Welcome to our dedicated page for First Trust NASDAQ-100 Equal Wtd ETF SEC filings (Ticker: QQEW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for First Trust Nasdaq-100 Select Equal Weight ETF (QQEW) brings together the fund’s regulatory documents, including proxy statements and related materials filed under the First Trust Exchange-Traded Fund trust. These filings explain how the fund is structured, how its investment objective is defined, and what changes have been proposed or approved by shareholders.
Recent DEF 14A definitive proxy statements describe key matters submitted to QQEW shareholders. One proxy statement outlines a proposal to change the fund’s investment objective from tracking the NASDAQ-100 Equal Weighted™ Index to tracking the Nasdaq-100 Select Equal Weight™ Index, an equally weighted index that selects fifty companies from the Nasdaq-100 Index® based on blended quality and growth scores. The same filing details how this change affects the fund’s investment policy, including a shift to normally investing at least 80% of net assets in securities that comprise the new index, and discusses the trading and tax implications of repositioning the portfolio.
Another DEF 14A filing addresses governance topics such as the election or re-election of trustees to the Board of Trustees of the First Trust Exchange-Traded Fund. These documents explain why shareholders are being asked to vote on trustee slates, how plurality voting works, and how proxy solicitation costs are shared among funds. They also describe the roles of Independent Trustees and the rationale for expanding or reaffirming board membership.
Filings related to QQEW also cover the fund’s advisory and fee arrangements. A proxy statement discusses the transition from a traditional advisory fee plus separate operating expenses to a unitary fee structure, under which First Trust Advisors L.P. receives a single fee and assumes responsibility for most fund expenses, subject to certain exclusions. On this page, AI-powered tools can help summarize these filings, highlight how proposals may affect the fund’s index exposure, risk profile, and expense structure, and make it easier to understand the implications of proxy votes and management agreements without reading every page in detail.
The proxy asks QQEW shareholders to approve two separate proposals. Proposal 1 would replace the Funds current underlying index (the equal-weighted Nasdaq-100) with the Nasdaq-100 Select Equal Weight1trade; Index, which selects the 50 Nasdaq-100 constituents with the highest combined Blended Quality and Growth Scores (a composite of 3-year revenue growth, 3-year forward EPS growth, 3-year free cash flow growth, return on equity and profit margin) and weights them equally; if approved the Funds name is expected to change to First Trust Nasdaq-100 Select Equal Weight ETF while the ticker (QQEW) is expected to remain. Proposal 2 would replace the current management agreement with a New Management Agreement implementing a unitary fee structure: the Advisors unitary fee and the Funds net operating expense ratio at current asset levels would both be 0.55%. The Advisor currently caps operating expenses at 0.60% through April 30, 2027. The Board (including independent trustees) unanimously recommends voting FOR both proposals. The shareholder meeting is scheduled for October 14, 2025 and the record date is July 28, 2025.
Schedule 13G/A (Amendment No. 1)--First Trust NASDAQ-100 Ex-Technology Sector Index Fund
First Trust Portfolios L.P. (broker-dealer), First Trust Advisors L.P. (investment adviser) and their general partner, The Charger Corporation, report beneficial ownership of 7,413,411 shares of the ETF as of 30 June 2025, equal to 65.61 % of the outstanding class (CUSIP 33733E401). The reporting persons hold no sole voting or dispositive power; all authority is shared, and the shares reside primarily in multiple unit investment trusts they sponsor or supervise. No individual trust controls more than 3 % of the ETF. Trustees, rather than the reporting entities, vote the shares to reflect the proportional vote of other holders, limiting control influence.
The filing is made under Rule 13d-1(b), with the entities classified as BD, IA and HC. Each filer certifies the position was acquired in the ordinary course and not to influence control of the issuer. CFO James M. Dykas signed for all three entities on 28 July 2025. No financial performance metrics or strategic transactions are disclosed; the document strictly updates ownership information.
Filing overview: First Trust NASDAQ-100 Equal Weighted Index Fund (ticker QQEW) has submitted a CERT certification filing, accepted on 27 June 2025. The SEC posting notes that the full document is only available via PDF and does not include any accompanying financial statements, earnings data, or transactional details within the text provided here.
Key facts explicitly disclosed:
- Form type: CERT (certification)
- Company: First Trust NASDAQ-100 Equal Weighted Index Fund
- Acceptance timestamp: 2025-06-27 16:49 UTC
- No mention of financial metrics, portfolio changes, or management commentary in the excerpt.
Investor takeaway: This appears to be a routine certification filing that affirms regulatory compliance rather than revealing new performance or strategic information. Investors should consult the linked PDF for any signatures or attestation language, but based on the excerpt, the filing is administrative and unlikely to influence the fund’s valuation or outlook.
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