STOCK TITAN

Roblox Corp (RBLX) director Anthony P Lee discloses 200,000-share gift transfers

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roblox Corp director Anthony P Lee reported several bona fide gift transactions in Class A Common Stock on 2026-08-10 through trusts and an LLC. An indirect holding of 100,000 shares in Fallen Leaf Revocable Trust was gifted away, while trusts for his son and daughter each received 50,000 shares. Lee is trustee or co-trustee of these vehicles and disclaims beneficial ownership except to the extent of his pecuniary interest. Following these transactions, he holds 5,185 Class A shares directly and has additional indirect holdings via Fallen Leaf LLC – Sub Fund No. 1. The filing does not state that these gifts were made under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Lee Anthony P
Role Director
Type Security Shares Price Value
Gift Class A Common Stock F1 100,000 $0.00 $0.00
Gift Class A Common Stock F2 50,000 $0.00 $0.00
Gift Class A Common Stock F3 50,000 $0.00 $0.00
holding Class A Common Stock -- -- --
holding Class A Common Stock F4 -- -- --
Holdings After Transaction: Class A Common Stock — 1,177,119 shares (Indirect, See footnote); Class A Common Stock — 5,185 shares (Direct)
Footnotes (4)
  1. F1. These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein.
  2. F2. These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee.
  3. F3. These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee.
  4. F4. These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
Gifted shares from Fallen Leaf Revocable Trust 100,000 shares Bona fide gift of indirectly held Class A Common Stock on 2026-08-10
Gifted shares to son’s trust 50,000 shares Bona fide gift to a trust for the son of the reporting person
Gifted shares to daughter’s trust 50,000 shares Bona fide gift to a trust for the daughter of the reporting person
Total gifted shares 200,000 shares Aggregate bona fide gifts of Class A Common Stock reported
Direct holdings after transactions 5,185 shares Direct Class A Common Stock owned by Anthony P Lee following reported gifts
bona fide gift financial
"transaction_code "G" is described as a bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
pecuniary interest financial
"disclaims beneficial ownership except to the extent of his pecuniary interest"
revocable trust financial
"shares are held directly by Fallen Leaf Revocable Trust"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
co-trustee financial
"the reporting person serves as co-trustee"
indirect ownership financial
"ownership_type is classified as indirect for certain holdings"

FAQ

What insider transactions did Roblox (RBLX) director Anthony P Lee report?

Anthony P Lee reported three bona fide gifts of Roblox Class A Common Stock on 2026-08-10, totaling 200,000 shares, involving a revocable trust and two separate trusts for his children.

How many Roblox (RBLX) shares were transferred in total by Anthony P Lee?

The filing shows total reported gifts of 200,000 Class A shares. A revocable trust associated with Lee transferred 100,000 shares, and trusts for his son and daughter each received 50,000 shares.

What are Anthony P Lee’s direct Roblox (RBLX) holdings after these gifts?

After the reported transactions, Anthony P Lee directly holds 5,185 shares of Roblox Class A Common Stock. He also has indirect holdings through entities such as Fallen Leaf LLC – Sub Fund No. 1, as disclosed in the footnotes.

Were the Roblox (RBLX) insider gifts by Anthony P Lee made under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox is not marked as affirmative, and the footnotes do not reference a trading plan, so the transactions are not identified in the filing as made under a Rule 10b5-1 plan.

Which entities are involved in Anthony P Lee’s Roblox (RBLX) gift transfers?

The gifts involve Fallen Leaf Revocable Trust, a trust for his son, and a trust for his daughter, with Lee serving as trustee or co-trustee, plus an indirect holding through Fallen Leaf LLC – Sub Fund No. 1.

Does Anthony P Lee claim full beneficial ownership of the gifted Roblox (RBLX) shares?

For certain entities, including Fallen Leaf Revocable Trust and Fallen Leaf LLC – Sub Fund No. 1, Lee disclaims beneficial ownership of the Roblox shares except to the extent of his pecuniary interest in those entities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Anthony P

(Last)(First)(Middle)
C/O ROBLOX CORPORATION
3150 SOUTH DELAWARE STREET

(Street)
SAN MATEO CALIFORNIA 94403

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/10/2026G100,000D$06,157,311ISee footnote(1)
Class A Common Stock08/10/2026G50,000A$0306,768ISee footnote(2)
Class A Common Stock08/10/2026G50,000A$0306,768ISee footnote(3)
Class A Common Stock5,185D
Class A Common Stock870,351ISee footnote(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein.
2. These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee.
3. These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee.
4. These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
/s/ Anthony P. Lee08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)