Welcome to our dedicated page for RESEARCH ALLIANCE III SEC filings (Ticker: RACC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Research Alliance Holdings III LLC /Cayman filed an initial ownership report for Research Alliance Corp III, showing direct holdings of 1,245,269 Class B Ordinary Shares. These Class B shares have no expiration date and are convertible into Class A Ordinary Shares on a one-for-one basis.
The footnote explains that the Class B shares will automatically convert into Class A Ordinary Shares at the time of the issuer's initial business combination on a one-for-one basis, or at any time earlier at the holder's option, with potential adjustments for anti-dilution events such as share splits, dividends, reorganizations, or recapitalizations.
Research Alliance Corp III director and Chief Executive Officer Matthew Hammond filed a Form 3 to report his initial ownership position. The filing shows indirect ownership of 1,245,269 Class B Ordinary Shares through Research Alliance Holdings III LLC, the sponsor entity. These Class B shares have no expiration date and are convertible into Class A Ordinary Shares on a one-for-one basis in connection with the company’s initial business combination or earlier at the holder’s option, subject to stated anti-dilution adjustments. Hammond may be deemed to have beneficial ownership through his control of the sponsor but disclaims beneficial ownership except to the extent of any pecuniary interest.
Research Alliance Corp III director Timothy J. Miller filed an initial ownership report showing he holds 39,130 Class B Ordinary Shares. These Class B shares have no expiration date and are automatically convertible into 39,130 Class A Ordinary Shares on a one-for-one basis at the time of the company’s initial business combination, or earlier at Miller’s option, subject to specified anti-dilution adjustments.
Research Alliance Corp III officer Henry William Stusnick, the company’s COO and CBO, filed an initial Form 3 reporting his status as an insider. The filing shows no reported transactions, no share purchases or sales, and no derivative positions disclosed at this time.
Research Alliance Corp III director Michael F. MacLean filed an initial ownership report showing a direct holding of 39,130 Class B Ordinary Shares. According to the filing, these Class B shares have no expiration date and will automatically convert into Class A Ordinary Shares on a one-for-one basis at the time of the company’s initial business combination, or earlier at the holder’s option, subject to customary anti-dilution adjustments.
Research Alliance Corp III insider Adams Francis Sherman, the company’s Chief Financial Officer, has filed an initial Form 3, which is a statement of beneficial ownership for insiders. The filing reports no transactions, no share holdings, and no derivative positions at the time of this filing.