Research Alliance Corp III CFO files Form 3

Research Alliance Corp III insider Adams Francis Sherman, the company’s Chief Financial Officer, has filed an initial Form 3, which is a statement of beneficial ownership for insiders.

Rhea-AI Filing Summary

Research Alliance Corp III insider Adams Francis Sherman, the company’s Chief Financial Officer, has filed an initial Form 3, which is a statement of beneficial ownership for insiders. The filing reports no transactions, no share holdings, and no derivative positions at the time of this filing.

Key Terms

Chief Financial Officer, reportingPersons, derivativeTransactionCount

3 terms

Chief Financial Officer financial

""officer_title": "Chief Financial Officer""

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

reportingPersons regulatory

""reportingPersons": [ { "name": "Adams Francis Sherman""

derivativeTransactionCount financial

""derivativeTransactionCount": 0"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 for Research Alliance Corp III (RACC) report?

The Form 3 reports initial insider ownership. It shows that Chief Financial Officer Adams Francis Sherman filed an initial beneficial ownership statement for Research Alliance Corp III, with no reportable stock or derivative holdings listed at the time of filing.

Did Adams Francis Sherman buy or sell RACC shares in this Form 3?

No transactions are reported in this Form 3. The filing shows zero buy and sell counts, and an empty transactions list, indicating no reportable purchases, sales, or other insider trades at the time of the filing.

What position does Adams Francis Sherman hold at Research Alliance Corp III (RACC)?

Adams Francis Sherman is the Chief Financial Officer. The Form 3 identifies him as an officer of Research Alliance Corp III with the title Chief Financial Officer, making him a reporting person for insider ownership disclosure purposes.

Does the RACC Form 3 show any derivative securities or options?

No derivative securities are listed in this Form 3. The derivativeSummary is empty and derivativeTransactionCount is zero, indicating no reported options, warrants, or other derivative positions for Adams Francis Sherman at the time of this filing.

What does a netBuySellDirection of neutral mean for RACC’s Form 3?

Neutral indicates no net insider trading activity. With netBuySellShares at zero and all buy, sell, and exercise counts at zero, the filing reflects no insider trading direction for Adams Francis Sherman at the time of this initial ownership report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/19/2026 - 04:05 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Adams Francis Sherman

(Last) (First) (Middle)

C/O RESEARCH ALLIANCE CORPORATION III

600 FIFTH AVENUE, 23RD FLOOR

(Street)

NEW YORK NEW YORK 10020

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/19/2026

3. Issuer Name and Ticker or Trading Symbol
Research Alliance Corp III [ RACC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Henry Stusnick, Attorney-in-Fact	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)