[144] QuantumScape Corporation SEC Filing

Rhea-AI Filing Summary

QuantumScape Corporation (NYSE: QS) has filed a Form 144 indicating the proposed sale of up to 50,000 Class A common shares by an insider or affiliate. The filing, dated for an approximate sale on 14 July 2025, lists Morgan Stanley Smith Barney LLC as the executing broker and values the block at about $500,091 based on the market price at the time of filing.

Key details include:

• Block size vs. float: 50,000 shares represent roughly 0.01 % of the 515.7 million shares outstanding, suggesting minimal dilution or market impact.
• Share provenance: All shares to be sold were received as restricted stock units (RSUs) awarded between May 2022 and June 2024 as part of compensation packages.
• No recent sales: The filer reported no securities sold in the past three months, indicating this is the first planned disposition in the current quarter.
• Regulatory representation: By signing, the seller affirms no undisclosed material adverse information and, if applicable, that any Rule 10b5-1 trading plan was duly adopted.

This notice is procedural and does not guarantee the sale will occur; it simply grants the right to sell within a 90-day window. Given the modest size relative to QuantumScape’s float and daily trading volume, the filing is generally viewed as routine and non-material for most investors, though it may interest those monitoring insider activity.

Insights

Equity Analyst

TL;DR — 50k-share Form 144 filing is routine, negligible market impact.

The proposed $0.5 million sale is immaterial versus QS’s >$4 billion market cap and >500 million share count. Given the shares stem from equity compensation, the filing reads as normal liquidity management rather than a directional signal on fundamentals. The absence of other recent insider sales and the certification of no adverse information further reduce concern. I classify the disclosure as neutral for valuation or sentiment.

Corporate Governance Specialist

TL;DR — Insider liquidity move within Rule 144; governance stance unchanged.

The seller follows proper Rule 144 protocols, names a reputable broker, and discloses a standard RSU-derived position. No aggregation with other sales is required, and there are no red flags such as concentrated disposals or undisclosed consideration. From a governance perspective, the event is routine and should not alter institutional investors’ risk assessments.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Morgan Stanley Smith Barney LLC 1 New York Plaza,38th floor New York NY 10004	50000	500090.90	515685016	07/14/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	05/16/2022	Acquired as compensation -- Restricted Stock Units	Issuer			1553	05/16/2022	Compensation
Class A Common Stock	08/15/2022	Acquired as compensation -- Restricted Stock Units	Issuer			1553	08/15/2022	Compensation
Class A Common Stock	11/15/2022	Acquired as compensation -- Restricted Stock Units	Issuer			1553	11/15/2022	Compensation
Class A Common Stock	02/15/2023	Acquired as compensation -- Restricted Stock Units	Issuer			1553	02/15/2023	Compensation
Class A Common Stock	02/15/2023	Acquired as compensation -- Restricted Stock Units	Issuer			7765	02/15/2023	Compensation
Class A Common Stock	05/15/2023	Acquired as compensation -- Restricted Stock Units	Issuer			1553	05/15/2023	Compensation
Class A Common Stock	06/06/2023	Acquired as compensation -- Restricted Stock Units	Issuer			14625	06/06/2023	Compensation
Class A Common Stock	08/15/2023	Acquired as compensation -- Restricted Stock Units	Issuer			1553	08/15/2023	Compensation
Class A Common Stock	11/15/2023	Acquired as compensation -- Restricted Stock Units	Issuer			1554	11/15/2023	Compensation
Class A Common Stock	02/15/2024	Acquired as compensation -- Restricted Stock Units	Issuer			1553	02/15/2024	Compensation
Class A Common Stock	05/15/2024	Acquired as compensation -- Restricted Stock Units	Issuer			1553	05/15/2024	Compensation
Class A Common Stock	06/07/2024	Acquired as compensation -- Restricted Stock Units	Issuer			25236	06/07/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many QuantumScape (QS) shares are being registered for sale?

The Form 144 covers 50,000 Class A common shares.

What is the estimated value of the shares mentioned in the QS Form 144 filing?

The aggregate market value is listed at approximately $500,090.90.

When may the QuantumScape insider sell these shares?

The filer states an approximate sale date of 14 July 2025, within the 90-day Rule 144 window.

What percentage of QuantumScape’s outstanding shares does the 50k block represent?

It represents roughly 0.01 % of the 515,685,016 shares outstanding.

How were the shares to be sold originally acquired?

All shares were obtained as restricted stock units (RSUs) awarded between 2022 and 2024.

Has the filer sold QuantumScape shares in the past three months?

No; the filing reports “Nothing to Report” for sales in the past 90 days.