Quantum-Si CEO sells shares to cover taxes

Quantum-Si Inc President & CEO Jeffrey Alan Hawkins reported two open-market sales of Class A Common Stock totaling 23,777 shares.

Rhea-AI Filing Summary

Quantum-Si Inc President & CEO Jeffrey Alan Hawkins reported two open-market sales of Class A Common Stock totaling 23,777 shares. The sales occurred on March 20 and March 23 at weighted average prices of $0.8483 and $0.8266 per share, respectively. A footnote explains these transactions represent a mandatory sell-to-cover provision for federal, state and local tax withholding tied to the vesting of previously granted restricted stock units, which Hawkins cannot change. After these transactions, he directly holds 3,859,847 shares of Quantum-Si Class A Common Stock.

Insider Trade Summary

Net Seller: 23,777 shares

Net Sell 2 txns

Insider Hawkins Jeffrey Alan

Role President & CEO

Sold 23,777 shs ($20K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	12,149	$0.8266	$10K
Sale	Class A Common Stock	11,628	$0.8483	$10K

Holdings After Transaction: Class A Common Stock — 3,859,847 shares (Direct)

Footnotes (3)

1. F1. Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.
2. F2. Represents the weighted average sales price per share. The shares sold at prices ranging from $0.8314 to $0.8718 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
3. F3. Represents the weighted average sales price per share. The shares sold at prices ranging from $0.7973 to $0.8525 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

FAQ

What insider transaction did Quantum-Si (QSI) report for its CEO?

Quantum-Si reported that President & CEO Jeffrey Alan Hawkins sold 23,777 shares of Class A Common Stock in two transactions. These were mandatory sales to cover withholding taxes related to vesting restricted stock units, rather than discretionary open-market portfolio trades.

On what dates did Quantum-Si (QSI) CEO Jeffrey Hawkins sell shares?

Jeffrey Hawkins reported two sales of Quantum-Si Class A Common Stock dated March 20 and March 23. Both transactions were tied to a sell-to-cover provision for tax withholding obligations triggered by the vesting of previously granted restricted stock units.

What prices were received in the Quantum-Si (QSI) CEO’s reported share sales?

The reported weighted average prices were $0.8483 per share on March 20 and $0.8266 per share on March 23. Footnotes note that actual sale prices ranged within narrow bands around these averages, with detailed price breakdowns available upon request.

How many Quantum-Si (QSI) shares does the CEO hold after these transactions?

After completing the two reported sell-to-cover transactions, Quantum-Si President & CEO Jeffrey Alan Hawkins directly holds 3,859,847 shares of Class A Common Stock. This figure reflects his position immediately following the March 23 tax-related sales disclosed in the filing.

Were the Quantum-Si (QSI) CEO’s share sales discretionary open-market trades?

No. Footnotes state the sales resulted from a mandatory Quantum-Si sell-to-cover provision for tax withholding on vesting restricted stock units. Hawkins cannot alter this provision, so the transactions are mechanical tax events rather than discretionary investment decisions.

What type of shares were involved in the Quantum-Si (QSI) CEO’s Form 4 filing?

The Form 4 reports transactions in Quantum-Si Class A Common Stock. These shares were sold under a mandatory sell-to-cover mechanism to satisfy federal, state and local tax obligations arising from the vesting of previously granted restricted stock unit awards.

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Accepted by SEC EDGAR 03/24/2026 - 06:49 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hawkins Jeffrey Alan

(Last) (First) (Middle)

C/O QUANTUM-SI INCORPORATED

29 BUSINESS PARK DRIVE

(Street)

BRANFORD CONNECTICUT 06405

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Quantum-Si Inc [ QSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/20/2026		S(1)		11,628	D	$0.8483(2)	3,871,996	D
Class A Common Stock	03/23/2026		S(1)		12,149	D	$0.8266(3)	3,859,847	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares sold pursuant to a mandatory Quantum-Si sell-to-cover provision for required federal, state and local withholding taxes in connection with the vesting of previously granted restricted stock units. Individual is not able to alter this mandatory sell-to-cover provision that is enacted at the grant date of the related restricted stock unit award.

2. Represents the weighted average sales price per share. The shares sold at prices ranging from $0.8314 to $0.8718 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

3. Represents the weighted average sales price per share. The shares sold at prices ranging from $0.7973 to $0.8525 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

	/s/ Christian LaPointe, Ph.D., Attorney-in-Fact.	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)