RBC (NYSE: RBC) Form 144 notice lists 327,000 common shares for sale

Rhea-AI Filing Summary

RBC submitted a Form 144 notice listing proposed transactions in its common stock. The filing names Merrill Lynch as the broker and shows a quantity field of 327,000 alongside a reference number 31635359 and date 06/03/2026. The excerpt lists multiple stock award entries with associated dates and counts (for example: 12/15/2023 — 36; 02/08/2024 — 132; 07/15/2024 — 96), labeled as compensation awards.

Key Figures

Quantity field: 327,000 Reference number: 31,635,359 Broker address: 1033 Skokie Blvd Suite 500 +4 more

7 metrics

Quantity field 327,000 row under Securities Information adjacent to NYSE and date 06/03/2026

Reference number 31,635,359 listed in the securities information row next to 327,000

Broker address 1033 Skokie Blvd Suite 500 Merrill Lynch Northbrook IL 60062 (broker listed)

Stock award — 12/15/2023 36 stock award entry dated 12/15/2023 labeled compensation

Stock award — 02/08/2024 132 stock award entry dated 02/08/2024 labeled compensation

Stock award — 07/15/2024 96 stock award entry dated 07/15/2024 labeled compensation

Stock award — 08/18/2024 128 stock award entry dated 08/18/2024 labeled compensation

Key Terms

Form 144, stock award, issuer, compensation

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

stock award financial

"Common | 12/15/2023 | stock award | issuer"

issuer regulatory

"stock award | issuer | | | 36"

compensation financial

"12/15/2023 | stock award | issuer | | | 36 | 12/15/2023 | compensation"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	Merrill Lynch 1033 Skokie Blvd Suite 500 Northbrook IL 60062	555	327000	31635359	06/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2023	stock award	issuer			36	12/15/2023	compensation
Common	02/08/2024	stock award	issuer			132	02/08/2023	compensation
Common	07/15/2024	stock award	issuer			96	07/15/2024	compensation
Common	08/18/2024	stock award	Issuer			128	08/18/2024	compensation
Common	09/09/2024	stock award	Issuer			32	09/09/2024	compensation
Common	02/08/2025	stock award	Issuer			131	02/08/2025	compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for RBC list?

The Form 144 lists proposed transactions in RBC common stock, naming Merrill Lynch as broker and showing a quantity field of 327,000. The excerpt includes a reference number 31635359 and date 06/03/2026, plus multiple stock award entries with dates and counts.

Who is the broker listed on the RBC Form 144?

The broker listed is Merrill Lynch at 1033 Skokie Blvd Suite 500, Northbrook, IL 60062. The filing shows this broker name in the securities section alongside the common stock entry and the 327,000 quantity field.

Do the entries show how the shares were acquired?

Yes. Several entries are labeled as stock award and marked 'issuer' with 'compensation' as the purpose. Examples include awards dated 12/15/2023 (36), 02/08/2024 (132), and 07/15/2024 (96) in the excerpt.

Is there a specific sale date provided in the filing excerpt?

The excerpt includes the date 06/03/2026 adjacent to the securities row; however, the text does not explicitly label that date as an executed sale or as an anticipated sale closing date in the provided lines.

What does the number 31635359 refer to in the excerpt?

The excerpt shows the number 31635359 in the securities information row next to the 327,000 figure and date 06/03/2026. The filing text does not provide an explicit label for that number within the provided lines.