[144] QuantumScape Corp SEC Filing

Rhea-AI Filing Summary

Form 144 notice for QuantumScape Corp (QS): An individual insider, Kevin Hettrich, notified the SEC of a proposed sale of 9,800 shares of QuantumScape common stock through Goldman Sachs & Co. LLC on the New York Stock Exchange. The filing shows the 9,800 shares have an aggregate market value of $142,982 against approximately 522,939,205 shares outstanding, representing a de minimis fraction of the company. All 9,800 shares were acquired as restricted stock units issued by the company in 2023 and 2024 (four grant dates totaling 9,800 shares). The filer reported a prior sale of the same 9,800 shares on 09/12/2025 with gross proceeds of $90,177.64. The notice includes the signer’s representation that no undisclosed material adverse information is known.

Positive

• Full disclosure provided including acquisition dates and nature (RSUs), supporting Rule 144 compliance
• Sale executed through a reputable broker (Goldman Sachs), indicating standard market disposition

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine insider sale of a small block of RSU-derived shares; immaterial to company capitalization.

The filing documents an insider disposal of 9,800 shares acquired as restricted stock units across 2023 and 2024. Versus the reported 522.9 million shares outstanding, the sale is immaterial to market capitalization and unlikely to affect liquidity or share price. The sale was routed through a major broker, indicating standard brokered disposition. No new financial results, guidance, or corporate actions are disclosed.

Corporate Governance Expert

TL;DR: Disclosure aligns with Rule 144 compliance; transparency is maintained but no governance change is signaled.

The Form 144 provides required detail on acquisition dates, nature of acquisition (RSUs), and sale mechanics, which supports regulatory compliance and transparency. The signature attests to the absence of undisclosed material information. There is no indication of director/officer resignation, new plans, or other governance events in this filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	9800	142982	522939205	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/15/2023	Acquired as compensation -- Restricted Stock Units	The Issuer			3723	08/15/2023	Compensation
Common Stock	08/22/2023	Acquired as compensation -- Restricted Stock Units	The Issuer			1883	08/22/2023	Compensation
Common Stock	02/15/2024	Acquired as compensation -- Restricted Stock Units	The Issuer			3421	02/15/2024	Compensation
Common Stock	02/21/2024	Acquired as compensation -- Restricted Stock Units	The Issuer			773	02/21/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kevin Hettrich 1730 Technology Drive San Jose CA 95110	Common Stock	09/12/2025	9800	90177.64

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the Form 144 filed for QuantumScape (QS) report?

The notice reports a proposed sale of 9,800 shares of common stock by insider Kevin Hettrich, acquired as RSUs in 2023 and 2024.

When were the 9,800 shares acquired by the filer?

The shares were acquired on 08/15/2023 (3,723), 08/22/2023 (1,883), 02/15/2024 (3,421), and 02/21/2024 (773).

Through which broker will the QS shares be sold?

The filing lists Goldman Sachs & Co. LLC as the broker handling the sale on the NYSE.

What is the reported aggregate market value and outstanding shares?

The 9,800-share block has an aggregate market value of $142,982 and the company reports 522,939,205 shares outstanding.

Has the filer previously sold these securities recently?

Yes, the filing records a sale on 09/12/2025 of 9,800 shares with gross proceeds of $90,177.64.

Does the filing disclose any undisclosed material information about QuantumScape?

By signing the notice, the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.