STOCK TITAN

[Form 4] QT Imaging Holdings, Inc. Common Stock Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

QT IMAGING HOLDINGS, INC. [QTIH] reporting person Dr. Avi S. Katz, identified as Chairman and a director, reported an acquisition of 25,000 stock options on 08/11/2025 with an exercise price of $1.90 and an expiration date of 08/11/2035. The filing lists the options as held directly and acquired under Transaction Code "A".

Vesting is defined: one-third vests on August 15, 2026 and the remaining two-thirds vest in eight equal quarterly installments on subsequent November 15, February 15, May 15, and August 15, completing on August 15, 2028, subject to continued service. The form is signed by Dr. Katz on 08/13/2025.

QT IMAGING HOLDINGS, INC. [QTIH] la persona segnalante Dr. Avi S. Katz, indicato come Presidente e amministratore, ha comunicato l'acquisizione di 25.000 opzioni su azioni il 08/11/2025 con un prezzo di esercizio di $1.90 e una data di scadenza 08/11/2035. Il deposito riporta che le opzioni sono detenute direttamente e sono state acquisite con il codice di transazione 'A'.

La maturazione è definita: un terzo matura il 15 agosto 2026 e i restanti due terzi maturano in otto rate trimestrali uguali nelle successive date del 15 novembre, 15 febbraio, 15 maggio e 15 agosto, completandosi il 15 agosto 2028, subordinatamente alla continuazione del servizio. Il modulo è firmato dal Dr. Katz il 08/13/2025.

QT IMAGING HOLDINGS, INC. [QTIH] la persona que informa Dr. Avi S. Katz, identificado como Presidente y director, informó la adquisición de 25.000 opciones sobre acciones el 08/11/2025 con un precio de ejercicio de $1.90 y una fecha de vencimiento 08/11/2035. El registro indica que las opciones se mantienen directamente y fueron adquiridas bajo el código de transacción 'A'.

La consolidación se define así: un tercio consolida el 15 de agosto de 2026 y los dos tercios restantes se consolidan en ocho cuotas trimestrales iguales en las siguientes fechas: 15 de noviembre, 15 de febrero, 15 de mayo y 15 de agosto, completándose el 15 de agosto de 2028, sujeto a la continuidad en el cargo. El formulario está firmado por el Dr. Katz el 08/13/2025.

QT IMAGING HOLDINGS, INC. [QTIH] 신고인 Dr. Avi S. Katz는 회장 겸 이사로 기재되어 있으며, 08/11/202525,000 주식옵션을 취득했다고 보고했습니다. 행사가격은 $1.90, 만료일은 08/11/2035입니다. 신고서에는 해당 옵션이 직접 보유되고 거래 코드 'A'로 취득된 것으로 기재되어 있습니다.

베스팅은 다음과 같이 정의됩니다: 1/3은 2026년 8월 15일에 확정되며, 나머지 2/3는 이후 매년 11월 15일, 2월 15일, 5월 15일, 8월 15일에 걸쳐 8회 동일한 분기별 분할로 확정되어 2028년 8월 15일에 완료됩니다(근무 지속 조건). 해당 양식은 Dr. Katz가 08/13/2025에 서명했습니다.

QT IMAGING HOLDINGS, INC. [QTIH] la personne déclarante Dr. Avi S. Katz, identifié comme Président et administrateur, a déclaré l'acquisition de 25 000 options d'achat d'actions le 08/11/2025 au prix d'exercice de $1.90 et à la date d'expiration 08/11/2035. Le dossier indique que les options sont détenues directement et ont été acquises sous le code de transaction 'A'.

La période d'acquisition est définie comme suit : un tiers devient acquis le 15 août 2026 et les deux tiers restants deviennent acquis en huit versements trimestriels égaux aux dates suivantes : 15 novembre, 15 février, 15 mai et 15 août, pour s'achever le 15 août 2028, sous réserve de la poursuite du service. Le formulaire est signé par le Dr Katz le 08/13/2025.

QT IMAGING HOLDINGS, INC. [QTIH] Die meldende Person Dr. Avi S. Katz, angegeben als Vorsitzender und Direktor, meldete den Erwerb von 25.000 Aktienoptionen am 08/11/2025 mit einem Ausübungspreis von $1.90 und einem Ablaufdatum 08/11/2035. Die Einreichung gibt an, dass die Optionen direkt gehalten und unter dem Transaktionscode 'A' erworben wurden.

Die Vesting-Regelung ist wie folgt definiert: Ein Drittel wird am 15. August 2026 fällig, die verbleibenden zwei Drittel werden in acht gleichen vierteljährlichen Raten an den folgenden Terminen fällig – 15. November, 15. Februar, 15. Mai und 15. August – und enden am 15. August 2028, vorbehaltlich fortgesetzter Tätigkeit. Das Formular ist von Dr. Katz am 08/13/2025 unterschrieben.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine executive option grant with multi-year vesting; disclosure is factual and provides clear timing and pricing.

The Form 4 shows a direct grant of 25,000 stock options to Dr. Avi S. Katz on 08/11/2025 at an exercise price of $1.90, expiring on 08/11/2035. The detailed vesting schedule (one-third on August 15, 2026, then quarterly through August 15, 2028) ties equity realization to continued service. For investors, this is a disclosure of insider compensation and potential future share issuance if options are exercised, but the filing itself contains no disposition or immediate cash impact.

TL;DR: Vesting structure emphasizes retention; direct ownership and signed Form 4 improve transparency.

The report identifies Dr. Katz as both Chairman and a director and documents the grant mechanics clearly: 25,000 options, $1.90 strike, staged vesting concluding August 15, 2028, and a 10-year contractual life to 2035. Such terms are consistent with retention-focused equity compensation. The filing is narrowly scoped to this grant and contains no additional governance actions or related-party arrangements.

QT IMAGING HOLDINGS, INC. [QTIH] la persona segnalante Dr. Avi S. Katz, indicato come Presidente e amministratore, ha comunicato l'acquisizione di 25.000 opzioni su azioni il 08/11/2025 con un prezzo di esercizio di $1.90 e una data di scadenza 08/11/2035. Il deposito riporta che le opzioni sono detenute direttamente e sono state acquisite con il codice di transazione 'A'.

La maturazione è definita: un terzo matura il 15 agosto 2026 e i restanti due terzi maturano in otto rate trimestrali uguali nelle successive date del 15 novembre, 15 febbraio, 15 maggio e 15 agosto, completandosi il 15 agosto 2028, subordinatamente alla continuazione del servizio. Il modulo è firmato dal Dr. Katz il 08/13/2025.

QT IMAGING HOLDINGS, INC. [QTIH] la persona que informa Dr. Avi S. Katz, identificado como Presidente y director, informó la adquisición de 25.000 opciones sobre acciones el 08/11/2025 con un precio de ejercicio de $1.90 y una fecha de vencimiento 08/11/2035. El registro indica que las opciones se mantienen directamente y fueron adquiridas bajo el código de transacción 'A'.

La consolidación se define así: un tercio consolida el 15 de agosto de 2026 y los dos tercios restantes se consolidan en ocho cuotas trimestrales iguales en las siguientes fechas: 15 de noviembre, 15 de febrero, 15 de mayo y 15 de agosto, completándose el 15 de agosto de 2028, sujeto a la continuidad en el cargo. El formulario está firmado por el Dr. Katz el 08/13/2025.

QT IMAGING HOLDINGS, INC. [QTIH] 신고인 Dr. Avi S. Katz는 회장 겸 이사로 기재되어 있으며, 08/11/202525,000 주식옵션을 취득했다고 보고했습니다. 행사가격은 $1.90, 만료일은 08/11/2035입니다. 신고서에는 해당 옵션이 직접 보유되고 거래 코드 'A'로 취득된 것으로 기재되어 있습니다.

베스팅은 다음과 같이 정의됩니다: 1/3은 2026년 8월 15일에 확정되며, 나머지 2/3는 이후 매년 11월 15일, 2월 15일, 5월 15일, 8월 15일에 걸쳐 8회 동일한 분기별 분할로 확정되어 2028년 8월 15일에 완료됩니다(근무 지속 조건). 해당 양식은 Dr. Katz가 08/13/2025에 서명했습니다.

QT IMAGING HOLDINGS, INC. [QTIH] la personne déclarante Dr. Avi S. Katz, identifié comme Président et administrateur, a déclaré l'acquisition de 25 000 options d'achat d'actions le 08/11/2025 au prix d'exercice de $1.90 et à la date d'expiration 08/11/2035. Le dossier indique que les options sont détenues directement et ont été acquises sous le code de transaction 'A'.

La période d'acquisition est définie comme suit : un tiers devient acquis le 15 août 2026 et les deux tiers restants deviennent acquis en huit versements trimestriels égaux aux dates suivantes : 15 novembre, 15 février, 15 mai et 15 août, pour s'achever le 15 août 2028, sous réserve de la poursuite du service. Le formulaire est signé par le Dr Katz le 08/13/2025.

QT IMAGING HOLDINGS, INC. [QTIH] Die meldende Person Dr. Avi S. Katz, angegeben als Vorsitzender und Direktor, meldete den Erwerb von 25.000 Aktienoptionen am 08/11/2025 mit einem Ausübungspreis von $1.90 und einem Ablaufdatum 08/11/2035. Die Einreichung gibt an, dass die Optionen direkt gehalten und unter dem Transaktionscode 'A' erworben wurden.

Die Vesting-Regelung ist wie folgt definiert: Ein Drittel wird am 15. August 2026 fällig, die verbleibenden zwei Drittel werden in acht gleichen vierteljährlichen Raten an den folgenden Terminen fällig – 15. November, 15. Februar, 15. Mai und 15. August – und enden am 15. August 2028, vorbehaltlich fortgesetzter Tätigkeit. Das Formular ist von Dr. Katz am 08/13/2025 unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Katz Avi S

(Last) (First) (Middle)
C/O QT IMAGING HOLDINGS, INC.
3 HAMILTON LANDING, SUITE 160

(Street)
NOVATO CA 94949

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
QT IMAGING HOLDINGS, INC. [ QTIH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $1.9 08/11/2025 A 25,000 (1) 08/11/2035 Common Stock 25,000 $0 25,000 D
Explanation of Responses:
1. One-third of the grant will vest on August 15, 2026, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent November 15, February 15, May 15, and August 15, such that the grant will be fully vested on August 15, 2028, subject to continued service with the Issuer through each vesting date.
/s/ Dr. Avi S. Katz 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 for QTIH report?

The Form 4 reports that Dr. Avi S. Katz acquired 25,000 stock options on 08/11/2025 at an exercise price of $1.90.

What is the vesting schedule for the options reported by QTIH?

One-third of the grant vests on August 15, 2026; the remaining two-thirds vest in eight equal quarterly installments on subsequent November 15, February 15, May 15, and August 15, completing on August 15, 2028.

When do the reported options expire according to the filing?

The filing lists an expiration date of 08/11/2035 for the granted options.

How is the ownership form reported for the QTIH transaction?

The options are reported as held directly (Ownership Form: D) by the reporting person.

Who signed the Form 4 and when?

Dr. Avi S. Katz signed the Form 4 on 08/13/2025.
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