STOCK TITAN

Brookfield Real Assets (RA) director sells 2,750 fund shares in open market

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Brookfield Real Assets Income Fund Inc. director Heather S. Goldman sold 2,750 shares of Common Stock in an open-market transaction. The sale on May 13, 2026 was executed at an average price of $12.72 per share. After the transaction, she directly holds 21.597 shares. The disposed amount includes 856.597 shares acquired through dividend reinvestment, indicating that a portion of the sale relates to shares accumulated via the fund’s reinvestment program.

Positive

  • None.

Negative

  • None.

Insights

Director executes largely complete open-market sale of RA shares.

Heather S. Goldman, a director of Brookfield Real Assets Income Fund Inc., sold 2,750 Common Stock shares in an open-market transaction at $12.72 per share on May 13, 2026. This is a clear, discretionary sale rather than a grant or tax-related event.

Following the sale, she directly holds only 21.597 shares, suggesting she disposed of nearly all of her reported position in this account. A footnote states that 856.597 shares included in the disposed amount were previously acquired via dividend reinvestment.

The filing shows no remaining derivative positions and no reference to a Rule 10b5-1 trading plan. From this single report, the transaction appears to be a routine, but substantial, reduction of this director’s directly held stake in RA.

Insider Goldman Heather S.
Role null
Sold 2,750 shs ($35K)
Type Security Shares Price Value
Sale Common Stock 2,750 $12.72 $35K
Holdings After Transaction: Common Stock — 21.597 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 2,750 shares Open-market sale of Common Stock on May 13, 2026
Sale price per share $12.72 per share Average price for the 2,750 shares sold
Shares held after sale 21.597 shares Direct holdings following the reported transaction
Dividend reinvestment shares included 856.597 shares Portion of disposed shares acquired via dividend reinvestment
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
dividend reinvestment financial
"includes 856.597 shares acquired through dividend reinvestment."
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goldman Heather S.

(Last)(First)(Middle)
BROOKFIELD PUBLIC SECURITIES GROUP LLC
225 LIBERTY STREET, SUITE 4300

(Street)
NEW YORK NEW YORK 10281

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Brookfield Real Assets Income Fund Inc. [ RA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026S2,750(1)D$12.7221.597D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Number of Securities Disposed of includes 856.597 shares acquired through dividend reinvestment.
/s/ Craig Ruckman, Attorney-in-Fact, Attorney-in-Fact05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Heather S. Goldman do in this Form 4 for RA?

Heather S. Goldman reported an open-market sale of 2,750 shares of Brookfield Real Assets Income Fund Inc. common stock at $12.72 per share. After the sale, she directly holds 21.597 shares according to the filing’s reported post-transaction balance.

At what price did the RA director sell her Brookfield Real Assets shares?

The director’s sale was executed at an average price of $12.72 per share. This price applies to the 2,750 Brookfield Real Assets Income Fund Inc. common shares reported as sold in the Form 4 transaction on May 13, 2026.

How many Brookfield Real Assets (RA) shares does the director hold after this sale?

After the transaction, Heather S. Goldman directly holds 21.597 shares of Brookfield Real Assets Income Fund Inc. common stock. This post-transaction balance suggests she sold nearly all of her previously reported directly held position in this account.

Were dividend reinvestment shares included in the RA director’s sale?

Yes. A footnote explains that 856.597 of the disposed shares were acquired through dividend reinvestment. This means part of the 2,750 Brookfield Real Assets Income Fund Inc. shares sold came from accumulated reinvested dividends rather than initial cash purchases.

Does the RA Form 4 show any options or other derivatives for the director?

The Form 4 derivative section for Heather S. Goldman is empty, indicating no derivative securities like options or warrants are reported. The filing only shows a non-derivative open-market sale of Brookfield Real Assets Income Fund Inc. common stock.