[144] QuantumScape Corporation SEC Filing

Rhea-AI Filing Summary

Form 144 filed for QuantumScape Corporation (QS) reports proposed and recent sales of Class A common stock by an individual identified as Mohit Singh. The filing shows a proposed sale of 47,727 shares via Morgan Stanley Smith Barney with an aggregate market value of $430,974.81 and an approximate sale date of 08/18/2025. It also discloses an acquisition of 73,425 shares on 08/15/2025 from RSU vesting, paid as compensation. During the prior three months the filer sold a total of 1,151,428 shares for aggregate gross proceeds of $8,205,925.41 across four transactions dated May through July 2025. The notice includes the required representation that the seller is not aware of undisclosed material adverse information.

Positive

• Compliance: Filing provides required Rule 144 details including broker, share counts, and seller representation
• Liquidity: RSU vesting of 73,425 shares supplies shares for planned sale rather than secondary purchases

Negative

• Large insider sales: 1,151,428 shares sold in prior three months for total proceeds of $8,205,925.41
• Perception risk: Continued sizable dispositions plus a planned sale of 47,727 shares may be viewed negatively by investors

Insights

Securities Analyst

TL;DR: Significant insider sales totaling 1.15M shares in recent months and a planned sale could weigh on market perception of QS.

The filing documents sizeable dispositions by the reported seller: four sales from May to July 2025 totaling 1,151,428 shares and >$8.2M in proceeds, plus a planned sale of 47,727 shares. The seller also received 73,425 shares from RSU vesting on 08/15/2025, showing the new shares are becoming liquid. From a market-impact perspective, concentrated insider selling of this magnitude can create negative investor sentiment even if sales comply with Rule 144. There is no information here about reasons for sales or a binding 10b5-1 plan, so material intent is not disclosed.

Corporate Governance Expert

TL;DR: The Form 144 appears to follow Rule 144 disclosure requirements and includes the standard seller representation.

The filing provides the broker, share counts, acquisition details (RSU vesting), and past three months' sales as required. It includes the seller's representation about lack of undisclosed material adverse information and references trading-plan language, but it does not state whether a specific 10b5-1 plan is in place. Procedurally this meets Form 144 content expectations; however, absence of explicit plan disclosure limits clarity on whether sales are pre-authorized.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Morgan Stanley Smith Barney LLC 1 New York Plaza, 38th floor New York NY 10004	47727	430974.81	522939205	08/18/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	08/15/2025	RSU vesting	Issuer			73425	08/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mohit Singh 1730 Technology Dr. San Jose CA 95110	Class A Common Stock	05/19/2025	71428	315318.91
Mohit Singh 1730 Technology Dr. San Jose CA 95110	Class A Common Stock	06/25/2025	290000	1727675.00
Mohit Singh 1730 Technology Dr. San Jose CA 95110	Class A Common Stock	06/26/2025	325000	2343607.50
Mohit Singh 1730 Technology Dr. San Jose CA 95110	Class A Common Stock	07/08/2025	465000	3819324.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for QS disclose about planned sales?

The form discloses a proposed sale of 47,727 Class A shares via Morgan Stanley Smith Barney with aggregate market value of $430,974.81 and an approximate sale date of 08/18/2025.

How many QS shares were sold by the filer in the past three months?

The filer sold a total of 1,151,428 shares in four transactions (05/19/2025, 06/25/2025, 06/26/2025, 07/08/2025) for combined gross proceeds of $8,205,925.41.

Did the filer acquire any QS shares recently and how?

Yes, the filer acquired 73,425 shares on 08/15/2025 through RSU vesting, with the nature of payment listed as compensation.

Which broker is handling the proposed QS sale?

The proposed sale is to be executed through Morgan Stanley Smith Barney LLC at the New York Plaza address listed in the filing.

Does the filing state whether a 10b5-1 trading plan was used?

The filing includes the standard representation referencing trading plans but does not explicitly state that a specific 10b5-1 plan is in place or provide its adoption date.