGYIJIANG ROAD,
PUTUO DISTRICT

(Street)
SHANGHAI, PRC200333

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Qfin Holdings, Inc. [ QFIN ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares(1)15,487ISee footnote(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (right to buy) (3)11/19/2034Class A Ordinary Shares617,000(4)D
Stock Options (right to buy) (3)05/19/2035Class A Ordinary Shares68,116(4)D
Explanation of Responses:
1. Each American depositary shares represents two(2) Class A ordinary shares of the Issuer.
2. The reporting person beneficially owns such securities through Holy Vanguard Limited, a British Virgin Islands company and a family trust.
3. Represents employee share options that are fully vested.
4. 0.00001(US$/Share)
/s/ Haisheng Wu03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does QFIN CEO Haisheng Wu report in this Form 3 filing?

Haisheng Wu reports his existing equity interests in Qfin Holdings, Inc., including fully vested employee stock options and indirectly held American depositary shares, giving investors a clear view of his starting ownership position as a director and Chief Executive Officer.

How many QFIN shares are covered by Haisheng Wu’s stock options?

The Form 3 shows fully vested employee stock options linked to 617,000 and 68,116 underlying Class A ordinary shares. These options provide the right to acquire Qfin equity at a nominal exercise price, reflecting a significant long-term incentive position for the Chief Executive Officer.

What is the exercise price of Haisheng Wu’s QFIN stock options?

The employee stock options reported by Haisheng Wu carry an exercise price of $0.00001 per Class A ordinary share. This very low strike price means the options function largely as equity incentives, aligning the Chief Executive Officer’s interests with the company’s share performance over time.

How many QFIN American depositary shares does Haisheng Wu indirectly own?

The filing shows indirect ownership of 15,487 American depositary shares. These ADSs are held through Holy Vanguard Limited, a British Virgin Islands company and family trust, indicating that a portion of Wu’s Qfin exposure is structured via a family-related holding vehicle.

What is the relationship between QFIN ADSs and Class A ordinary shares?

Each American depositary share represents two Class A ordinary shares of Qfin Holdings, Inc. This ratio means ADS investors effectively hold interests linked to underlying ordinary shares, simplifying cross-border trading and custody for holders outside the company’s home market.

Does this QFIN Form 3 indicate any recent buying or selling by Haisheng Wu?

The Form 3 functions as an initial ownership statement and lists holdings rather than recent trades. It details existing stock options and American depositary shares but does not report new purchases or sales, focusing instead on Wu’s baseline equity position in Qfin Holdings, Inc.