[144] QuantumScape Corp SEC Filing

Rhea-AI Filing Summary

QuantumScape Corp (QS) notice reports a proposed sale of 9,800 shares of common stock to be executed through Goldman Sachs & Co. LLC on 09/12/2025 on the NYSE. The shares were acquired on 08/15/2024 as restricted stock units received as compensation from the issuer. The filing lists an aggregate market value of 97,510 (consistent with the number shown) and reports total shares outstanding of 522,939,205. The filer states there were no securities sold in the past three months for the account and includes the standard representation that the selling person is not aware of undisclosed material adverse information.

Positive

• Disclosure compliance: The filer provides required Rule 144 details including broker, acquisition date, and sale date.
• Clear acquisition source: Shares were acquired as restricted stock units (compensation), explicitly stated in the filing.
• No prior sales: The filing reports "Nothing to Report" for securities sold in the past three months for this account.

Negative

• Insider sale scheduled: The notice documents a planned sale of 9,800 shares, which could be perceived negatively by some investors despite being small.

Insights

Securities Analyst

TL;DR: Routine insider sale of compensation shares; size appears immaterial relative to outstanding shares.

The filing documents a proposed sale of 9,800 common shares acquired as RSUs on 08/15/2024, to be sold via Goldman Sachs on 09/12/2025. Relative to the reported 522,939,205 shares outstanding, the transaction represents a de minimis fraction, indicating limited direct impact on supply or market liquidity. The filing fulfills Rule 144 disclosure requirements and confirms no other sales in the prior three months for this account. From a market-impact perspective this is a routine compliance filing rather than a material corporate development.

Corporate Governance Specialist

TL;DR: Compliance-focused disclosure showing RSU vesting and planned sale; no red flags in the notice.

The notice indicates the shares were granted as compensation and lists broker, share count, acquisition date, and planned sale date, meeting the Rule 144 disclosure elements. The signer affirms absence of undisclosed material adverse information and there are no reported sales in the prior three months. This documentation supports transparency around insider liquidity but, given the small lot size relative to total outstanding shares, it is unlikely to signal governance or control changes.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	9800	97510	522939205	09/12/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/15/2024	Acquired as compensation -- Restricted Stock Units	The Issuer			9800	08/15/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for QS disclose?

The Form 144 discloses a proposed sale of 9,800 shares of QuantumScape common stock, acquired as RSUs on 08/15/2024, to be sold via Goldman Sachs on 09/12/2025.

How large is the proposed sale relative to QS outstanding shares?

The filing reports 522,939,205 shares outstanding, so the 9,800-share sale represents an immaterial fraction of the total shares outstanding.

Were any QS shares sold by this account in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months by the account.

What was the acquisition source and payment for the shares?

The shares were acquired on 08/15/2024 as compensation (Restricted Stock Units) from the issuer, and payment is listed as compensation.

Which broker is handling the proposed sale?

The broker named in the filing is Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282.