Welcome to our dedicated page for Defiance Nasdaq 100 Enh Opt &0DTEIncETF SEC filings (Ticker: QQQY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tracking the real yield behind Defiance Nasdaq 100 Enhanced Options Income ETF (QQQY) often means wading through hundreds of pages of fund-specific reports, complex options footnotes and distribution notices. If you have ever wondered how to locate the strike levels behind QQQY’s covered calls or questioned why an ETF shows QQQY insider trading Form 4 transactions, you already know the challenge.
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Form NPORT-P highlights for YieldMax DIS Option Income Strategy ETF (Series of Tidal Trust II, symbol QQQY) as of 30 Apr 2025:
- Net assets: $30.7 million on total assets of $31.5 million; liabilities represent only 2.3 % of assets, indicating low leverage.
- Recent performance: 3-month total returns were +1.53 %, -11.05 % and -8.12 %, showing sharp downside in the two most recent months.
- Derivative impact: Equity option activity drove large swings, with April’s net realized loss of $0.94 million offset by $1.48 million unrealized gain; the prior month showed a $0.80 million gain but a $5.45 million unrealized loss.
- Risk metrics: DV01 of $386 for 3-month and $216 for 1-year buckets; DV100 of $38.6k and $21.6k respectively, reflecting limited interest-rate exposure relative to net assets; no exposure beyond 1-year buckets.
- Balance sheet: No borrowings, preferred stock, or payables for delayed-delivery purchases; cash & cash equivalents of $0.18 million.
The filing is routine and contains no corporate actions or strategic changes but reveals recent performance volatility tied to the fund’s option-income strategy.
Tidal Trust II – YieldMax Crypto Industry & Tech Portfolio Option Income ETF filed a Form N-PORT for the month ended 30 April 2025 (fiscal year-end 31 July 2025).
Balance sheet snapshot
- Total assets: $82.47 million
- Total liabilities: $1.66 million
- Net assets: $80.81 million
- Cash & cash equivalents: $2.03 million
- No borrowings or payables for delayed-delivery purchases; no preferred stock outstanding.
Portfolio activity & risk
- No exposure to controlled foreign corporations or miscellaneous securities.
- Securities-lending information provided but collateral type not disclosed (Yes/No box left blank).
- Credit-spread, interest-rate, and other risk metrics show zero values, indicating no material debt-security exposure during the period.
Performance data (last three months)
- Month 1 total return: -14.79 %
- Month 2 total return: -10.29 %
- Month 3 total return: +12.00 %
Derivatives results – Equity options
- Month 1 realized gain: $1.98 m; unrealized gain: $1.83 m
- Month 2 realized gain: $3.44 m; unrealized loss: $0.57 m
- Month 3 realized loss: $2.63 m; unrealized loss: $0.94 m
Non-derivative investments
- Month 1 realized loss: $0.01 m; unrealized loss: $16.18 m
- Month 2 realized loss: $0.78 m; unrealized loss: $9.54 m
- Month 3 realized loss: $6.86 m; unrealized gain: $18.92 m
The filing is labelled as LIVE and does not indicate that it is a final N-PORT submission.
Tidal Trust II – YieldMax CVNA Option Income Strategy ETF filed its monthly Form NPORT-P for the period ended 30 April 2025.
The fund reported total assets of $59.21 million, liabilities of $3.75 million and net assets of $55.46 million. Cash and cash equivalents not otherwise captured totalled $0.19 million.
Performance: three-month total returns were
- Month 3: +17.28 %
- Month 2: -13.54 %
- Month 1: -4.16 %
Derivatives activity (options on equities): Month 3 delivered realised gains of $3.06 million and an unrealised gain of $2.69 million; Month 2 showed a realised loss of $1.02 million but an unrealised gain of $0.46 million; Month 1 saw modest gains offset by an unrealised loss.
Risk metrics: Interest-rate DV01 exposure in USD is concentrated in the short end—3-month DV01 of $1,091 and 1-year DV01 of $848; no exposure beyond one year. Credit-spread DV01 is similarly short dated at investment-grade level only, totalling $1,135 (3-month) and $842 (1-year). No borrowings, preferred shares or delayed-delivery payables were reported, and the fund received only cash collateral in its securities-lending programme.
The filing is routine, confirms the fund is LIVE with fiscal year-end 31 Oct 2025, and does not designate itself as a final NPORT submission.
Form NPORT-P filing for Tidal Trust II – YieldMax AMZN Option Income Strategy ETF (Series ID S000077651, symbol QQQY) covers the month ended 30 April 2025.
The fund reports total assets of $250.9 million against liabilities of $15.8 million, yielding net assets of $235.1 million. Balance-sheet leverage is minimal: borrowings, preferred stock and delayed-delivery payables are all reported at $0, and cash & cash equivalents total $0.24 million.
Performance was weak over the disclosed three-month window, with monthly total returns of –7.71 %, –7.20 % and –2.03 %. Equity-option activity drove sizeable P&L swings: Month 1 realised a $36.3 million gain but a $60.1 million unrealised loss; Month 2 showed a $7.5 million gain and $28.1 million unrealised loss; Month 3 flipped to a $55.5 million realised loss offset by a $49.6 million unrealised gain.
Risk metrics show limited fixed-income exposure: DV01 totals $4.31 thousand (3-month) and $2.92 thousand (1-year), rising to DV100 of $431 thousand and $292 thousand respectively. All credit-spread sensitivity is investment-grade; non-investment-grade exposure is reported as $0.
Tidal Trust II – YieldMax AI and Tech Portfolio Option Income ETF filed its monthly Form N-PORT (period ended 30-Apr-2025). The report covers the Series identified by EDGAR code S000089000 and LEI 2549008UDFKVE9XUFD77.
Fund size & balance sheet
- Total assets: $19.48 million
- Total liabilities: $0.77 million
- Net assets: $18.71 million
- No borrowings, preferred stock or controlled-foreign-corporation holdings were reported.
Performance (three most recent months)
- Monthly total return: Month 1 -6.60%; Month 2 -7.53%; Month 3 +2.69%.
- Derivatives (equity options) generated realized gains each month ($135k, $557k, $132k respectively) but showed mixed unrealized marks (largest depreciation -$377k in Month 3).
- Non-derivative holdings recorded sizeable unrealized losses in Month 1 (-$2.14 million) and Month 2 (-$2.18 million), followed by unrealized appreciation of $1.14 million in Month 3.
Risk & leverage
- No credit or interest-rate risk metrics were required, indicating debt securities did not exceed 25 % of NAV.
- No outstanding bank lines, notes payable, or delayed-delivery payables were disclosed.
Securities lending: The filing asks whether non-cash collateral was provided, but the yes/no check box is not completed, so no information is available.
Overall, the ETF remains small ($18.7 million NAV) with option-based income strategies driving realized gains. However, two of the past three months delivered negative total returns and substantial unrealized depreciation on the underlying portfolio.
Tidal Trust II – Yieldmax Magnificent 7 Fund Of Option Income ETF (Series ID S000083695) filed its monthly Form N-PORT (period ended 30 Apr 2025).
Balance-sheet snapshot:
- Total assets: $298.73 million
- Total liabilities: $68.34 thousand
- Net assets: $298.67 million
- No borrowings, preferred stock or off-balance sheet debt reported
Performance (last three months):
- Month 1: -6.64 %
- Month 2: -8.10 %
- Month 3: +1.15 %
Flows: During Month 1 the ETF sold $10.51 million in new shares versus $6.95 million in redemptions, implying a positive net inflow of roughly $3.56 million. Data for Months 2-3 was not provided.
Risk & derivatives disclosure: No credit-spread (CS01) metrics or derivative breakdowns were supplied; securities-lending collateral was indicated but not detailed. The Fund reported zero assets classified as "miscellaneous securities" and no controlled foreign corporation exposure.
Key takeaways for investors: The ETF maintains a low-leverage profile with minimal liabilities and steady asset base, but recent negative returns and substantial realised/unrealised losses highlight short-term volatility typical of option-income strategies. Continued net inflows suggest investor interest despite drawdowns.
Tidal Trust II (QQQY) filed a routine Form NPORT-P covering the series "Yieldmax Universe Fund Of Option Income ETF" for the period ended 30 April 2025.
The submission lists total assets of $711.09 million, liabilities of $0.16 million and net assets of $710.93 million. Cash and cash equivalents not otherwise reported were $3.27 million.
Performance metrics show three consecutive monthly total returns of -6.21%, -6.44% and +3.66%. Realised and unrealised losses in Months 1 and 2 exceeded $70 million each, while Month 3 recorded a small unrealised gain of $0.23 million.
Flow data for Month 1 indicate $108.96 million in share sales with no redemptions. The fund reported no borrowings, preferred stock, or material derivative exposure and stated that non-cash collateral was not utilised in securities lending.
No risk factors, legal proceedings or other extraordinary items were disclosed, making this a standard monthly portfolio update.
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