Quantum-Si (QSI) director awarded 251,185 options at $0.8539 strike
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
ROTHBERG JONATHAN M reported acquisition or exercise transactions in this Form 4 filing.
Quantum-Si Inc director and 10% owner Jonathan M. Rothberg reported a grant of 251,185 stock options, each exercisable for one share of Class A Common Stock at $0.8539 per share. The options vest on the date of the issuer’s next regular annual stockholders meeting, subject to his continued service.
After this grant, he holds 2,568,443 Class A Common Stock shares directly and has additional indirect holdings, including 1,993,750 Class B shares through 4C Holdings V, LLC and 17,943,750 Class B shares through 4C Holdings I, LLC. Some shares are held by entities managed by Dr. Rothberg and by family members, and he disclaims beneficial ownership of shares held by his spouse and by 23rd Century Capital LLC.
Positive
- None.
Negative
- None.
Insider Trade Summary
11 transactions reported
Mixed
11 txns
Insider
ROTHBERG JONATHAN M
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Option (right to buy) | 251,185 | $0.00 | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 251,185 shares (Direct, null);
Class A Common Stock — 1,904,866 shares (Indirect, By NVR TR, LLC);
Class A Common Stock — 2,568,443 shares (Direct, null);
Class B Common Stock — 17,943,750 shares (Indirect, By 4C Holdings I, LLC)
Footnotes (1)
- Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, NVR TR, LLC, JNR TR, LLC, GBR TR, LLC, EJR TR, LLC and JAR TR, LLC and Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.
Key Figures
Option grant size: 251,185 options
Option exercise price: $0.8539 per share
Options expiration: May 18, 2036
+4 more
7 metrics
Option grant size
251,185 options
Stock Option (right to buy) granted to Jonathan M. Rothberg
Option exercise price
$0.8539 per share
Exercise price for Class A Common Stock underlying options
Options expiration
May 18, 2036
Expiration date of the stock option grant
Underlying shares
251,185 Class A shares
Shares of Class A Common Stock underlying the options
Direct Class A holdings
2,568,443 shares
Class A Common Stock held directly after reported transactions
4C Holdings V Class B
1,993,750 shares
Class B Common Stock held indirectly via 4C Holdings V, LLC
4C Holdings I Class B
17,943,750 shares
Class B Common Stock held indirectly via 4C Holdings I, LLC
Key Terms
Stock Option (right to buy), Class A Common Stock, Class B Common Stock, beneficial ownership, +1 more
5 terms
Stock Option (right to buy) financial
"security_title: "Stock Option (right to buy)""
Class A Common Stock financial
"underlying_security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Class B Common Stock financial
"security_title: "Class B Common Stock""
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
beneficial ownership financial
"Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
regular annual stockholders meeting financial
"vest on the date of the Issuer's next regular annual stockholders meeting"
FAQ
What did Quantum-Si (QSI) insider Jonathan Rothberg report on this Form 4?
Jonathan M. Rothberg reported receiving a grant of 251,185 stock options for Quantum-Si Class A Common Stock at an exercise price of $0.8539 per share. These options represent compensation rather than an open-market purchase or sale of existing shares.
How many Quantum-Si stock options were granted to Jonathan Rothberg and at what price?
He was granted 251,185 stock options, each with an exercise price of $0.8539 per share for Quantum-Si Class A Common Stock. The options give him the right to buy shares at that price if they vest and are exercised before expiration.
When do Jonathan Rothberg’s newly granted Quantum-Si options vest and expire?
The shares underlying this option vest on the date of Quantum-Si’s next regular annual stockholders meeting, contingent on continued service. The options expire on May 18, 2036, giving a long window during which they can potentially be exercised once vested.
What indirect Quantum-Si holdings are associated with Jonathan Rothberg via LLCs?
Indirectly, he reports 1,993,750 Quantum-Si Class B shares through 4C Holdings V, LLC and 17,943,750 Class B shares through 4C Holdings I, LLC, among other entities. He is sole manager of several LLCs but disclaims beneficial ownership of shares held by his spouse and 23rd Century Capital LLC.