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Rain Enhancement Tech (RAIN) confirms compliance; symbols unchanged

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Rain Enhancement Technologies Holdco, Inc. (RAIN) announced it has regained compliance with Nasdaq listing requirements. Nasdaq also approved the Company’s application to “phase down” its listing from the Nasdaq Global Market to the Nasdaq Capital Market.

The Company’s Class A common stock will continue to trade under the symbol RAIN, and its redeemable warrants will continue under RAINW. Nasdaq’s confirmation of compliance was communicated on November 5, 2025, and the Company furnished a press release on November 7, 2025.

This update preserves the Company’s Nasdaq listing while moving to a market tier designed for smaller issuers, with no change to trading symbols.

Positive

  • None.

Negative

  • None.

Insights

Compliance restored; listing moves to Capital Market.

RAIN received Nasdaq confirmation that it is compliant and will transfer from the Global Market to the Capital Market. Trading symbols remain RAIN and RAINW, so exchange continuity is maintained.

The Capital Market tier serves companies that meet alternate quantitative standards. The filing emphasizes compliance confirmation and the approved “phase down,” which typically reduces delisting risk while keeping exchange visibility.

There are no new financial terms disclosed. Subsequent disclosures may provide operational or governance steps tied to maintaining Capital Market standards.

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 5, 2025

 

RAIN ENHANCEMENT TECHNOLOGIES HOLDCO, INC.

(Exact name of registrant as specified in its charter)

 

Massachusetts   001-42460   99-3527155
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

4851 Tamiami Trail N, Suite 200

Naples, FL 34103

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: 339-222-6714

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A common stock, par value $0.0001 per share   RAIN   The Nasdaq Stock Market LLC
Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50   RAINW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On November 5, 2025, Rain Enhancement Technologies Holdco, Inc. (the “Company”), received a letter from the Staff of The Nasdaq Stock Market LLC (“Nasdaq”) confirming that the Company has demonstrated compliance with the listing rules of the Nasdaq Capital Market. On October 21, 2025, Nasdaq approved the Company’s application to “phase down” the listing of its Class A common stock and warrants from the Nasdaq Global Market to the Nasdaq Capital Market. The Company’s Class A common stock will continue to trade under the symbol “RAIN” and the Company’s warrants will continue to trade under the symbol “RAINW.” 

 

Item 7.01 Regulation FD

 

On November 7, 2025, the Company issued a press release announcing that the Company regained compliance with the Nasdaq listing requirements. A copy of that press release is furnished as Exhibit 99.1 to this Current Report, and is incorporated herein by reference.

 

The information in this Item 7.01, including Exhibit 99.1, is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filings.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   Description
99.1   Press Release, dated November 7, 2025
104   Cover Page Interactive Data File (embedded within the inline XBRL document)

 

Forward Looking Statements

 

Certain information contained in this Current Report on Form 8-K, including the exhibit hereto, consists of forward-looking statements that involve risks, uncertainties and assumptions that are difficult to predict. Such forward-looking statements are not guarantees of performance and actual actions or events could differ materially from those contained in such statements. For example, there can be no assurance that the Company will be able to maintain compliance with the listing standards of the Nasdaq Capital Market. Additional factors that could cause actual results to differ from the forward-looking statements herein include potential adverse effects on the Company’s business related to the disclosures made in this Current Report on Form 8-K, including the exhibit hereto, or the initiation of new legal proceedings, volatility of the Company’s stock price, and the other risk factors discussed under the caption “Risk Factors” in the Company’s Annual Report on Form 10-K for the year ended December 31, 2024, and the Company’s other filings with the Securities and Exchange Commission. The forward-looking statements contained in this Current Report on Form 8-K, including the exhibit hereto, speak only as of the date hereof and the Company undertakes no obligation to publicly update any forward-looking statements to reflect changes in information, events or circumstances after the date hereof, unless required by law.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 7, 2025 RAIN ENHANCEMENT TECHNOLOGIES HOLDCO, INC.
   
  By: /s/ Randall Seidl
  Name: Randall Seidl
  Title: Chief Executive Officer

 

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FAQ

What did Rain Enhancement Technologies (RAIN) announce in its 8-K?

The Company reported that Nasdaq confirmed it regained compliance and approved moving its listing from the Global Market to the Capital Market.

Will RAIN’s trading symbols change after the transfer?

No. The Class A common stock will continue as RAIN and the warrants as RAINW.

Which Nasdaq tier will RAIN be listed on going forward?

The Nasdaq Capital Market, following an approved “phase down” from the Nasdaq Global Market.

When did Nasdaq confirm RAIN’s compliance?

Nasdaq confirmed compliance on November 5, 2025.

Did RAIN issue a press release about the Nasdaq status?

Yes. A press release dated November 7, 2025 was furnished as Exhibit 99.1.

Does this update affect RAIN’s current trading on Nasdaq?

The Company remains listed on Nasdaq with the same symbols; the listing tier changes to the Capital Market.
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