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Qualys (NASDAQ: QLYS) CFO trades 1,627 shares in Rule 10b5-1 plan

(High)
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Form Type
4

Rhea-AI Filing Summary

Qualys, Inc. reports that its Chief Financial Officer, Joo Mi Kim, sold 1,627 shares of common stock on August 3, 2026, in six non-derivative transactions. The sales were executed as open market or private transactions pursuant to a Rule 10b5-1 trading plan adopted on August 12, 2025, with several prices reported as weighted averages over specified ranges.

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Insider Kim Joo Mi
Role CHIEF FINANCIAL OFFICER
Sold 1,627 shs ($249K)
Type Security Shares Price Value
Sale Common Stock F1 100 $147.22 $15K
Sale Common Stock F1 100 $148.54 $15K
Sale Common Stock F1, F2 200 $151.47 $30K
Sale Common Stock F1, F3 300 $152.78 $46K
Sale Common Stock F1, F4 827 $154.5088 $128K
Sale Common Stock F1 100 $155.12 $16K
Holdings After Transaction: Common Stock — 75,743 shares (Direct)
Footnotes (4)
  1. F1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2025.
  2. F2. The sale price represents the weighted average price of the shares sold ranging from $151.12 to $151.82 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. F3. The sale price represents the weighted average price of the shares sold ranging from $152.20 to $153.07 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  4. F4. The sale price represents the weighted average price of the shares sold ranging from $154.05 to $154.96 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares sold 1,627 shares Aggregate Qualys common stock sold by CFO Joo Mi Kim on 2026-08-03
Number of sale transactions 6 Separate non-derivative common stock sales reported on 2026-08-03
Per-share sale price example $147.2200 per share Per-share price in one of the reported common stock sales
Per-share sale price example $155.1200 per share Per-share price in another reported common stock sale
10b5-1 plan adoption date August 12, 2025 Adoption date of Rule 10b5-1 trading plan governing these sales
Rule 10b5-1 trading plan regulatory
"pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The sale price represents the weighted average price of the shares sold"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open market or private transaction market
"Sale in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Qualys (QLYS) disclose about CFO Joo Mi Kim’s recent stock transactions?

Qualys disclosed that CFO Joo Mi Kim sold 1,627 shares of Qualys common stock on August 3, 2026. The Form 4 lists six separate non-derivative sale transactions, all involving common stock held directly by the reporting person.

How many Qualys (QLYS) shares did the CFO sell and on what date?

The CFO sold a total of 1,627 shares of Qualys common stock on August 3, 2026. These were reported as six individual sale transactions, each with its own per-share price, in the non-derivative section of the Form 4 filing.

At what prices were the Qualys (QLYS) CFO’s shares sold?

The sales occurred at various per-share prices, including amounts such as $147.2200, $148.5400, $151.4700, $152.7800, $154.5088, and $155.1200. Some prices represent weighted average prices, with detailed ranges described in the accompanying footnotes.

Were the Qualys (QLYS) CFO’s stock sales made under a Rule 10b5-1 trading plan?

Yes. A footnote states that the sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2025. The filing’s Rule 10b5-1 checkbox is also marked as affirmed for these transactions.

How many separate transactions did Qualys (QLYS) report for the CFO’s August 3, 2026 sales?

The filing reports six separate non-derivative sale transactions in Qualys common stock on August 3, 2026. Each line item specifies the number of shares sold, a per-share price or weighted average price, and indicates the sales were direct holdings.

Do the Qualys (QLYS) CFO’s reported sales involve derivative securities or gifts?

No. The Form 4 transaction list and summary show six sales of Common Stock classified as non-derivative, with no derivative transactions, gifts, or tax-withholding dispositions reported. The derivativeSummary section is empty in this filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kim Joo Mi

(Last)(First)(Middle)
C/O QUALYS, INC.
919 E. HILLSDALE BLVD.

(Street)
FOSTER CITY CALIFORNIA 94404

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
QUALYS, INC. [ QLYS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CHIEF FINANCIAL OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026S(1)100D$147.2277,270D
Common Stock08/03/2026S(1)100D$148.5477,170D
Common Stock08/03/2026S(1)200D$151.47(2)76,970D
Common Stock08/03/2026S(1)300D$152.78(3)76,670D
Common Stock08/03/2026S(1)827D$154.5088(4)75,843D
Common Stock08/03/2026S(1)100D$155.1275,743D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2025.
2. The sale price represents the weighted average price of the shares sold ranging from $151.12 to $151.82 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
3. The sale price represents the weighted average price of the shares sold ranging from $152.20 to $153.07 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
4. The sale price represents the weighted average price of the shares sold ranging from $154.05 to $154.96 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
/s/ Bruce Posey by power of attorney for Joo Mi Kim08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)