QuantumScape CFO sells 9,800 shares under plan

QuantumScape Corp’s Chief Financial Officer Kevin Hettrich sold 9,800 shares of Class A Common Stock in an open-market transaction.

Rhea-AI Filing Summary

QuantumScape Corp’s Chief Financial Officer Kevin Hettrich sold 9,800 shares of Class A Common Stock in an open-market transaction. The sale occurred at a weighted average price of $7.2818 per share, with individual sale prices ranging from $6.985 to $7.785.

The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on June 11, 2025. Following the sale, Hettrich directly owns 1,816,257 shares, which include 1,356,436 shares represented by restricted stock units and performance stock units that vest over time based on service and performance conditions.

Insider Trade Summary 10b5-1

Net Seller: 9,800 shares

Net Sell 1 txn

Insider Hettrich Kevin

Role CHIEF FINANCIAL OFFICER

Sold 9,800 shs ($71K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	9,800	$7.2818	$71K

Holdings After Transaction: Class A Common Stock — 1,816,257 shares (Direct)

Footnotes (3)

1. F1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2025.
2. F2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.985 to $7.785, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
3. F3. Includes 1,356,436 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Key Figures

Shares sold: 9,800 shares Weighted average sale price: $7.2818 per share Share price range: $6.985–$7.785 per share +3 more

6 metrics

Shares sold 9,800 shares Open-market sale on July 2, 2026

Weighted average sale price $7.2818 per share Multiple trades between $6.985 and $7.785

Share price range $6.985–$7.785 per share Range of prices for the 9,800 shares sold

Shares held after transaction 1,816,257 shares Direct ownership following the July 2, 2026 sale

RSUs and PSUs included 1,356,436 shares Portion of holdings represented by RSUs and PSUs

Trading plan adoption date June 11, 2025 Date CFO adopted Rule 10b5-1 trading plan

Key Terms

Rule 10b5-1 trading plan, weighted average price, restricted stock units ("RSUs"), performance restricted stock units ("PSUs"), +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2025."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.985 to $7.785, inclusive."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

restricted stock units ("RSUs") financial

"Includes 1,356,436 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs")."

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

performance restricted stock units ("PSUs") financial

"Includes 1,356,436 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs")."

Class A Common Stock financial

"Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did QuantumScape (QS) report for its CFO?

QuantumScape reported that Chief Financial Officer Kevin Hettrich sold 9,800 shares of Class A Common Stock. The sale was an open-market transaction executed at a weighted average price of $7.2818 per share, within a range of $6.985 to $7.785.

Was the QuantumScape (QS) CFO’s share sale made under a trading plan?

Yes. The filing states the sale was effected under a Rule 10b5-1 trading plan adopted on June 11, 2025. Such plans allow insiders to pre-arrange trades in advance, providing a structured framework for selling shares over time.

How many QuantumScape (QS) shares does the CFO hold after this sale?

After the reported transaction, Chief Financial Officer Kevin Hettrich directly holds 1,816,257 shares of Class A Common Stock. This total includes shares represented by restricted stock units and performance restricted stock units that may vest over time if conditions are met.

What price range did the QuantumScape (QS) CFO’s shares sell for?

The reported weighted average sale price was $7.2818 per share. According to the filing, the 9,800 shares were sold in multiple trades at prices ranging from $6.985 to $7.785, with full trade details available on request from specified parties.

How many RSUs and PSUs are included in the QuantumScape (QS) CFO’s holdings?

The filing notes that 1,356,436 of the CFO’s post-transaction shares are represented by restricted stock units and performance restricted stock units. Each unit corresponds to one share of Class A Common Stock, vesting over time or upon achievement of performance milestones.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/07/2026 - 06:27 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hettrich Kevin

(Last) (First) (Middle)

C/O QUANTUMSCAPE CORPORATION

1730 TECHNOLOGY DRIVE

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
QuantumScape Corp [ QS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/02/2026		S(1)		9,800	D	$7.2818(2)	1,816,257(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2025.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.985 to $7.785, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

3. Includes 1,356,436 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Remarks:

	/s /Michael O McCarthy III, attorney-in-fact	07/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)